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SCHRIESHEIM ROBERT A

Disclosed activity across 6 companies

Tapewire entity
31711
SEC CIK
0001281910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alight, Inc. / DelawareALIT · Entity 5436DirectorJuly 02, 2026July 07, 2026
HOULIHAN LOKEY, INC.HLI · Entity 3553DirectorMay 21, 2026May 21, 2026
SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526Director · Interim CFOMay 13, 2026May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alight, Inc. / Delaware

Report date July 02, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect19,481 Reported balance After 2026-07-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 19,481

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

HOULIHAN LOKEY, INC.

Report date May 21, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CLASS A COMMON STOCKSEC Table I · non-derivativeDirect29,111 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 1,129 · Balance 29,111

SKYWORKS SOLUTIONS, INC.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,817 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 3,664 · Balance 66,817

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,724 Reported balance After 2026-05-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-13 · Grant · Acquired 3,724 · Balance 3,724

F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F3: The restricted stock units vest on May 13, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Exercise / conversion · Disposed 3,664 · Balance 0

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4: The restricted stock units vested on May 14, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F3: The restricted stock units vest on May 13, 2027.

F4: The restricted stock units vested on May 14, 2026.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forest City Realty Trust, Inc.

Report date December 07, 2018 · Filed December 07, 2018

Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0

F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings.

F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

Filing footnotes · ownership attribution and instrument terms

F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings.

Frontier Communications Parent, Inc.

Report date April 30, 2021 · Filed April 30, 2021

Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-30 · Other · Disposed 28,925.52 · Balance 0

F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect.

F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect.

F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

NII HOLDINGS INC

Report date December 18, 2019 · Filed December 19, 2019

Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,603 Reported balance After 2019-12-18 transaction · row 1
1 source row

Row 1 · 2019-12-18 · Exercise / conversion · Acquired 157,997 · Balance 248,603

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectRobert A. Schriesheim, Trustee, Robert A. Schriesheim Revocable Trust U/A/D 1/29/19980 Reported balance After 2019-12-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-18 · Exercise / conversion · Disposed 157,997 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.

F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.

F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2026 Filed Jul 7, 2026 21:57 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 14,025 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047565 · wk-form4_1783461476.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,481

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

F3 · balance_after: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Read SEC document
May 21, 2026 Filed May 21, 2026 21:43 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,129 $0.00 $0.00
Disclosure

SEC source: 0001302215-26-000037 · wk-form4_1779399798.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,111

Read SEC document
May 14, 2026 Filed May 15, 2026 20:07 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 3,664 $0.00 $0.00
Disclosure

SEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 14, 2026.

F4 · derivative.expiration_date: The restricted stock units vested on May 14, 2026.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:07 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 3,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 13, 2026 Filed May 15, 2026 20:07 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 3,724 $0.00 $0.00
Disclosure

SEC source: 0000004127-26-000028 · wk-form4_1778875637.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 3,724 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The restricted stock units vest on May 13, 2027.

F3 · derivative.expiration_date: The restricted stock units vest on May 13, 2027.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 13:43 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 5,000 $170.86 $854,300.00
Disclosure

SEC source: 0001302215-26-000009 · wk-form4_1770731016.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,982

Read SEC document
November 26, 2025 Filed Dec 1, 2025 13:00 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 42,098 $2.38 $100,189.03
Disclosure

SEC source: 0001628280-25-054299 · wk-form4_1764594022.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,130

F1 · price: The price represents the weighted average price of the shares acquired. The shares were purchased within a range of $2.379 to $2.3799. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:18 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 33,783 $0.00 $0.00
Disclosure

SEC source: 0001809104-25-000220 · wk-form4_1751923079.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,032

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2026.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
June 16, 2025 Filed Jun 24, 2025 21:47 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 216 $5.26 $1,135.73
Disclosure

SEC source: 0001809104-25-000199 · wk-form4_1750801619.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,249

F1 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
May 29, 2025 Filed May 30, 2025 22:36 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 17,266 $0.00 $0.00
Disclosure

SEC source: 0000004127-25-000068 · wk-form4_1748644533.xml · derivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,266

Underlying: Common Stock · 17,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest on May 29, 2027 in an amount equal to the sum of 1) fifty percent of the restricted stock units, and 2) a number of restricted stock units equal to the product of fifty percent of the restricted stock units multiplied by a fraction, the numerator of which is the number of full months during which the Reporting Person provides services as Interim CFO and the denominator of which is six (6), provided such fraction is not greater than one.

