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HARLEY-DAVIDSON, INC.

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810
SEC CIK
0000793952
Parsed reports
497

Last 12 months

Inside the activity.

6 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202611
Mar 202621
Apr 202600
May 202602
Jun 202601
Jul 202611
Aug 202621
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2019 Filed Jul 26, 2019 00:59 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 13,073 $22.63 $295,841.99
Disclosure

SEC source: 0001225208-19-010502 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:34 UTC
ZEITZ JOCHENDirector
SaleCommon Stock 2,227 $33.05 $73,591.22
Disclosure

SEC source: 0001225208-19-008680 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.989

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC
ZEITZ JOCHENDirector
Exercise / conversionPost-2014 Share Unit · Derivative 3,182.989 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007984 · doc4.xml · derivative · entry 4

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481.89

Underlying: Common Stock · 3,182.989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC
ZEITZ JOCHENDirector
GrantPost-2014 Share Unit · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007984 · doc4.xml · derivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.879

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC
ZEITZ JOCHENDirector
Tax withholdingCommon Stock 955 $35.90 $34,284.50
Disclosure

SEC source: 0001225208-19-007984 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227.989

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC
ZEITZ JOCHENDirector
Exercise / conversionCommon Stock 3,182.989 $35.90 $114,269.31
Disclosure

SEC source: 0001225208-19-007984 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182.989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:02 UTC GrantShare Units · Derivative 3,064.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007986 · doc4.xml · derivative · entry 2

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095.973

Underlying: Common Stock · 3,064.07 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:02 UTC GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007986 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,031.903

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:02 UTC GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007985 · doc4.xml · derivative · entry 1

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,504.787

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC Exercise / conversionPost-2014 Share Unit · Derivative 3,182.989 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007983 · doc4.xml · derivative · entry 3

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481.89

Underlying: Common Stock · 3,182.989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC GrantPost-2014 Share Unit · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007983 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.879

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC Exercise / conversionCommon Stock 3,182.989 $35.90 $114,269.31
Disclosure

SEC source: 0001225208-19-007983 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,191.1528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007982 · doc4.xml · derivative · entry 2

LEVINSON SARA L · CIK 0001243090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,892.216

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC GrantShare Units · Derivative 1,532.03 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007981 · doc4.xml · derivative · entry 3

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,067.626

Underlying: Common Stock · 1,532.03 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F5 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:01 UTC GrantPost-2014 Share Unit · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007981 · doc4.xml · derivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,956.651

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · ownership.direct: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007979 · doc4.xml · derivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,676.646

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC GrantShare Units · Derivative 3,621.17 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007979 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,194.756

Underlying: Common Stock · 3,621.17 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC
CAVE MICHAEL JDirector · Chairman of the Board
GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007978 · doc4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790.051

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC
Alstead TroyDirector
Exercise / conversionPost-2014 Share Unit · Derivative 3,182.989 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481.89

Underlying: Common Stock · 3,182.989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC
Alstead TroyDirector
GrantPost-2014 Share Unit · Derivative 3,481.89 $35.90 $124,999.85
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.879

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC
Alstead TroyDirector
Exercise / conversionCommon Stock 3,182.989 $35.90 $114,269.31
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,389.0018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:37 UTC
Grimmer NeilPresident, Brand
GrantRestricted Stock Units · Derivative 48,679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007834 · doc4.xml · derivative · entry 1

Grimmer Neil · CIK 0001773225 · President, Brand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,679

Underlying: Common Stock · 48,679 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 5/9/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 5/9/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:55 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 2,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001871 · doc4.xml · derivative · entry 7

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:55 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 1,611 $36.65 $59,043.15
Disclosure

SEC source: 0001225208-19-001871 · doc4.xml · nonDerivative · entry 4

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072.2223

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:55 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 3,442 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001871 · doc4.xml · nonDerivative · entry 3

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,683.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:35 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionRestricted Stock Units · Derivative 14,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001892 · doc4.xml · derivative · entry 5

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,637

Underlying: Common Stock · 14,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested. 14,508 RSUs vested on 2/5/19.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested. 14,508 RSUs vested on 2/5/19.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:35 UTC
HUND LAWRENCE GPresident-HDFS
Tax withholdingCommon Stock 6,428 $36.65 $235,586.20
Disclosure

