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HLI

HOULIHAN LOKEY, INC.

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3553
SEC CIK
0001302215
Parsed reports
381

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202610
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2017 Filed Jul 28, 2017 21:50 UTC
ORIX CORP10% owner
ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-029182 · doc1.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
June 16, 2017 Filed Jun 10, 2021 00:26 UTC PurchaseCLASS A COMMON STOCK 108 $34.10 $3,682.80
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 5

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,550

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
May 17, 2017 Filed May 19, 2017 19:45 UTC
ORIX CORP10% owner
ConversionClass B Common Stock · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021534 · doc1.xml · derivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210,331

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 17, 2017 Filed May 19, 2017 19:45 UTC
ORIX CORP10% owner
ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021534 · doc1.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 17, 2017 Filed May 24, 2017 22:52 UTC Amendment
ORIX CORP10% owner
ConversionClass B Common Stock · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022205 · doc1.xml · derivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210,331

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 17, 2017 Filed May 24, 2017 22:52 UTC Amendment
ORIX CORP10% owner
ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022205 · doc1.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:47 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
OtherCLASS B COMMON STOCK · Derivative 16,275 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000017 · wf-form4_149505763007487.xml · derivative · entry 2

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 1,582,854

Underlying: CLASS A COMMON STOCK · 16,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F4 · shares: The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 16,275 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F4 · balance_after: The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:47 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
GrantCLASS B COMMON STOCK · Derivative 16,275 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000017 · wf-form4_149505763007487.xml · derivative · entry 1

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,275

Underlying: CLASS A COMMON STOCK · 16,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 16,275 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 16,275 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:45 UTC
PREISER DAVID ADirector · CO-PRESIDENT
OtherCLASS B COMMON STOCK · Derivative 14,480 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000015 · wf-form4_149505754122836.xml · derivative · entry 2

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 678,729

Underlying: CLASS A COMMON STOCK · 14,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:45 UTC
PREISER DAVID ADirector · CO-PRESIDENT
GrantCLASS B COMMON STOCK · Derivative 14,480 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000015 · wf-form4_149505754122836.xml · derivative · entry 1

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,480

Underlying: CLASS A COMMON STOCK · 14,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:48 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
OtherCLASS B COMMON STOCK · Derivative 2,552 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000019 · wf-form4_149505770418774.xml · derivative · entry 2

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 63,718

Underlying: CLASS A COMMON STOCK · 2,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 2,552 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:48 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
GrantCLASS B COMMON STOCK · Derivative 2,552 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000019 · wf-form4_149505770418774.xml · derivative · entry 1

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,552

Underlying: CLASS A COMMON STOCK · 2,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 2,552 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 2,552 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:49 UTC
ALLEY J LINDSEYChief Financial Officer
OtherCLASS B COMMON STOCK · Derivative 4,059 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000021 · wf-form4_149505777045950.xml · derivative · entry 2

ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 203,821

Underlying: CLASS A COMMON STOCK · 4,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 4,059 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:49 UTC
ALLEY J LINDSEYChief Financial Officer
GrantCLASS B COMMON STOCK · Derivative 4,059 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000021 · wf-form4_149505777045950.xml · derivative · entry 1

ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

Underlying: CLASS A COMMON STOCK · 4,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 4,059 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 4,059 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:52 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
OtherCLASS B COMMON STOCK · Derivative 23,454 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000025 · wf-form4_149505796487879.xml · derivative · entry 2

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 1,117,302

Underlying: CLASS A COMMON STOCK · 23,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F4 · shares: The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 23,454 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F4 · balance_after: The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:52 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantCLASS B COMMON STOCK · Derivative 23,454 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000025 · wf-form4_149505796487879.xml · derivative · entry 1

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,454

Underlying: CLASS A COMMON STOCK · 23,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 23,454 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 23,454 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:51 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
GrantCLASS B COMMON STOCK · Derivative 35,620 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 1,048,670

Underlying: CLASS A COMMON STOCK · 35,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:51 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
GrantCLASS B COMMON STOCK · Derivative 35,620 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,620

Underlying: CLASS A COMMON STOCK · 35,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
April 30, 2017 Filed May 2, 2017 18:10 UTC GrantCLASS A COMMON STOCK 1,863 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000010 · wf-form4_149374861140537.xml · nonDerivative · entry 1

Van de Bunt Bennet · CIK 0001468811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,104

Read SEC document
April 30, 2017 Filed May 2, 2017 18:08 UTC GrantCLASS A COMMON STOCK 1,863 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000008 · wf-form4_149374850703176.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,224

Read SEC document
April 30, 2017 Filed May 2, 2017 18:11 UTC GrantCLASS A COMMON STOCK 1,863 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000012 · wf-form4_149374869360081.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,042

Read SEC document
March 16, 2017 Filed Jun 10, 2021 00:26 UTC PurchaseCLASS A COMMON STOCK 102 $32.45 $3,309.90
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 4

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,579

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:04 UTC
ORIX CORP10% owner
SaleClass B Common Stock · Derivative 900,000 $28.08 $25,272,000.00
Disclosure

SEC source: 0001140361-17-012531 · doc1.xml · derivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710,331

Underlying: Class A Common Stock · 900,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · kind: Sale to Issuer of an additional 900,000 shares of Class B Common Stock, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. Pursuant to an existing purchase agreement, this sale of additional shares was effective upon the March 15, 2017 closing of the underwriters' optional purchase of additional shares of Class A common stock from the Issuer as part of the Issuer's recent registered offering.

