Last 12 months
Inside the activity.
18 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 6 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 23, 2018 16:03 UTC |
HLA INVESTMENTS LLC10% owner
HRHLA, LLC10% owner
|
OtherClass B Common Stock | 1,254,860 | $0.00 | $1,254.86 |
DisclosureSEC source: 0001433642-18-000023 · wf-form4_152183539411767.xml · nonDerivative · entry 1 HLA INVESTMENTS LLC · CIK 0001273303 · 10% owner HRHLA, LLC · CIK 0001698063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538,318 F1 · kind: The following individuals and entities, who are members of HLA Investments, LLC ("HLAI") and beneficially own Class A common stock of the Issuer through HLAI, exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering: Hartley Rogers (through HRHLA, LLC ("HRHLA")), the 2008 Sexton Des. Trust FBO Laura Sexton, the 2008 Sexton Des. Trust FBO Matthew Sexton, and the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008. At the Issuer's election, the exchanges were settled in cash. F2 · ownership.direct: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · ownership.direct: The Class B common stock is owned directly by the HLAI member that beneficially owns the corresponding Class B Units. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:42 UTC |
VARON LESLIE FDirector
|
GrantClass A Common Stock | 2,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-17-000121 · wf-form4_151060934922923.xml · nonDerivative · entry 1 VARON LESLIE F · CIK 0001207403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:42 UTC |
SEXTON O GRIFFITHDirector · 10% owner
|
GrantClass A Common Stock | 6,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-17-000120 · wf-form4_151060933363637.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,254 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 20:47 UTC |
Gavalis LydiaGeneral Counsel & Secretary
|
Tax withholdingClass A Common Stock | 744 | $22.51 | $16,747.44 |
DisclosureSEC source: 0001433642-17-000107 · wf-form4_150360760664816.xml · nonDerivative · entry 1 Gavalis Lydia · CIK 0001698058 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,678 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 233,495 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · derivative · entry 4 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 233,495 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
Tax withholdingClass A Common Stock | 33,251 | $19.97 | $664,022.47 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,059 F1 · shares: Represents the number of shares delivered to the Issuer in addition to cash for the payment of withholding taxes and the option exercise price in connection with the option exercise. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
Exercise / conversionClass A Common Stock | 233,495 | $1.34 | $312,883.30 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 15, 2017 17:13 UTC |
Giannini Mario LDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Class A Common Stock | 29,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-17-000080 · wf-form4_149488279919283.xml · nonDerivative · entry 1 Giannini Mario L · CIK 0001698053 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,636 F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:20 UTC |
Kerr Thomas J.10% owner
|
Tax withholdingClass A Common Stock | 3,585 | $18.79 | $67,362.15 |
DisclosureSEC source: 0001433642-17-000049 · wf-form4_149090521019759.xml · nonDerivative · entry 1 Kerr Thomas J. · CIK 0001698030 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,053 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:20 UTC |
Giannini Mario LDirector · Chief Executive Officer · 10% owner
|
Tax withholdingClass A Common Stock | 20,826 | $18.79 | $391,320.54 |
DisclosureSEC source: 0001433642-17-000048 · wf-form4_149090519220294.xml · nonDerivative · entry 1 Giannini Mario L · CIK 0001698053 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,019 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:20 UTC |
Yett Paul R.10% owner
|
Tax withholdingClass A Common Stock | 1,825 | $18.79 | $34,291.75 |
DisclosureSEC source: 0001433642-17-000050 · wf-form4_149090522916416.xml · nonDerivative · entry 1 Yett Paul R. · CIK 0001698029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:21 UTC |
Hirsch Erik R.Director · Vice Chairman · 10% owner
|
Tax withholdingClass A Common Stock | 15,407 | $18.79 | $289,497.53 |
DisclosureSEC source: 0001433642-17-000051 · wf-form4_149090524775785.xml · nonDerivative · entry 1 Hirsch Erik R. · CIK 0001698098 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,704 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:21 UTC |
Devlin Tara10% owner
|
Tax withholdingClass A Common Stock | 2,131 | $18.79 | $40,041.49 |
