Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 18, 2017 21:36 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 864 | $5.00 | $4,320.00 |
DisclosureSEC source: 0001209191-17-033680 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815 Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:36 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 864 | $3.14 | $2,712.96 |
DisclosureSEC source: 0001209191-17-033680 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the exercise of stock options on 5/17/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033020 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033019 · doc4.xml · derivative · entry 3 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 1,305 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC |
COVERT HAROLD LChief Financial Officer
|
Tax withholdingCommon Stock | 490 | $5.20 | $2,548.00 |
DisclosureSEC source: 0001209191-17-033019 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033019 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:31 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033015 · doc4.xml · derivative · entry 3 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,584 Underlying: Common Stock · 4,527 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:31 UTC |
Spriester BartSVP, Video Products
|
Tax withholdingCommon Stock | 1,701 | $5.20 | $8,845.20 |
DisclosureSEC source: 0001209191-17-033015 · doc4.xml · nonDerivative · entry 2 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,735 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:31 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionCommon Stock | 4,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033015 · doc4.xml · nonDerivative · entry 1 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,251 Underlying: Common Stock · 3,416 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 1,283 | $5.20 | $6,671.60 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,097 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 3,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,773 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033017 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,321 Underlying: Common Stock · 11,773 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 4,424 | $5.20 | $23,004.80 |
DisclosureSEC source: 0001209191-17-033017 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,733 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 11,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033017 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 11, 2017 Filed May 15, 2017 15:42 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionStock Option/Right to Buy · Derivative | 1,728 | $3.14 Strike: $3.14 | $5,425.92 |
DisclosureSEC source: 0001209191-17-032245 · doc4.xml · derivative · entry 4 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014 Underlying: Common Stock · 1,728 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 15, 2017 15:42 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 1,728 | $5.15 | $8,899.20 |
DisclosureSEC source: 0001209191-17-032245 · doc4.xml · nonDerivative · entry 3 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 11, 2017 Filed May 15, 2017 15:42 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 1,728 | $3.14 | $5,425.92 |
DisclosureSEC source: 0001209191-17-032245 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the exercise of stock options on 5/11/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| May 11, 2017 Filed May 15, 2017 15:42 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 11,444 | $5.14 | $58,856.49 |
DisclosureSEC source: 0001209191-17-032245 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 15:55 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028552 · doc4.xml · derivative · entry 3 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,001 shares Expires 2018-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 15:55 UTC |
COVERT HAROLD LChief Financial Officer
|
Tax withholdingCommon Stock | 6,889 | $5.70 | $39,267.30 |
DisclosureSEC source: 0001209191-17-028552 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,444 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 15:55 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028552 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 4/27/2017. These restricted stock units were initially granted to the Reporting Person on 11/2/2015, and were identified on a Form 4 filed by the Reporting Person on 11/3/2015. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:49 UTC |
SWENSON SUSANDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023235 · doc4.xml · derivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:46 UTC |
REDDERSEN WILLIAM FDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023233 · doc4.xml · derivative · entry 1 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:45 UTC |
Reaugh MitziDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023232 · doc4.xml · derivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:44 UTC |
KVAMME FLOYD EDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023231 · doc4.xml · derivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:43 UTC |
GALLAGHER PATRICKDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023230 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:42 UTC |
Theodosopoulos NikosDirector
|
GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023229 · doc4.xml · derivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:14 UTC |
Spriester BartSVP, Video Products
|
GrantPerformance Restricted Stock Units · Derivative | 25,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022412 · doc4.xml · derivative · entry 2 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,500 shares Expires 2020-03-15 F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:14 UTC |
Spriester BartSVP, Video Products
|
GrantRestricted Stock Units · Derivative | 59,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022412 · doc4.xml · derivative · entry 1 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,500 Underlying: Common Stock · 59,500 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:15 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantPerformance Restricted Stock Units · Derivative | 84,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022413 · doc4.xml · derivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2020-03-15 F1 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:13 UTC |
Haltmayer NevenSr. Vice President, R&D
|
GrantPerformance Restricted Stock Units · Derivative | 25,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022411 · doc4.xml · derivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,500 shares Expires 2020-03-15 F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:13 UTC |
Haltmayer NevenSr. Vice President, R&D
|
GrantRestricted Stock Units · Derivative | 59,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022411 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,500 Underlying: Common Stock · 59,500 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:11 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
GrantPerformance Restricted Stock Units · Derivative | 36,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022410 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2020-03-15 F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:11 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
GrantRestricted Stock Units · Derivative | 84,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022410 · doc4.xml · derivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 23:29 UTC |
Haltmayer NevenSr. Vice President, R&D
|
SaleCommon Stock | 28,000 | $5.91 | $165,592.00 |
DisclosureSEC source: 0001209191-17-019954 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,964 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 23:27 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
SaleCommon Stock | 19,000 | $5.90 | $112,100.00 |
DisclosureSEC source: 0001209191-17-019953 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,909 Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 11,709 | $5.68 | $66,488.39 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 7 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 10,000 | $5.72 | $57,215.00 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 6 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,709 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionStock Option/Right to buy · Derivative | 10,369 | $3.14 Strike: $3.14 | $32,558.66 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · derivative · entry 9 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,742 Underlying: Common Stock · 10,369 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares of common stock were acquired upon the exercise of stock options on 3/2/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 104,631 | $5.72 | $598,761.36 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 5 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
SaleCommon Stock | 10,369 | $5.72 | $59,276.46 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 4 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,340 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 10,369 | $3.14 | $32,558.66 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 3 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the exercise of stock options on 3/2/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:45 UTC |
Spriester BartSVP, Video Products
|
SaleCommon Stock | 15,522 | $5.85 | $90,803.70 |
DisclosureSEC source: 0001209191-17-018012 · doc4.xml · nonDerivative · entry 3 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,909 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 19,689 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · derivative · entry 8 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,689 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
Tax withholdingCommon Stock | 7,639 | $5.90 | $45,070.10 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,340 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:39 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon Stock | 19,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018006 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 14,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,086 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 5,216 | $5.90 | $30,774.40 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,964 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 14,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.