F2 · derivative.expiration_date: The restricted stock units vest on May 29, 2027 in an amount equal to the sum of 1) fifty percent of the restricted stock units, and 2) a number of restricted stock units equal to the product of fifty percent of the restricted stock units multiplied by a fraction, the numerator of which is the number of full months during which the Reporting Person provides services as Interim CFO and the denominator of which is six (6), provided such fraction is not greater than one.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:33 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 845 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000061 · wk-form4_1748032374.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,982

Read SEC document
May 14, 2025 Filed May 15, 2025 22:43 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 3,664 $0.00 $0.00
Disclosure

SEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,664

Underlying: Common Stock · 3,664 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The restricted stock units vest on May 14, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on May 14, 2026.

Read SEC document
May 14, 2025 Filed May 15, 2025 22:43 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vested on May 14, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 14, 2025.

Read SEC document
May 14, 2025 Filed May 15, 2025 22:43 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 2,272 Not disclosed Not disclosed
Disclosure

SEC source: 0000004127-25-000053 · wk-form4_1747348995.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:47 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001809104-25-000105 · wk-form4_1741816065.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,033

F1 · shares: Represents a pro rata equity award of Restricted Stock Units ("RSUs") granted for board service from March 1, 2025, through July 2, 2025, the annual grant date. The RSUs are scheduled to vest on March 10, 2026.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:51 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 22,092 $6.79 $150,000.26
Disclosure

SEC source: 0001809104-25-000080 · wk-form4_1741128666.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,092

F1 · price: The price represents the weighted average price of the shares purchased. The shares were purchased within a range of $6.785 to $6.79. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 30, 2024 Filed May 31, 2024 20:07 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 25,433 $90.27 $2,295,836.91
Disclosure

SEC source: 0000004127-24-000057 · wk-form4_1717186059.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,881

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.25 per share to $90.40 per share.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:59 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,109 $0.00 $0.00
Disclosure

SEC source: 0001302215-24-000040 · wk-form4_1716584369.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,137

Read SEC document
May 14, 2024 Filed May 16, 2024 22:40 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0000004127-24-000051 · wk-form4_1715899203.xml · derivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,272

Underlying: Common Stock · 2,272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest on May 14, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 14, 2025.

Read SEC document
May 10, 2024 Filed May 10, 2024 22:50 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 2,078 Not disclosed Not disclosed
Disclosure

SEC source: 0000004127-24-000035 · wk-form4_1715381399.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 24, 2023 Filed May 25, 2023 23:10 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,350 $0.00 $0.00
Disclosure

SEC source: 0001302215-23-000054 · wf-form4_168505621926704.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,028

Read SEC document
May 11, 2023 Filed May 12, 2023 22:40 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029215 · doc4.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vested on May 11, 2023.

F5 · derivative.expiration_date: The restricted stock units vested on May 11, 2023.

Read SEC document
May 11, 2023 Filed May 12, 2023 22:40 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029215 · doc4.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 487 shares of common stock acquired on 6/15/2022 through automatic dividend reinvestment.

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May 10, 2023 Filed May 12, 2023 22:40 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029215 · doc4.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,078

Underlying: Common Stock · 2,078 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The restricted stock units vest on May 10, 2024.

F4 · derivative.expiration_date: The restricted stock units vest on May 10, 2024.

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June 16, 2022 Filed Jun 27, 2022 21:36 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 192 $77.43 $14,866.56
Disclosure

SEC source: 0001302215-22-000059 · wf-form4_165636577609894.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,678

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

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May 27, 2022 Filed May 31, 2022 21:16 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,419 $0.00 $0.00
Disclosure

SEC source: 0001302215-22-000043 · wf-form4_165403175116379.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,485

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May 12, 2022 Filed May 13, 2022 23:18 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029002 · doc4.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vested on May 12, 2022.

F5 · derivative.expiration_date: The restricted stock units vested on May 12, 2022.

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May 12, 2022 Filed May 13, 2022 23:18 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029002 · doc4.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 236 shares of common stock acquired on 6/9/2021, 250 shares of common stock acquired on 9/8/2021, 288 shares of common stock acquired on 12/15/2021, and 347 shares of common stock acquired on 3/16/2022 through automatic dividend reinvestment.

