Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2018 Filed Dec 10, 2018 23:15 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061859 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 12/8/2018. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:13 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059359 · doc4.xml · derivative · entry 2 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:13 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059359 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,792 Underlying: Common Stock · 4,959 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 1,714 | $6.05 | $10,369.70 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,261 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 4,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:08 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059357 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375 Underlying: Common Stock · 1,375 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:08 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 475 | $6.05 | $2,873.75 |
DisclosureSEC source: 0001209191-18-059357 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,345 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:08 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059357 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:11 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059358 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 7,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:11 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059358 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059355 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,667 Underlying: Common Stock · 16,333 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 5,647 | $6.05 | $34,164.35 |
DisclosureSEC source: 0001209191-18-059355 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,880 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059355 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 7/11/2017, and were identified on a Form 4 filed by the Reporting Person on 7/12/2017. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 21:40 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056977 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 21:40 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 1,729 | $5.62 | $9,716.98 |
DisclosureSEC source: 0001209191-18-056977 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,445 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 21:40 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056977 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2018. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 22:24 UTC |
Clifford DeborahDirector
|
GrantRestricted Stock Units · Derivative | 29,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055761 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,795 Underlying: Common Stock · 29,795 shares Expires 2021-10-18 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in three equal parts on October 18, 2019, October 18, 2020, and October 18, 2021. Vested shares will be delivered to the reporting person on or immediately following each vest date. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 21:48 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 1,440 | $5.30 | $7,632.00 |
DisclosureSEC source: 0001209191-18-050333 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,174 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| September 08, 2018 Filed Sep 10, 2018 21:48 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050333 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,167 Underlying: Common Stock · 4,166 shares Expires 2020-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2018 Filed Sep 10, 2018 21:48 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050333 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 9/8/2018. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:10 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047336 · doc4.xml · derivative · entry 3 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 6,250 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:10 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 15,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047336 · doc4.xml · nonDerivative · entry 2 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. F3 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:10 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047336 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:09 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047332 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 1,375 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:09 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 5,851 | $5.25 | $30,717.75 |
DisclosureSEC source: 0001209191-18-047332 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,448 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. F4 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:09 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 16,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047332 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:09 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 475 | $5.25 | $2,493.75 |
DisclosureSEC source: 0001209191-18-047332 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,376 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:09 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047332 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,751 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 6,205 | $5.25 | $32,576.25 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,016 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 17,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 1,714 | $5.25 | $8,998.50 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,276 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047322 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 7,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 18,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047322 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047322 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047319 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 16,333 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 5,647 | $5.25 | $29,646.75 |
DisclosureSEC source: 0001209191-18-047319 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,194 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047319 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 7/11/2017, and were identified on a Form 4 filed by the Reporting Person on 7/12/2017. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:01 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045327 · doc4.xml · derivative · entry 2 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:01 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045327 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/1/2018. These restricted stock units were initially granted to the Reporting Person on 8/25/2016, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 20:04 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037205 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires 2020-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 20:04 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 5,763 | $4.25 | $24,492.75 |
DisclosureSEC source: 0001209191-18-037205 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,976 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 20:04 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037205 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 6/9/2018. These restricted stock units were initially granted to the Reporting Person on 6/9/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:07 UTC |
REDDERSEN WILLIAM FDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 9,040 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037207 · doc4.xml · derivative · entry 2 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,040 shares Expires 2018-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: In connection with Mr. Reddersen not standing for re-election at the Company's annual meeting of stockholders held on June 8, 2018 and retiring from the Company's board of directors, the vesting for Mr. Reddersen's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 8, 2018. The grant was made on March 9, 2018 and reported in a Form 4 filed by the individual on March 12, 2018. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:07 UTC |
REDDERSEN WILLIAM FDirector
|
Exercise / conversionCommon Stock | 9,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037207 · doc4.xml · nonDerivative · entry 1 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2018 Filed May 21, 2018 16:04 UTC |
REDDERSEN WILLIAM FDirector
|
PurchaseCommon Stock | 5,000 | $3.99 | $19,956.00 |
DisclosureSEC source: 0001209191-18-031669 · doc4.xml · nonDerivative · entry 1 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,574 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:23 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030904 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 7,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:23 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030904 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.