Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Lane INCHLNE · Entity 3823 | Director · Co-Chief Executive Officer · 10% owner | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Lane INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,326,134 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Gift · Disposed 50,000 · Balance 1,326,134 F1: This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse. F2: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote. | 50,000 |
Reported balance
After 2026-09-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-10 · Gift · Acquired 50,000 · Balance 50,000 F1: This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse. F3: These securities are held by an entity wholly-owned by the reporting person and his spouse. |
| Performance StockSEC Table II · derivative / convertible security | Direct | 544,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 544,000 F4: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse.
F2: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
F3: These securities are held by an entity wholly-owned by the reporting person and his spouse.
F4: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 20:39 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001698040-26-000006 · wk-form4_1789418365.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 50,000 F1 · kind: This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse. F3 · ownership.nature: These securities are held by an entity wholly-owned by the reporting person and his spouse. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 20:39 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001698040-26-000006 · wk-form4_1789418365.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,326,134 F1 · kind: This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse. F2 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 20:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 38,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001698040-26-000004 · wk-form4_1780433034.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,376,134 F1 · kind: Class A common stock, $0.001 par value per share (the "Class A Shares") issued to the reporting person pursuant to awards of restricted stock under the Issuer's 2017 Equity Incentive Plan. The awards included 8,087 restricted Class A Shares as part of the reporting person's 2026 annual bonus and 30,000 restricted Class A Shares as part of a previously announced annual share award to the reporting person. The awards vest in four equal annual installments commencing on May 29, 2027. F2 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:07 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 2,705 | $107.58 | $291,003.36 |
DisclosureSEC source: 0001628280-26-011067 · wk-form4_1771967226.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,338,047 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $107.52 to $107.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:07 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 6,520 | $107.10 | $698,307.65 |
DisclosureSEC source: 0001628280-26-011067 · wk-form4_1771967226.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,335,342 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, $0.001 par value per share (the "Class A Common Stock") were purchased in multiple transactions at prices ranging from $106.52 to $107.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:35 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001698040-26-000002 · wk-form4_1770672906.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,328,822 F1 · kind: These transactions involve a gift from the trust to the reporting person. F3 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:35 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001698040-26-000002 · wk-form4_1770672906.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: These transactions involve a gift from the trust to the reporting person. F2 · ownership.nature: These securities were held in trust for the benefit of the reporting person. Read SEC document |
| November 07, 2025 Filed Nov 11, 2025 01:20 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 3,992 | $130.87 | $522,433.04 |
DisclosureSEC source: 0001433642-25-000119 · wk-form4_1762824046.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,314,447 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.53 to $131.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 07, 2025 Filed Nov 11, 2025 01:20 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 4,008 | $129.84 | $520,398.72 |
DisclosureSEC source: 0001433642-25-000119 · wk-form4_1762824046.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310,455 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.50 to $130.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 28, 2025 Filed Aug 29, 2025 20:25 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-25-000077 · wk-form4_1756499118.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,306,447 F1 · kind: These transactions involve a gift from the trust to the reporting person. F3 · balance_after: Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. Read SEC document |
| August 28, 2025 Filed Aug 29, 2025 20:25 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass A Common Stock | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-25-000077 · wk-form4_1756499118.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 14,375 F1 · kind: These transactions involve a gift from the trust to the reporting person. F2 · ownership.nature: These securities are held in trust for the benefit of the reporting person. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:00 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 34,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-25-000040 · wk-form4_1742331640.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298,847 F1 · kind: Shares issued to the reporting person pursuant to awards of restricted stock under the Issuer's 2017 Equity Incentive Plan. The awards included 4,031 shares as part of the Issuer's 2025 annual bonus program and 30,000 shares as part of a previously announced annual share award to the reporting person. The shares vest in four equal annual installments. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:31 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 525 | $201.81 | $105,950.25 |
DisclosureSEC source: 0001433642-24-000119 · wk-form4_1731533460.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 21,975 F1 · ownership.nature: These securities are held in trust for the benefit of the reporting person. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:59 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantPerformance Stock · Derivative | 544,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-24-000107 · wk-form4_1726693143.xml · derivative · entry 3 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544,000 Underlying: Class A Common Stock · 544,000 shares Expires not disclosed F2 · derivative.exercise_price: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031. F2 · derivative.exercise_date: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031. F2 · derivative.expiration_date: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:07 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 5,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-24-000050 · wk-form4_1710796040.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264,816 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:09 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 9,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-23-000030 · wf-form4_167899735418773.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,452 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:08 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 2,649 | $69.38 | $183,787.62 |
DisclosureSEC source: 0001433642-22-000040 · wf-form4_166214928069297.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,167 F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $68.58 to $69.50, inclusive. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:08 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 12,351 | $69.35 | $856,541.85 |