DisclosureSEC source: 0001433642-17-000052 · wf-form4_149090526786816.xml · nonDerivative · entry 1 Blackburn Tara · CIK 0001698396 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,269 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:22 UTC |
Brennan Stephen R.10% owner
|
Tax withholdingClass A Common Stock | 4,876 | $18.79 | $91,620.04 |
DisclosureSEC source: 0001433642-17-000056 · wf-form4_149090534835650.xml · nonDerivative · entry 1 Brennan Stephen R. · CIK 0001698523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,680 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:19 UTC |
Lucey Kevin J.Chief Operating Officer · 10% owner
|
Tax withholdingClass A Common Stock | 10,512 | $18.79 | $197,520.48 |
DisclosureSEC source: 0001433642-17-000047 · wf-form4_149090514392260.xml · nonDerivative · entry 1 Lucey Kevin J. · CIK 0001698398 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,776 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:22 UTC |
Donohue Michael T.Managing Director & Controller · 10% owner
|
Tax withholdingClass A Common Stock | 1,060 | $18.79 | $19,917.40 |
DisclosureSEC source: 0001433642-17-000055 · wf-form4_149090533025199.xml · nonDerivative · entry 1 Donohue Michael J. · CIK 0001698304 · Managing Director & Controller · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:22 UTC |
HELGERSON DAVID10% owner
|
Tax withholdingClass A Common Stock | 3,054 | $18.79 | $57,384.66 |
DisclosureSEC source: 0001433642-17-000054 · wf-form4_149090531191503.xml · nonDerivative · entry 1 HELGERSON DAVID · CIK 0001332122 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,485 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:21 UTC |
Kelly Michael John10% owner
|
Tax withholdingClass A Common Stock | 2,619 | $18.79 | $49,211.01 |
DisclosureSEC source: 0001433642-17-000053 · wf-form4_149090528656415.xml · nonDerivative · entry 1 Kelly Michael John · CIK 0001698486 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,877 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 16:57 UTC Amendment |
Kerr Thomas J.10% owner
|
Tax withholdingClass A Common Stock | 5,273 | $18.79 | $99,079.67 |
DisclosureSEC source: 0001433642-17-000071 · wf-form4a_149125303802561.xml · nonDerivative · entry 1 Kerr Thomas J. · CIK 0001698030 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,365 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 16:58 UTC Amendment |
Yett Paul R.10% owner
|
Tax withholdingClass A Common Stock | 2,684 | $18.79 | $50,432.36 |
DisclosureSEC source: 0001433642-17-000075 · wf-form4a_149125311633314.xml · nonDerivative · entry 1 Yett Paul R. · CIK 0001698029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,158 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 16:59 UTC Amendment |
Giannini Mario LDirector · Chief Executive Officer · 10% owner
|
Tax withholdingClass A Common Stock | 30,627 | $18.79 | $575,481.33 |
DisclosureSEC source: 0001433642-17-000077 · wf-form4a_149125315470355.xml · nonDerivative · entry 1 Giannini Mario L · CIK 0001698053 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,218 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:59 UTC Amendment |
Hirsch Erik R.Director · Vice Chairman · 10% owner
|
Tax withholdingClass A Common Stock | 22,657 | $18.79 | $425,725.03 |
DisclosureSEC source: 0001433642-17-000076 · wf-form4a_149125313578215.xml · nonDerivative · entry 1 Hirsch Erik R. · CIK 0001698098 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,454 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 21:00 UTC Amendment |
Donohue Michael T.Managing Director & Controller · 10% owner
|
Tax withholdingClass A Common Stock | 1,559 | $18.79 | $29,293.61 |
DisclosureSEC source: 0001433642-17-000078 · wf-form4a_149125317449364.xml · nonDerivative · entry 1 Donohue Michael J. · CIK 0001698304 · Managing Director & Controller · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,285 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:58 UTC Amendment |
Kelly Michael John10% owner
|
Tax withholdingClass A Common Stock | 3,851 | $18.79 | $72,360.29 |
DisclosureSEC source: 0001433642-17-000074 · wf-form4a_149125309867224.xml · nonDerivative · entry 1 Kelly Michael John · CIK 0001698486 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:57 UTC Amendment |
Lucey Kevin J.Chief Operating Officer · 10% owner
|
Tax withholdingClass A Common Stock | 15,460 | $18.79 | $290,493.40 |
DisclosureSEC source: 0001433642-17-000072 · wf-form4a_149125305713110.xml · nonDerivative · entry 1 Lucey Kevin J. · CIK 0001698398 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,828 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:58 UTC Amendment |
Devlin Tara10% owner
|
Tax withholdingClass A Common Stock | 3,134 | $18.79 | $58,887.86 |
DisclosureSEC source: 0001433642-17-000073 · wf-form4a_149125307949107.xml · nonDerivative · entry 1 Blackburn Tara · CIK 0001698396 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,266 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:57 UTC Amendment |
