Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMONIC INC.
Report date August 15, 2020 · Filed August 18, 2020
Section 16 reporting ended · disclosed 2020-08-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,880 |
Reported balance
After 2020-08-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-15 · Exercise / conversion · Acquired 4,166 · Balance 125,880 F1: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019. F2: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020. |
| Common StockSEC Table I · non-derivative | Direct | 124,440 |
Reported balance
After 2020-08-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-15 · Tax withholding · Disposed 1,440 · Balance 124,440 F3: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 130,690 |
Reported balance
After 2020-08-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-08-15 · Exercise / conversion · Acquired 6,250 · Balance 130,690 F4: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. |
| Common StockSEC Table I · non-derivative | Direct | 128,529 |
Reported balance
After 2020-08-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-08-15 · Tax withholding · Disposed 2,161 · Balance 128,529 F3: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-02-15 | Direct | 8,334 |
Reported balance
After 2020-08-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-15 · Exercise / conversion · Disposed 4,166 · Balance 8,334 F5: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-02-15 | Direct | 37,500 |
Reported balance
After 2020-08-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-08-15 · Exercise / conversion · Disposed 6,250 · Balance 37,500 F5: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019.
F2: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020.
F3: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F4: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F5: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · derivative · entry 6 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 6,250 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · derivative · entry 5 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 4,166 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,161 | $6.72 | $14,521.92 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · nonDerivative · entry 4 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,529 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · nonDerivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,440 | $6.72 | $9,676.80 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,440 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047316 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · derivative · entry 6 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 6,250 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · derivative · entry 5 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,167 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 3,098 | $5.15 | $15,954.70 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · nonDerivative · entry 4 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,214 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · nonDerivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,065 | $5.15 | $10,634.75 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,062 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030681 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019. F2 · balance_after: This amount incorporates a correction by excluding 97 shares of common stock that were inadvertently included as a result of an administrative error in connection with the Form 4 filed on behalf of the reporting person on 3/3/2020. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 22,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015706 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 11,155 | $6.14 | $68,491.70 |
DisclosureSEC source: 0001209191-20-015706 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,057 Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015706 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on March 1, 2020. These restricted stock units were initially granted to the Reporting Person on July 22, 2016, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:57 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 66,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013077 · doc4.xml · derivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,860 Underlying: Common Stock · 66,860 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2021, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · derivative · entry 6 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · derivative · entry 5 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 4,167 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 12,870 | $6.77 | $87,129.90 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · nonDerivative · entry 4 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,712 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · nonDerivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,230 | $6.77 | $15,097.10 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,582 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010585 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2020. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057190 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 4,166 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,440 | $7.90 | $11,376.00 |
DisclosureSEC source: 0001209191-19-057190 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,145 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057190 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on 2/6/2019. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 4,167 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,419 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:11 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046526 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on 2/6/2019. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2019. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031060 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,167 Underlying: Common Stock · 4,166 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,440 | $5.56 | $8,006.40 |
DisclosureSEC source: 0001209191-19-031060 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,192 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031060 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on 2/6/2019. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 21:50 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025096 · doc4.xml · derivative · entry 1 Louvet Eric · CIK 0001767913 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2020, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 22,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016193 · doc4.xml · derivative · entry 3 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on March 1, 2019. These restricted stock units were initially granted to the Reporting Person on July 22, 2016, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 7,780 | $5.48 | $42,634.40 |
DisclosureSEC source: 0001209191-19-016193 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,466 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016193 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · derivative · entry 6 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on February 15, 2019. These restricted stock units were initially granted to the Reporting Person on March 20, 2018, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · derivative · entry 5 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on February 15, 2019. These restricted stock units were initially granted to the Reporting Person on May 12, 2017, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 6,116 | $5.49 | $33,576.84 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · nonDerivative · entry 4 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,746 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · nonDerivative · entry 3 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 507 | $5.49 | $2,783.43 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · nonDerivative · entry 2 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,195 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011668 · doc4.xml · nonDerivative · entry 1 Louvet Eric · CIK 0001767913 · SVP Sales NA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.