DisclosureSEC source: 0001433642-22-000040 · wf-form4_166214928069297.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $69.06 to $69.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 13:25 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 7,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-22-000020 · wf-form4_164968348627591.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,167 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in equal installments over the next four years. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:31 UTC | Hamilton Lane INC HLNE · Entity 3823 | SaleClass A Common Stock | 61,864 | $84.15 | $5,205,855.60 |
DisclosureSEC source: 0001433642-21-000126 · wf-form4_163165147240435.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,919 F1 · kind: Sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement dated September 7, 2021. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 20:55 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 4,306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-21-000055 · wf-form4_161592813177165.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,783 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 21:44 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 6,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-20-000026 · wf-form4_158448144994622.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,477 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:50 UTC | Hamilton Lane INC HLNE · Entity 3823 | SaleClass A Common Stock | 150,000 | $60.01 | $9,001,500.00 |
DisclosureSEC source: 0001433642-19-000129 · wf-form4_156867061063214.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,212 F1 · kind: Sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement dated September 9, 2019. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:35 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 11,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-19-000046 · wf-form4_155294853057234.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429,212 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 22:52 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 21,450 | $37.04 | $794,508.00 |
DisclosureSEC source: 0001433642-18-000123 · wf-form4_154232235398700.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $36.98 to $37.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held in trust for the benefit of the reporting person. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 12,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-18-000020 · wf-form4_152123236309705.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417,620 F1 · kind: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:35 UTC | Hamilton Lane INC HLNE · Entity 3823 | SaleClass A Common Stock | 446,315 | $34.25 | $15,286,288.75 |
DisclosureSEC source: 0001698396-18-000003 · wf-form4_152046932621150.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,142 F1 · kind: Sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement dated February 28, 2018. F2 · balance_after: Total number of shares includes restricted Class A common stock previously reported in Form 4. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC | Hamilton Lane INC HLNE · Entity 3823 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 233,495 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · derivative · entry 4 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 233,495 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC | Hamilton Lane INC HLNE · Entity 3823 | Tax withholdingClass A Common Stock | 33,251 | $19.97 | $664,022.47 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,059 F1 · shares: Represents the number of shares delivered to the Issuer in addition to cash for the payment of withholding taxes and the option exercise price in connection with the option exercise. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:15 UTC | Hamilton Lane INC HLNE · Entity 3823 | Exercise / conversionClass A Common Stock | 233,495 | $1.34 | $312,883.30 |
DisclosureSEC source: 0001433642-17-000082 · wf-form4_149574330413734.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:10 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantRestricted Class A Common Stock | 19,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698324-17-000017 · wf-form4_148970220537171.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648,413 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherEmployee Stock Option (right to buy) · Derivative | 233,495 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · derivative · entry 4 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,495 Underlying: Class A Common Stock · 233,495 shares Expires 2017-06-01 F4 · kind: These options were granted under the Issuer's 2017 Equity Incentive Plan in substitution for outstanding options to purchase non-voting interests of HLA that were issued in 2007, prior to the IPO. The options being replaced were fully vested, and so the substitute award is fully vested. F4 · price: These options were granted under the Issuer's 2017 Equity Incentive Plan in substitution for outstanding options to purchase non-voting interests of HLA that were issued in 2007, prior to the IPO. The options being replaced were fully vested, and so the substitute award is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherRestricted Class A Common Stock | 77,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 3 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,833 F3 · kind: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the IPO, and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. F3 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the IPO, and the new award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. Accordingly, one tranche will vest in 2017, one in 2018, one in 2019 and one in 2020. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC | Hamilton Lane INC HLNE · Entity 3823 | PurchaseClass A Common Stock | 2,800 | $16.00 | $44,800.00 |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 2 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553,765 F2 · kind: Purchase of shares in Issuer's directed share program in connection with its initial public offering. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:53 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass A Common Stock | 1,550,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000011 · wf-form4_148901000277648.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,965 F1 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), the reporting person exchanged membership interests of HLA owned prior to the IPO for Class A Common Stock of the Issuer. F1 · price: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), the reporting person exchanged membership interests of HLA owned prior to the IPO for Class A Common Stock of the Issuer. Read SEC document |
| March 06, 2017 Filed Apr 4, 2018 20:07 UTC Amendment | Hamilton Lane INC HLNE · Entity 3823 | OtherRestricted Class A Common Stock | 77,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-18-000030 · wf-form4a_152287243129238.xml · nonDerivative · entry 1 Delgado-Moreira Juan · CIK 0001698040 · Managing Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,868 F1 · kind: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the issuer's initial public offering, and the award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the issuer's initial public offering, and the award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March. F2 · balance_after: The original Form 4 included 1,550,965 shares of vested Class A common stock that were inadvertently reported as restricted shares. This error also appeared in two additional Forms 4 filed on March 16, 2017 and May 25, 2017. Subsequent Forms 4 were not affected. As of the Form 4 filed on March 7, 2018, the reporting person's total number of shares of Class A common stock includes the restricted Class A common shares previously reported as a separate line item. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.