F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
ConversionClass B Common Stock · Derivative 15,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007912 · doc4.xml · derivative · entry 3

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
SaleClass A Common Stock 15,743 $29.05 $457,334.15
Disclosure

SEC source: 0000899243-17-007912 · doc4.xml · nonDerivative · entry 2

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
ConversionClass A Common Stock 15,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007912 · doc4.xml · nonDerivative · entry 1

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 12:57 UTC
PREISER DAVID ADirector · CO-PRESIDENT
ConversionClass B Common Stock · Derivative 6,711 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007909 · doc4.xml · derivative · entry 3

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 12:57 UTC
PREISER DAVID ADirector · CO-PRESIDENT
SaleClass A Common Stock 6,711 $29.05 $194,954.55
Disclosure

SEC source: 0000899243-17-007909 · doc4.xml · nonDerivative · entry 2

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 12:57 UTC
PREISER DAVID ADirector · CO-PRESIDENT
ConversionClass A Common Stock 6,711 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007909 · doc4.xml · nonDerivative · entry 1

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
ConversionClass B Common Stock · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007914 · doc4.xml · derivative · entry 3

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
SaleClass A Common Stock 835 $29.05 $24,256.75
Disclosure

SEC source: 0000899243-17-007914 · doc4.xml · nonDerivative · entry 2

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
ConversionClass A Common Stock 835 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007914 · doc4.xml · nonDerivative · entry 1

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
ConversionClass B Common Stock · Derivative 2,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007915 · doc4.xml · derivative · entry 3

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 2,024 $29.05 $58,797.20
Disclosure

SEC source: 0000899243-17-007915 · doc4.xml · nonDerivative · entry 2

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:00 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
ConversionClass A Common Stock 2,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007915 · doc4.xml · nonDerivative · entry 1

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:02 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER
ConversionClass B Common Stock · Derivative 11,029 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007916 · doc4.xml · derivative · entry 3

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:02 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 11,029 $29.05 $320,392.45
Disclosure

SEC source: 0000899243-17-007916 · doc4.xml · nonDerivative · entry 2

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:02 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER
ConversionClass A Common Stock 11,029 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007916 · doc4.xml · nonDerivative · entry 1

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
ConversionClass B Common Stock · Derivative 10,348 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
SaleClass A Common Stock 10,348 $29.05 $300,609.40
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
ConversionClass A Common Stock 10,348 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:51 UTC
ORIX CORP10% owner
SaleClass B Common Stock · Derivative 6,000,000 $28.08 $168,480,000.00
Disclosure

SEC source: 0001140361-17-007655 · doc1.xml · derivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,610,331

Underlying: Class A Common Stock · 6,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · kind: Sale to Issuer pursuant to an agreement effective as of February 14, 2017, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares.

F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
ConversionClass B Common Stock · Derivative 111,881 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004392 · doc4.xml · derivative · entry 4

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 111,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
SaleClass A Common Stock 104,952 $29.25 $3,069,846.00
Disclosure

SEC source: 0000899243-17-004392 · doc4.xml · nonDerivative · entry 3

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
Tax withholdingClass A Common Stock 6,929 $32.30 $223,806.70
Disclosure

SEC source: 0000899243-17-004392 · doc4.xml · nonDerivative · entry 2

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,952

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
ConversionClass A Common Stock 111,881 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004392 · doc4.xml · nonDerivative · entry 1

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:32 UTC
PREISER DAVID ADirector · CO-PRESIDENT
ConversionClass B Common Stock · Derivative 51,260 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004398 · doc4.xml · derivative · entry 4

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 51,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

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February 14, 2017 Filed Feb 16, 2017 20:32 UTC
PREISER DAVID ADirector · CO-PRESIDENT
SaleClass A Common Stock 44,740 $29.25 $1,308,645.00
Disclosure

SEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 3

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 14, 2017 Filed Feb 16, 2017 20:32 UTC
PREISER DAVID ADirector · CO-PRESIDENT
Tax withholdingClass A Common Stock 6,520 $32.30 $210,596.00
Disclosure

SEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 2

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

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February 14, 2017 Filed Feb 16, 2017 20:32 UTC
PREISER DAVID ADirector · CO-PRESIDENT
ConversionClass A Common Stock 51,260 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 1

PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.