Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Lane INCHLNE · Entity 3823 | Managing Director, Finance · 10% owner | March 14, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Lane INC
Report date March 14, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 29,711 |
Ending reported balance
After 2020-03-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-30 · Grant · Acquired 110 · Balance 34,200 F1: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Row 2 · 2019-12-31 · Grant · Acquired 105 · Balance 34,305 F1: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Row 3 · 2020-03-14 · Tax withholding · Disposed 4,594 · Balance 29,711 F2: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. |
| Class B Common StockSEC Table I · non-derivative | Direct | 357,429 |
Reported balance
Holding disclosure · report date 2020-03-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 357,429 F3: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 357,429 |
Reported balance
Holding disclosure · report date 2020-03-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 357,429 F4: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F5: Held on behalf of the reporting person by HL Management Investors, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
F2: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
F3: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F4: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
F5: Held on behalf of the reporting person by HL Management Investors, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2020 Filed Mar 17, 2020 17:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | Tax withholdingClass A Common Stock | 4,594 | $58.26 | $267,646.44 |
DisclosureSEC source: 0001433642-20-000022 · wf-form4_158448136178124.xml · nonDerivative · entry 3 Stilman Randy M. · CIK 0001698035 · Managing Director, Finance · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,711 F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. Read SEC document |
| December 31, 2019 Filed Mar 17, 2020 17:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 105 | $50.66 | $5,319.30 |
DisclosureSEC source: 0001433642-20-000022 · wf-form4_158448136178124.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · Managing Director, Finance · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,305 F1 · kind: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Read SEC document |
| September 30, 2019 Filed Mar 17, 2020 17:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 110 | $48.42 | $5,326.20 |
DisclosureSEC source: 0001433642-20-000022 · wf-form4_158448136178124.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · Managing Director, Finance · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,200 F1 · kind: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 17:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 200,000 | $60.01 | $12,002,000.00 |
DisclosureSEC source: 0001433642-19-000119 · wf-form4_156867036770702.xml · derivative · entry 4 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 357,429 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F2 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F5 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 17:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 200,000 | $0.00 | $200.00 |
DisclosureSEC source: 0001433642-19-000119 · wf-form4_156867036770702.xml · nonDerivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,429 F2 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| June 28, 2019 Filed Sep 16, 2019 17:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 109 | $57.06 | $6,219.54 |
DisclosureSEC source: 0001433642-19-000119 · wf-form4_156867036770702.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,090 F1 · kind: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Read SEC document |
| March 29, 2019 Filed Sep 16, 2019 17:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 143 | $37.04 | $5,296.72 |
DisclosureSEC source: 0001433642-19-000119 · wf-form4_156867036770702.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,981 F1 · kind: These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:32 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass C Units · Derivative | 109,420 | $45.65 | $4,995,023.00 |
DisclosureSEC source: 0001433642-19-000041 · wf-form4_155294833157770.xml · derivative · entry 5 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 109,420 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F7 · kind: The reporting person exchanged Class C Units with the Issuer pursuant to the Exchange Agreement. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F6 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:32 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 40,580 | $45.65 | $1,852,477.00 |
DisclosureSEC source: 0001433642-19-000041 · wf-form4_155294833157770.xml · derivative · entry 4 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 557,429 Underlying: Class A Common Stock · 40,580 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F6 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:32 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 40,580 | $0.00 | $40.58 |
DisclosureSEC source: 0001433642-19-000041 · wf-form4_155294833157770.xml · nonDerivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,429 F3 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F4 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:32 UTC | Hamilton Lane INC HLNE · Entity 3823 | Tax withholdingClass A Common Stock | 2,527 | $43.55 | $110,050.85 |
DisclosureSEC source: 0001433642-19-000041 · wf-form4_155294833157770.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,838 F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:32 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 3,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-19-000041 · wf-form4_155294833157770.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,365 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 17:01 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass C Units · Derivative | 125,000 | $47.26 | $5,907,500.00 |
DisclosureSEC source: 0001433642-18-000087 · wf-form4_153739085902101.xml · derivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 109,420 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · kind: The reporting person exchanged Class C Units with the Issuer pursuant to the Exchange Agreement. At the Issuer's election, the exchange was settled in cash. F2 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F2 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | Tax withholdingClass A Common Stock | 3,001 | $38.07 | $114,248.07 |
DisclosureSEC source: 0001698032-18-000003 · wf-form4_152123314888875.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805 F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 4,269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698032-18-000003 · wf-form4_152123314888875.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,806 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 19:38 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass C Units · Derivative | 226,914 | $32.79 | $7,440,510.06 |
DisclosureSEC source: 0001698396-18-000010 · wf-form4_152046947751379.xml · derivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 234,420 Underlying: Class A Common Stock · 226,914 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · kind: The reporting person exchanged Class C Units with the Issuer pursuant to the Exchange Agreement. At the Issuer's election, the exchange was settled in cash. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F5 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:12 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantRestricted Class A Common Stock | 6,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000025 · wf-form4_148970235930535.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,537 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass C Units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · derivative · entry 4 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 461,334 Underlying: Class A Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass B Units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · derivative · entry 3 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 598,009 Underlying: Class A Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · ownership.nature: Held on behalf of the reporting person by HL Management Investors, LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 598,009 | $0.00 | $598.01 |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · nonDerivative · entry 2 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 598,009 F2 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F2 · ownership.nature: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:59 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherRestricted Class A Common Stock | 25,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000028 · wf-form4_148901033068908.xml · nonDerivative · entry 1 Stilman Randy M. · CIK 0001698035 · CFO and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,151 F1 · kind: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in Hamilton Lane Advisors, L.L.C. ("HLA") that were issued annually in the years prior to the Issuer's initial public offering (the "IPO"), and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in Hamilton Lane Advisors, L.L.C. ("HLA") that were issued annually in the years prior to the Issuer's initial public offering (the "IPO"), and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.