organization · Reporting owner
ORIX HLHZ Holding LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HOULIHAN LOKEY, INC.
Report date July 30, 2019 · Filed August 01, 2019
Jointly reported with ORIX CORP
Section 16 reporting ended · disclosed 2019-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-30 · Sale · Disposed 3,377,935 · Balance 0 F1: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2019 Filed Aug 1, 2019 13:56 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 3,377,935 | $45.61 | $154,067,615.35 |
DisclosureSEC source: 0000950103-19-010116 · dp110601_4-orixhlhz.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · Former 10% Owner ORIX CORP · CIK 0001070304 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:29 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 2,268,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-009065 · dp109409_4-orix.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,268,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:29 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 2,268,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-009065 · dp109409_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:42 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 3,000,000 | $45.52 | $136,545,000.00 |
DisclosureSEC source: 0000950103-19-007103 · dp107578_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,721 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:01 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-002309 · dp102694_4-orix.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,214 Underlying: Class A Common Stock · 3,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:01 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-002309 · dp102694_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 15:34 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 12,978 | $48.02 | $623,155.54 |
DisclosureSEC source: 0000950103-18-010048 · dp94793_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,721 F1 · price: Reflects a weighted average sale price of $48.0163 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 17:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 28,485 | $48.04 | $1,368,479.22 |
DisclosureSEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 3 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,699 F3 · price: Reflects a weighted average sale price of $48.0421 per share, at prices ranging from $48.00 to $48.115 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 17:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 394,374 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-009895 · dp94793_4-orix.xml · derivative · entry 4 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,768,214 Underlying: Class A Common Stock · 394,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F4 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F4 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 17:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 394,374 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 17:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 12,739 | $48.00 | $611,472.00 |
DisclosureSEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,810 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 19:21 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 500 | $48.07 | $24,035.00 |
DisclosureSEC source: 0000950103-18-009798 · dp94688_4-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,549 F2 · price: Reflects a weighted average sale price of $48.0700 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 19:21 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 23,484 | $48.10 | $1,129,477.07 |
DisclosureSEC source: 0000950103-18-009798 · dp94688_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,049 F1 · price: Reflects a weighted average sale price of $48.0956 per share, at prices ranging from $48.00 to $48.195 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:44 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 44,330 | $48.50 | $2,150,013.87 |
DisclosureSEC source: 0000950103-18-009726 · dp94607_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,533 F1 · price: Reflects a weighted average sale price of $48.5002 per share, at prices ranging from $48.45 to $48.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:22 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 97,000 | $48.00 | $4,656,000.00 |
DisclosureSEC source: 0000950103-18-009600 · dp94504_4-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,863 F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:22 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 13,000 | $48.01 | $624,171.60 |
DisclosureSEC source: 0000950103-18-009600 · dp94504_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,863 F1 · price: Reflects a weighted average sale price of $48.0132 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 19:05 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 1,587 | $48.00 | $76,181.55 |
DisclosureSEC source: 0000950103-18-009541 · dp94439_4-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,863 F2 · price: Reflects a weighted average sale price of $48.0035 per share, at prices ranging from $48.00 to $48.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 19:05 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 48,364 | $48.31 | $2,336,522.88 |
DisclosureSEC source: 0000950103-18-009541 · dp94439_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,450 F1 · price: Reflects a weighted average sale price of $48.3112 per share, at prices ranging from $48.00 to $48.38 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 18:03 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 26,674 | $48.11 | $1,283,374.16 |
DisclosureSEC source: 0000950103-18-009471 · dp94389_4.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,814 F2 · price: Reflects a weighted average sale price of $48.1133 per share, at prices ranging from $48.00 to $48.365 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 18:03 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 15,800 | $48.12 | $760,346.56 |
DisclosureSEC source: 0000950103-18-009471 · dp94389_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,488 F1 · price: Reflects a weighted average sale price of $48.1232 per share, at prices ranging from $47.98 to $48.265 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 19:13 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 500,000 | $48.54 | $24,271,200.00 |
DisclosureSEC source: 0000950103-18-009406 · ownership.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,288 F2 · price: Reflects a weighted average sale price of $48.5424 per share, at prices ranging from $48.50 to $48.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:13 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 44,712 | $49.02 | $2,191,652.58 |
DisclosureSEC source: 0000950103-18-009406 · ownership.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,288 F1 · price: Reflects a weighted average sale price of $49.0171 per share, at prices ranging from $49.00 to $49.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| July 09, 2018 Filed Jul 12, 2018 21:15 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-008483 · dp93361_4.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,162,588 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| July 09, 2018 Filed Jul 12, 2018 21:15 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-008483 · dp93361_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 19:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 1,985,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-007182 · dp92040_4.xml · derivative · entry 3 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,162,588 Underlying: Class A Common Stock · 1,985,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 19:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 2,682,983 | $49.11 | $131,761,295.13 |
