Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 17, 2023 22:24 UTC |
KRALL DAVIDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010794 · doc4.xml · derivative · entry 2 KRALL DAVID · CIK 0001203375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:24 UTC |
KRALL DAVIDDirector
|
Exercise / conversionCommon Stock | 14,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010794 · doc4.xml · nonDerivative · entry 1 KRALL DAVID · CIK 0001203375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 22,793 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,585 Underlying: Common Stock · 22,793 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,718 Underlying: Common Stock · 9,179 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,448 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:22 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 22,707 | $14.03 | $318,579.21 |
DisclosureSEC source: 0001209191-23-010789 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,113 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 42,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010789 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:23 UTC |
Kim SophiaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010791 · doc4.xml · derivative · entry 2 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,126 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:23 UTC |
Kim SophiaDirector
|
Exercise / conversionCommon Stock | 11,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010791 · doc4.xml · nonDerivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 6/13/2022, and were identified on a Form 4 filed by the Reporting Person on 6/15/2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 54,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,469 Underlying: Common Stock · 54,735 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,220 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 45,769 | $14.03 | $642,139.07 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,399 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 86,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 25,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010784 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,183 Underlying: Common Stock · 25,592 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010784 · doc4.xml · derivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,800 Underlying: Common Stock · 7,450 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010784 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 21,694 | $14.03 | $304,366.82 |
DisclosureSEC source: 0001209191-23-010784 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,195 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 40,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010784 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 20,793 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · derivative · entry 6 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,587 Underlying: Common Stock · 20,793 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · derivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,672 Underlying: Common Stock · 6,918 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · derivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 1,667 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · derivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,092 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 18,269 | $14.03 | $256,314.07 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,829 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:18 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 33,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010783 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:16 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Units · Derivative | 27,191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010782 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,383 Underlying: Common Stock · 27,191 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:16 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Units · Derivative | 9,046 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010782 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,186 Underlying: Common Stock · 9,046 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:16 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010782 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:16 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionCommon Stock | 43,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010782 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionStock Option/Right to Buy · Derivative | 24,041 | $3.14 Strike: $3.14 | $75,488.74 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,041 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 15,179 | $14.19 | $215,388.49 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,642 Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 24,041 | $3.14 | $75,488.74 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionStock Option/Right to Buy · Derivative | 109,292 | $3.14 Strike: $3.14 | $343,176.88 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,041 Underlying: Common Stock · 109,292 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 69,090 | $13.35 | $922,075.14 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,780 Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 109,292 | $3.14 | $343,176.88 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:48 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059596 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 12,499 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:48 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 6,580 | $15.03 | $98,897.40 |
DisclosureSEC source: 0001209191-22-059596 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,900 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:48 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 12,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059596 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 22:48 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
SaleCommon Stock | 30,000 | $14.90 | $447,000.00 |
DisclosureSEC source: 0001209191-22-059477 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,023 Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 22:48 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
SaleCommon Stock | 20,000 | $14.91 | $298,200.00 |
DisclosureSEC source: 0001209191-22-059477 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,023 Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:38 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 24,947 | $14.80 | $369,215.60 |
DisclosureSEC source: 0001209191-22-058315 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,447 Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 19:59 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 6,040 | $13.41 | $81,008.48 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,578 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. F3 · balance_after: Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,775 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,236 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 16,737 | $13.66 | $228,627.42 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,227 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 31,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057476 · doc4.xml · derivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,590 Underlying: Common Stock · 6,918 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057476 · doc4.xml · derivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001 Underlying: Common Stock · 1,666 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057476 · doc4.xml · derivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,092 Underlying: Common Stock · 4,092 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 6,918 | $13.66 | $94,499.88 |
DisclosureSEC source: 0001209191-22-057476 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,628 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.