SEC source: 0001225208-19-001892 · doc4.xml · nonDerivative · entry 2

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,593

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:35 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 14,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001892 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On 7/17/2012, 5285 shares of restricted stock vested. 2191 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3094 shares are now reflected as common stock. On 2/5/19 14,508 shares of restricted stock vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:31 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 10,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001890 · doc4.xml · derivative · entry 5

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914

Underlying: Common Stock · 10,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:31 UTC
Jones Paul JVP & Chief Legal Officer
Tax withholdingCommon Stock 3,268 $36.65 $119,772.20
Disclosure

SEC source: 0001225208-19-001890 · doc4.xml · nonDerivative · entry 2

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

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February 05, 2019 Filed Feb 6, 2019 22:31 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionCommon Stock 10,212 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001890 · doc4.xml · nonDerivative · entry 1

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2019 Filed Feb 6, 2019 22:22 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,126 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001884 · doc4.xml · derivative · entry 5

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,799

Underlying: Common Stock · 1,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units are subject to forfeiture until vested. One-third of the units granted vest on each of the first three anniversaries of the date of grant. On 2/5/19 1,126 RSUs vested.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units are subject to forfeiture until vested. One-third of the units granted vest on each of the first three anniversaries of the date of grant. On 2/5/19 1,126 RSUs vested.

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February 05, 2019 Filed Feb 6, 2019 22:22 UTC
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 380 $36.65 $13,927.00
Disclosure

SEC source: 0001225208-19-001884 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

F1 · balance_after: On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.

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February 05, 2019 Filed Feb 6, 2019 22:22 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001884 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:16 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionRestricted Stock Units · Derivative 10,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001881 · doc4.xml · derivative · entry 5

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,405

Underlying: Common Stock · 10,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 05, 2019 Filed Feb 6, 2019 22:16 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Tax withholdingCommon Stock 3,459 $36.65 $126,772.35
Disclosure

SEC source: 0001225208-19-001881 · doc4.xml · nonDerivative · entry 2

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,149

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:16 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionCommon Stock 10,808 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001881 · doc4.xml · nonDerivative · entry 1

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:12 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 53,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001877 · doc4.xml · derivative · entry 6

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,117

Underlying: Common Stock · 53,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:12 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 24,975 $36.65 $915,333.75
Disclosure

SEC source: 0001225208-19-001877 · doc4.xml · nonDerivative · entry 2

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,307

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:12 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 53,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001877 · doc4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:07 UTC
Olin John ASVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 17,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001875 · doc4.xml · derivative · entry 5

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,951

Underlying: Common Stock · 17,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:07 UTC
Olin John ASVP & CFO
Tax withholdingCommon Stock 8,278 $36.65 $303,388.70
Disclosure

SEC source: 0001225208-19-001875 · doc4.xml · nonDerivative · entry 2

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:07 UTC
Olin John ASVP & CFO
Exercise / conversionCommon Stock 17,612 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001875 · doc4.xml · nonDerivative · entry 1

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Jul 29, 2020 19:32 UTC Amendment
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 380 $36.65 $13,927.00
Disclosure

SEC source: 0001225208-20-010031 · doc4a.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

Read SEC document
February 05, 2019 Filed Jul 29, 2020 19:32 UTC Amendment
KORNETZKE MARK RChief Accounting Officer
GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010031 · doc4a.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

F1 · kind: This Amendment is being filed to correct the original Form 4, filed on February 6, 2019. The original Form 4 indicated that the acquisition was related to the vesting of RSUs previously reported in Table II. This acquisition resulted from the settlement of Performance Units, which were issued in shares.

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February 04, 2019 Filed Feb 5, 2019 21:49 UTC
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 958 $36.65 $35,110.70
Disclosure

SEC source: 0001225208-19-001826 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

F1 · balance_after: On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:49 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001826 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:51 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 17,546 $36.65 $643,060.90
Disclosure

SEC source: 0001225208-19-001827 · doc4.xml · nonDerivative · entry 2

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,145

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:51 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 37,330 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001827 · doc4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:39 UTC
Jones Paul JVP & Chief Legal Officer
Tax withholdingCommon Stock 2,327 $36.65 $85,284.55
Disclosure

SEC source: 0001225208-19-001803 · doc4.xml · nonDerivative · entry 2

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.