DisclosureSEC source: 0000950103-18-007182 · dp92040_4.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 19:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 1,985,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-007182 · dp92040_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 18, 2018 Filed May 18, 2018 21:14 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 82,028 | $3,990,621.00 | $327,342,659,388.00 |
DisclosureSEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 3 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,000 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:56 UTC Amendment | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 82,028 | $48.65 | $3,990,621.19 |
DisclosureSEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 3 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,000 F3 · price: Reflects a weighted average sale price of $48.6495 per share, at prices ranging from $48.50 to $48.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2018 Filed May 18, 2018 21:14 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 110,665 | $5,415,514.00 | $599,307,856,810.00 |
DisclosureSEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,028 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2018 Filed May 21, 2018 22:56 UTC Amendment | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 110,665 | $48.94 | $5,415,513.51 |
DisclosureSEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,028 F2 · price: Reflects a weighted average sale price of $48.9361 per share, at prices ranging from $48.7838 to $49.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:14 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 25,307 | $1,243,518.00 | $31,469,710,026.00 |
DisclosureSEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,693 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 16, 2018 Filed May 21, 2018 22:56 UTC Amendment | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 25,307 | $49.14 | $1,243,517.65 |
DisclosureSEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,693 F1 · price: Reflects a weighted average sale price of $49.1373 per share, at prices ranging from $48.95 to $49.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:22 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 561,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-006057 · dp90908_4.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148,571 Underlying: Class A Common Stock · 561,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:22 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 561,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-006057 · dp90908_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 21:20 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass B Common Stock · Derivative | 2,000,000 | $46.75 | $93,500,000.00 |
DisclosureSEC source: 0000950103-18-003406 · dp88205_4.xml · derivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710,331 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · kind: Sale to Issuer pursuant to an agreement effective as of March 15, 2018, with settlement to occur on April 5, 2018. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 01:01 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 125,000 | $41.63 | $5,203,125.00 |
DisclosureSEC source: 0001213900-17-011529 · f4110317orix_houlihanlokey.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,240 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| October 30, 2017 Filed Nov 2, 2017 00:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 1,750,000 | $41.63 | $72,843,750.00 |
DisclosureSEC source: 0001213900-17-011205 · f4103017orixhlhz_houlihan.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,240 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 00:34 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 154,460 | $36.57 | $5,648,401.40 |
DisclosureSEC source: 0001213900-17-009691 · f4091217orix_houlihan.xml · nonDerivative · entry 3 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313,240 F3 · price: Reflects a weighted average sale price of $36.5687 per share, at prices ranging from $36.52 to $36.745 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 00:34 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 32,300 | $36.54 | $1,180,242.00 |
DisclosureSEC source: 0001213900-17-009691 · f4091217orix_houlihan.xml · nonDerivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,467,700 F2 · price: Reflects a weighted average sale price of $36.54 per share, at prices ranging from $36.35 to $36.925 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| September 12, 2017 Filed Sep 15, 2017 00:34 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 500,000 | $36.15 | $18,072,600.00 |
DisclosureSEC source: 0001213900-17-009691 · f4091217orix_houlihan.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 F1 · price: Reflects a weighted average sale price of $36.1452 per share, at prices ranging from $36.00 to $37.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 21:50 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-029182 · doc1.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710,331 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 21:50 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-029182 · doc1.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:45 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021534 · doc1.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,210,331 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:45 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021534 · doc1.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2017 Filed May 24, 2017 22:52 UTC Amendment | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022205 · doc1.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,210,331 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 17, 2017 Filed May 24, 2017 22:52 UTC Amendment | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022205 · doc1.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:04 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass B Common Stock · Derivative | 900,000 | $28.08 | $25,272,000.00 |
DisclosureSEC source: 0001140361-17-012531 · doc1.xml · derivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,710,331 Underlying: Class A Common Stock · 900,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · kind: Sale to Issuer of an additional 900,000 shares of Class B Common Stock, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. Pursuant to an existing purchase agreement, this sale of additional shares was effective upon the March 15, 2017 closing of the underwriters' optional purchase of additional shares of Class A common stock from the Issuer as part of the Issuer's recent registered offering. F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass B Common Stock · Derivative | 6,000,000 | $28.08 | $168,480,000.00 |
DisclosureSEC source: 0001140361-17-007655 · doc1.xml · derivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,610,331 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · kind: Sale to Issuer pursuant to an agreement effective as of February 14, 2017, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.