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May 11, 2022 Filed May 13, 2022 23:18 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029002 · doc4.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The restricted stock units vest on May 11, 2023.

F4 · derivative.expiration_date: The restricted stock units vest on May 11, 2023.

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March 16, 2022 Filed Mar 17, 2022 20:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 121 $99.34 $12,020.14
Disclosure

SEC source: 0001302215-22-000013 · wf-form4_164754875081436.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,066

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

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December 16, 2021 Filed Dec 20, 2021 21:12 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 116 $102.59 $11,900.44
Disclosure

SEC source: 0001302215-21-000089 · wf-form4_164003475624221.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,945

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 21:27 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 131 $90.64 $11,873.84
Disclosure

SEC source: 0001302215-21-000080 · wf-form4_163217321540530.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:00 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 141 $79.35 $11,188.35
Disclosure

SEC source: 0001302215-21-000064 · wf-form4_162396361580587.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,698

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:48 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,605 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000049 · wf-form4_162223489965658.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,659

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May 12, 2021 Filed May 14, 2021 22:10 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032880 · doc4.xml · derivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest on May 12, 2022.

F2 · derivative.expiration_date: The restricted stock units vest on May 12, 2022.

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May 06, 2021 Filed May 7, 2021 23:52 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031063 · doc4.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vested on May 6, 2021.

F3 · derivative.expiration_date: The restricted stock units vested on May 6, 2021.

Read SEC document
May 06, 2021 Filed May 7, 2021 23:52 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 2,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-031063 · doc4.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 258 shares of common stock acquired on 6/12/2020, 259 shares of common stock acquired on 9/2/2020, 271 shares of common stock acquired on 12/11/2020, and 226 shares of common stock acquired on 3/10/2021 through automatic dividend reinvestment.

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April 30, 2021 Filed Apr 30, 2021 13:54 UTC Frontier Communications Parent, Inc. FTRCQ · Entity 69025 OtherPhantom Stock Units · Derivative 28,925.52 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015176 · form4.xml · derivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,925.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2 · kind: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3 · kind: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect.

F4 · kind: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

F1 · derivative.exercise_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F1 · derivative.expiration_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

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March 16, 2021 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 125 $67.99 $8,498.75
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 18

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,952

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
December 16, 2020 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 124 $68.78 $8,528.72
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 17

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,827

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
September 16, 2020 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 143 $58.87 $8,418.41
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 16

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,703

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
June 16, 2020 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 125 $58.34 $7,292.50
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 15

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,622

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:20 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS A COMMON STOCK 1,938 $0.00 $0.00
Disclosure

SEC source: 0001302215-20-000076 · wf-form4_159078358170622.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,054

Read SEC document
May 08, 2020 Filed May 8, 2020 22:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 2,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028073 · doc4.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vest on May 8, 2020.

F5 · derivative.expiration_date: The restricted stock units vest on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 8, 2020 22:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 2,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-028073 · doc4.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 403 shares of common stock acquired on 9/18/2019, 265 shares of common stock acquired on 12/26/2019, and 323 shares of common stock acquired on 3/04/2020 through automatic dividend reinvestment.

Read SEC document
May 06, 2020 Filed May 8, 2020 22:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028073 · doc4.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 2,140 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The restricted stock units vest on May 6, 2021.

F4 · derivative.expiration_date: The restricted stock units vest on May 6, 2021.

Read SEC document
March 17, 2020 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 152 $47.54 $7,226.08
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 14

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,497

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 16:09 UTC NII HOLDINGS INC NIHD · Entity 152745 Exercise / conversionRestricted Stock Units · Derivative 157,997 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023433 · doc1.xml · derivative · entry 2

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A. Schriesheim, Trustee, Robert A. Schriesheim Revocable Trust U/A/D 1/29/1998

Disclosed balance after: 0

Underlying: Common Stock · 157,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.

F2 · derivative.exercise_date: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.

F2 · derivative.expiration_date: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 16:09 UTC NII HOLDINGS INC NIHD · Entity 152745 Exercise / conversionCommon Stock 157,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023433 · doc1.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.

Read SEC document
December 17, 2019 Filed Jun 10, 2021 00:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 PurchaseCLASS A COMMON STOCK 133 $48.17 $6,406.61
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 13

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,345

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.