Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alight, Inc. / DelawareALIT · Entity 5436 | Director | July 02, 2026 | July 07, 2026 |
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | Director | May 21, 2026 | May 21, 2026 |
| SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526 | Director · Interim CFO | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alight, Inc. / Delaware
Report date July 02, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 19,481 |
Reported balance
After 2026-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 19,481 F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027. F2: Includes restricted stock units scheduled to vest in the future. F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.
F2: Includes restricted stock units scheduled to vest in the future.
F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.
HOULIHAN LOKEY, INC.
Report date May 21, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 29,111 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 1,129 · Balance 29,111 |
SKYWORKS SOLUTIONS, INC.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,817 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 3,664 · Balance 66,817 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,724 |
Reported balance
After 2026-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-13 · Grant · Acquired 3,724 · Balance 3,724 F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3: The restricted stock units vest on May 13, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Exercise / conversion · Disposed 3,664 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F4: The restricted stock units vested on May 14, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F3: The restricted stock units vest on May 13, 2027.
F4: The restricted stock units vested on May 14, 2026.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Forest City Realty Trust, Inc.
Report date December 07, 2018 · Filed December 07, 2018
Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0 F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings. F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019. |
Filing footnotes · ownership attribution and instrument terms
F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.
F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings.
Frontier Communications Parent, Inc.
Report date April 30, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-30 · Other · Disposed 28,925.52 · Balance 0 F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer. F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court. F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.
F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.
F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect.
F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.
NII HOLDINGS INC
Report date December 18, 2019 · Filed December 19, 2019
Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,603 |
Reported balance
After 2019-12-18 transaction · row 1
1 source rowRow 1 · 2019-12-18 · Exercise / conversion · Acquired 157,997 · Balance 248,603 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectRobert A. Schriesheim, Trustee, Robert A. Schriesheim Revocable Trust U/A/D 1/29/1998 | 0 |
Reported balance
After 2019-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-18 · Exercise / conversion · Disposed 157,997 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.
F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 7, 2026 21:57 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 14,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-047565 · wk-form4_1783461476.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,481 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. F3 · balance_after: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026. Read SEC document |
| May 21, 2026 Filed May 21, 2026 21:43 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-26-000037 · wk-form4_1779399798.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,111 Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:07 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vested on May 14, 2026. F4 · derivative.expiration_date: The restricted stock units vested on May 14, 2026. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:07 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 3,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:07 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 3,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,724 Underlying: Common Stock · 3,724 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3 · derivative.exercise_date: The restricted stock units vest on May 13, 2027. F3 · derivative.expiration_date: The restricted stock units vest on May 13, 2027. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 13:43 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 5,000 | $170.86 | $854,300.00 |
DisclosureSEC source: 0001302215-26-000009 · wk-form4_1770731016.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,982 Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 13:00 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | PurchaseClass A Common Stock | 42,098 | $2.38 | $100,189.03 |
DisclosureSEC source: 0001628280-25-054299 · wk-form4_1764594022.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,130 F1 · price: The price represents the weighted average price of the shares acquired. The shares were purchased within a range of $2.379 to $2.3799. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:18 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 33,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001809104-25-000220 · wk-form4_1751923079.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,032 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2026. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| June 16, 2025 Filed Jun 24, 2025 21:47 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | PurchaseClass A Common Stock | 216 | $5.26 | $1,135.73 |
DisclosureSEC source: 0001809104-25-000199 · wk-form4_1750801619.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,249 F1 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:36 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 17,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-25-000068 · wk-form4_1748644533.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,266 Underlying: Common Stock · 17,266 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 29, 2027 in an amount equal to the sum of 1) fifty percent of the restricted stock units, and 2) a number of restricted stock units equal to the product of fifty percent of the restricted stock units multiplied by a fraction, the numerator of which is the number of full months during which the Reporting Person provides services as Interim CFO and the denominator of which is six (6), provided such fraction is not greater than one. F2 · derivative.expiration_date: The restricted stock units vest on May 29, 2027 in an amount equal to the sum of 1) fifty percent of the restricted stock units, and 2) a number of restricted stock units equal to the product of fifty percent of the restricted stock units multiplied by a fraction, the numerator of which is the number of full months during which the Reporting Person provides services as Interim CFO and the denominator of which is six (6), provided such fraction is not greater than one. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:33 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 845 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-25-000061 · wk-form4_1748032374.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,982 Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:43 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,664 Underlying: Common Stock · 3,664 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 14, 2026. F4 · derivative.expiration_date: The restricted stock units vest on May 14, 2026. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:43 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vested on May 14, 2025. F2 · derivative.expiration_date: The restricted stock units vested on May 14, 2025. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:43 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:47 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | GrantClass A Common Stock | 10,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001809104-25-000105 · wk-form4_1741816065.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,033 F1 · shares: Represents a pro rata equity award of Restricted Stock Units ("RSUs") granted for board service from March 1, 2025, through July 2, 2025, the annual grant date. The RSUs are scheduled to vest on March 10, 2026. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 22:51 UTC | Alight, Inc. / Delaware ALIT · Entity 5436 | PurchaseClass A Common Stock | 22,092 | $6.79 | $150,000.26 |
DisclosureSEC source: 0001809104-25-000080 · wk-form4_1741128666.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,092 F1 · price: The price represents the weighted average price of the shares purchased. The shares were purchased within a range of $6.785 to $6.79. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 30, 2024 Filed May 31, 2024 20:07 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | SaleCommon Stock | 25,433 | $90.27 | $2,295,836.91 |
