Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | SVP, Global Demand | February 02, 2017 | February 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARLEY-DAVIDSON, INC.
Report date February 02, 2017 · Filed February 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,159 |
Reported balance
After 2017-02-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-02 · Exercise / conversion · Acquired 1,721 · Balance 2,159 |
| Common StockSEC Table I · non-derivative | Direct | 1,475 |
Reported balance
After 2017-02-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-02-02 · Tax withholding · Disposed 684 · Balance 1,475 |
| Common StockSEC Table I · non-derivative | Direct | 2,210 |
Reported balance
After 2017-02-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-02-03 · Exercise / conversion · Acquired 735 · Balance 2,210 |
| Common StockSEC Table I · non-derivative | Direct | 1,959 |
Reported balance
After 2017-02-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-02-03 · Tax withholding · Disposed 251 · Balance 1,959 F1: On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,861 |
Reported balance
After 2017-02-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-02 · Exercise / conversion · Disposed 1,721 · Balance 8,861 F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,126 |
Reported balance
After 2017-02-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-03 · Exercise / conversion · Disposed 735 · Balance 8,126 F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 634.0769 |
Reported balance
Holding disclosure · report date 2017-02-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 634.0769 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.49 · Expires 2025-02-03 | Direct | 3,528 |
Reported balance
Holding disclosure · report date 2017-02-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,528 F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. F4: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · derivative · entry 7 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,126 Underlying: Common Stock · 735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 251 | $56.45 | $14,168.95 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 4 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,959 F1 · balance_after: On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 735 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 3 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 1,721 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · derivative · entry 6 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,861 Underlying: Common Stock · 1,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 684 | $56.25 | $38,475.00 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 2 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 1 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 02:06 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantRestricted Stock Units · Derivative | 3,948 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002387 · doc4.xml · derivative · entry 3 Cummings Sean · CIK 0001640083 · SVP, Global Demand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,582 Underlying: Common Stock · 3,948 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.