Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 4, 2019 18:35 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 2,024 | $8.00 | $16,192.00 |
DisclosureSEC source: 0001209191-19-054825 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,795 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 18:35 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054825 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2019. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 20:56 UTC |
Clifford DeborahDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053796 · doc4.xml · derivative · entry 2 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,864 Underlying: Common Stock · 9,931 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 20:56 UTC |
Clifford DeborahDirector
|
Exercise / conversionCommon Stock | 9,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053796 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2019. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018. Read SEC document |
| September 08, 2019 Filed Sep 9, 2019 22:12 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048936 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,167 shares Expires 2020-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2019 Filed Sep 9, 2019 22:12 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048936 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,819 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| September 08, 2019 Filed Sep 9, 2019 22:12 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048936 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 9/8/2019. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC |
Louvet EricSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 4,167 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC |
Louvet EricSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,419 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC |
Louvet EricSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on 2/6/2019. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2019. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:09 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046519 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:09 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 3,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046519 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,421 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:09 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046519 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2019. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,999 Underlying: Common Stock · 16,667 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 16,333 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,582 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,178 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046517 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 7/11/2017, and were identified on a Form 4 filed by the Reporting Person on 7/12/2017. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 4,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,917 Underlying: Common Stock · 4,959 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 2,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,306 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 1,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,854 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 4,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046512 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 10,000 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046512 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046512 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:06 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046512 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 12 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 30,000 | $7.23 | $216,900.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 8 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 7 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 8, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 11 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 30,000 | $7.20 | $216,120.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 30,000 | $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 7, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 10 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 9 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 Underlying: Common Stock · 6,375 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 30,000 | $7.28 | $218,286.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 30,000 | $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 6, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 2,204 | $7.26 | $16,001.04 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 6,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/6/2019. These performance-based restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:33 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 2,161 | $7.26 | $15,688.86 |
DisclosureSEC source: 0001209191-19-045118 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,208 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:33 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045118 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/6/2019. These performance-based restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 21,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 21,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 19,832 | $7.26 | $143,980.32 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,942 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/6/2019. These performance-based restricted stock units were initially granted to the Reporting Person on 4/18/18, and were identified on a Form 4 filed by the Reporting Person on 4/20/18. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 10,411 | $7.26 | $75,583.86 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,774 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:32 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045115 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/6/2019. These performance-based restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:31 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045114 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 9,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.