DisclosureSEC source: 0000004127-24-000057 · wk-form4_1717186059.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,881 F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.25 per share to $90.40 per share. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:59 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-24-000040 · wk-form4_1716584369.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,137 Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:40 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-24-000051 · wk-form4_1715899203.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 2,272 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 14, 2025. F2 · derivative.expiration_date: The restricted stock units vest on May 14, 2025. Read SEC document |
| May 10, 2024 Filed May 10, 2024 22:50 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-24-000035 · wk-form4_1715381399.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 24, 2023 Filed May 25, 2023 23:10 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-23-000054 · wf-form4_168505621926704.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,028 Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:40 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029215 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vested on May 11, 2023. F5 · derivative.expiration_date: The restricted stock units vested on May 11, 2023. Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:40 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029215 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 487 shares of common stock acquired on 6/15/2022 through automatic dividend reinvestment. Read SEC document |
| May 10, 2023 Filed May 12, 2023 22:40 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029215 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,078 Underlying: Common Stock · 2,078 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 10, 2024. F4 · derivative.expiration_date: The restricted stock units vest on May 10, 2024. Read SEC document |
| June 16, 2022 Filed Jun 27, 2022 21:36 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 192 | $77.43 | $14,866.56 |
DisclosureSEC source: 0001302215-22-000059 · wf-form4_165636577609894.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,678 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Read SEC document |
| May 27, 2022 Filed May 31, 2022 21:16 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-22-000043 · wf-form4_165403175116379.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,485 Read SEC document |
| May 12, 2022 Filed May 13, 2022 23:18 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029002 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vested on May 12, 2022. F5 · derivative.expiration_date: The restricted stock units vested on May 12, 2022. Read SEC document |
| May 12, 2022 Filed May 13, 2022 23:18 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-029002 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 236 shares of common stock acquired on 6/9/2021, 250 shares of common stock acquired on 9/8/2021, 288 shares of common stock acquired on 12/15/2021, and 347 shares of common stock acquired on 3/16/2022 through automatic dividend reinvestment. Read SEC document |
| May 11, 2022 Filed May 13, 2022 23:18 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029002 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 11, 2023. F4 · derivative.expiration_date: The restricted stock units vest on May 11, 2023. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 121 | $99.34 | $12,020.14 |
DisclosureSEC source: 0001302215-22-000013 · wf-form4_164754875081436.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,066 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:12 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 116 | $102.59 | $11,900.44 |
DisclosureSEC source: 0001302215-21-000089 · wf-form4_164003475624221.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,945 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:27 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 131 | $90.64 | $11,873.84 |
DisclosureSEC source: 0001302215-21-000080 · wf-form4_163217321540530.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:00 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 141 | $79.35 | $11,188.35 |
DisclosureSEC source: 0001302215-21-000064 · wf-form4_162396361580587.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,698 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-21-000049 · wf-form4_162223489965658.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,659 Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:10 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032880 · doc4.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Underlying: Common Stock · 1,084 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 12, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 12, 2022. Read SEC document |
| May 06, 2021 Filed May 7, 2021 23:52 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031063 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vested on May 6, 2021. F3 · derivative.expiration_date: The restricted stock units vested on May 6, 2021. Read SEC document |
| May 06, 2021 Filed May 7, 2021 23:52 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-031063 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 258 shares of common stock acquired on 6/12/2020, 259 shares of common stock acquired on 9/2/2020, 271 shares of common stock acquired on 12/11/2020, and 226 shares of common stock acquired on 3/10/2021 through automatic dividend reinvestment. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 13:54 UTC | Frontier Communications Parent, Inc. FTRCQ · Entity 69025 | OtherPhantom Stock Units · Derivative | 28,925.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-015176 · form4.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,925.52 shares Expires not disclosed F1 · derivative.exercise_price: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer. F2 · kind: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court. F3 · kind: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. F4 · kind: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F1 · derivative.exercise_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer. F1 · derivative.expiration_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer. Read SEC document |
| March 16, 2021 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 125 | $67.99 | $8,498.75 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 18 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| December 16, 2020 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 124 | $68.78 | $8,528.72 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 17 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,827 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| September 16, 2020 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 143 | $58.87 | $8,418.41 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 16 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,703 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| June 16, 2020 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 125 | $58.34 | $7,292.50 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 15 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:20 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000076 · wf-form4_159078358170622.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,054 Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:28 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028073 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vest on May 8, 2020. F5 · derivative.expiration_date: The restricted stock units vest on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:28 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-028073 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 403 shares of common stock acquired on 9/18/2019, 265 shares of common stock acquired on 12/26/2019, and 323 shares of common stock acquired on 3/04/2020 through automatic dividend reinvestment. Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:28 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028073 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 6, 2021. F4 · derivative.expiration_date: The restricted stock units vest on May 6, 2021. Read SEC document |
| March 17, 2020 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 152 | $47.54 | $7,226.08 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 14 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,497 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 16:09 UTC | NII HOLDINGS INC NIHD · Entity 152745 | Exercise / conversionRestricted Stock Units · Derivative | 157,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023433 · doc1.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Schriesheim, Trustee, Robert A. Schriesheim Revocable Trust U/A/D 1/29/1998 Disclosed balance after: 0 Underlying: Common Stock · 157,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. F2 · derivative.exercise_date: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019. F2 · derivative.expiration_date: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 16:09 UTC | NII HOLDINGS INC NIHD · Entity 152745 | Exercise / conversionCommon Stock | 157,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-023433 · doc1.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. Read SEC document |
| December 17, 2019 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 133 | $48.17 | $6,406.61 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 13 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,345 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.