Brennan Stephen R.10% owner
|
Tax withholdingClass A Common Stock | 7,170 | $18.79 | $134,724.30 |
DisclosureSEC source: 0001433642-17-000070 · wf-form4a_149125302035024.xml · nonDerivative · entry 1 Brennan Stephen R. · CIK 0001698523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,386 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 28, 2017 Filed Apr 3, 2017 20:56 UTC Amendment |
HELGERSON DAVID10% owner
|
Tax withholdingClass A Common Stock | 4,491 | $18.79 | $84,385.89 |
DisclosureSEC source: 0001433642-17-000069 · wf-form4a_149125299318554.xml · nonDerivative · entry 1 HELGERSON DAVID · CIK 0001332122 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,102 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · shares: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. F2 · balance_after: Due to an administrative error, the number of shares of Class A common stock reported as delivered to the issuer for payment of witholding taxes in the original Form 4 filing on March 30, 2017 was underreported. This amendment is being filed solely to correct the affected line in Table I. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:48 UTC |
Rogers Hartley R.Director · Chairman · 10% owner
|
GrantRestricted Class A Common Stock | 39,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001577084-17-000002 · wf-form4_149012926840210.xml · nonDerivative · entry 1 Rogers Hartley R. · CIK 0001577084 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,115 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:11 UTC |
Kerr Thomas J.10% owner
|
GrantRestricted Class A Common Stock | 8,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000022 · wf-form4_148970230553234.xml · nonDerivative · entry 1 Kerr Thomas J. · CIK 0001698030 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,740 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:13 UTC |
Yett Paul R.10% owner
|
GrantRestricted Class A Common Stock | 3,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000026 · wf-form4_148970237791029.xml · nonDerivative · entry 1 Yett Paul R. · CIK 0001698029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,821 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:12 UTC |
Stilman Randy M.CFO and Treasurer · 10% owner
|
GrantRestricted Class A Common Stock | 6,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000025 · wf-form4_148970235930535.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,537 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:12 UTC |
Meeker Jeff10% owner
|
GrantRestricted Class A Common Stock | 6,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000024 · wf-form4_148970234165024.xml · nonDerivative · entry 1 Meeker Jeff · CIK 0001698032 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,926 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:10 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
GrantRestricted Class A Common Stock | 19,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000017 · wf-form4_148970220537171.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648,413 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:11 UTC |
Hirsch Erik R.Director · Vice Chairman · 10% owner
|
GrantRestricted Class A Common Stock | 26,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000020 · wf-form4_148970226509784.xml · nonDerivative · entry 1 Hirsch Erik R. · CIK 0001698098 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,860 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:12 UTC |
Lucey Kevin J.Chief Operating Officer · 10% owner
|
GrantRestricted Class A Common Stock | 20,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000023 · wf-form4_148970232349193.xml · nonDerivative · entry 1 Lucey Kevin J. · CIK 0001698398 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,812 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:11 UTC |
Kelly Michael John10% owner
|
GrantRestricted Class A Common Stock | 4,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000021 · wf-form4_148970228253911.xml · nonDerivative · entry 1 Kelly Michael John · CIK 0001698486 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,952 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:10 UTC |
HELGERSON DAVID10% owner
|
GrantRestricted Class A Common Stock | 4,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000019 · wf-form4_148970224409164.xml · nonDerivative · entry 1 HELGERSON DAVID · CIK 0001332122 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,932 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:10 UTC |
Donohue Michael T.Managing Director & Controller · 10% owner
|
GrantRestricted Class A Common Stock | 3,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000018 · wf-form4_148970222344507.xml · nonDerivative · entry 1 Donohue Michael J. · CIK 0001698304 · Managing Director & Controller · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,863 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:09 UTC |
Devlin Tara10% owner
|
GrantRestricted Class A Common Stock | 9,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000015 · wf-form4_148970217044403.xml · nonDerivative · entry 1 Blackburn Tara · CIK 0001698396 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,695 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:10 UTC |
Brennan Stephen R.10% owner
|
GrantRestricted Class A Common Stock | 11,708 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000016 · wf-form4_148970218753402.xml · nonDerivative · entry 1 Brennan Stephen R. · CIK 0001698523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,239 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:09 UTC |
Kramer Andrea Anigati10% owner
|
GrantRestricted Class A Common Stock | 7,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000014 · wf-form4_148970214945571.xml · nonDerivative · entry 1 Anigati Andrea · CIK 0001698324 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,834 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC |
Stilman Randy M.CFO and Treasurer · 10% owner
|
GrantClass C Units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · derivative · entry 4 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 461,334 Underlying: Class A Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC |
Stilman Randy M.CFO and Treasurer · 10% owner
|
GrantClass B Units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · derivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 598,009 Underlying: Class A Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC |
Stilman Randy M.CFO and Treasurer · 10% owner
|
OtherClass B Common Stock | 598,009 | $0.00 | $598.01 |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 598,009 F2 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F2 · ownership.nature: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC |
Stilman Randy M.CFO and Treasurer · 10% owner
|
OtherRestricted Class A Common Stock | 25,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,151 F1 · kind: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in Hamilton Lane Advisors, L.L.C. ("HLA") that were issued annually in the years prior to the Issuer's initial public offering (the "IPO"), and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in Hamilton Lane Advisors, L.L.C. ("HLA") that were issued annually in the years prior to the Issuer's initial public offering (the "IPO"), and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
OtherEmployee Stock Option (right to buy) · Derivative | 233,495 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · derivative · entry 4 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,495 Underlying: Class A Common Stock · 233,495 shares Expires 2017-06-01 F4 · kind: These options were granted under the Issuer's 2017 Equity Incentive Plan in substitution for outstanding options to purchase non-voting interests of HLA that were issued in 2007, prior to the IPO. The options being replaced were fully vested, and so the substitute award is fully vested. F4 · price: These options were granted under the Issuer's 2017 Equity Incentive Plan in substitution for outstanding options to purchase non-voting interests of HLA that were issued in 2007, prior to the IPO. The options being replaced were fully vested, and so the substitute award is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
OtherRestricted Class A Common Stock | 77,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 3 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,833 F3 · kind: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the IPO, and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. F3 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the IPO, and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
PurchaseClass A Common Stock | 2,800 | $16.00 | $44,800.00 |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553,765 F2 · kind: Purchase of shares in Issuer's directed share program in connection with its initial public offering. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC |
Delgado-Moreira JuanManaging Director · 10% owner
|
OtherClass A Common Stock | 1,550,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,965 F1 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), the reporting person exchanged membership interests of HLA owned prior to the IPO for Class A Common Stock of the Issuer. F1 · price: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), the reporting person exchanged membership interests of HLA owned prior to the IPO for Class A Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.