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person · Reporting owner

Adelson Scott Joseph

Disclosed activity across 3 companies

Tapewire entity
44652
SEC CIK
0001360042

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOULIHAN LOKEY, INC.HLI · Entity 3553Director · CEOMay 21, 2026May 22, 2026
MOTORCAR PARTS OF AMERICA INCMPAA · Entity 6230DirectorOctober 09, 2021October 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOULIHAN LOKEY, INC.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CLASS B COMMON STOCKSEC Table II · derivative / convertible securityDirect13,952 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 13,952 · Balance 13,952

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

CLASS B COMMON STOCKSEC Table II · derivative / convertible securityDirect3,322 Reported balance After 2026-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-21 · Grant · Acquired 3,322 · Balance 3,322

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

CLASS B COMMON STOCKSEC Table II · derivative / convertible securityIndirectBY HL VOTING TRUST885,102 Reported balance After 2026-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-21 · Other · Disposed 17,274 · Balance 885,102

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

MOTORCAR PARTS OF AMERICA INC

Report date October 09, 2021 · Filed October 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,278 Ending reported balance After 2021-10-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-10-09 · Exercise / conversion · Acquired 975 · Balance 54,501

Row 2 · 2021-10-09 · Exercise / conversion · Acquired 1,375 · Balance 55,876

Row 3 · 2021-10-09 · Exercise / conversion · Acquired 1,402 · Balance 57,278

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-10-09Direct1,401 Reported balance After 2021-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-09 · Exercise / conversion · Disposed 1,402 · Balance 1,401

F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct0 Reported balance After 2021-10-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-10-09 · Exercise / conversion · Disposed 975 · Balance 0

F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct2,751 Reported balance After 2021-10-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-10-09 · Exercise / conversion · Disposed 1,375 · Balance 2,751

F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct4,975 Reported balance After 2021-10-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-10-11 · Grant · Acquired 4,975 · Balance 4,975

Filing footnotes · ownership attribution and instrument terms

F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019

F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018

F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QAD INC

Report date November 05, 2021 · Filed November 05, 2021

Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-05 transaction · row 1
1 source row

Row 1 · 2021-11-05 · Disposition to issuer · Disposed 59,672 · Balance 0

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-05 transaction · row 2
1 source row

Row 2 · 2021-11-05 · Disposition to issuer · Disposed 6,267 · Balance 0

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 22, 2026 20:19 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 17,274 $0.00 $0.00
Disclosure

SEC source: 0001302215-26-000049 · wk-form4_1779481175.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 885,102

Underlying: CLASS A COMMON STOCK · 17,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F4 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Read SEC document
May 21, 2026 Filed May 22, 2026 20:19 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 3,322 $0.00 $0.00
Disclosure

SEC source: 0001302215-26-000049 · wk-form4_1779481175.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,322

Underlying: CLASS A COMMON STOCK · 3,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · shares: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Read SEC document
May 21, 2026 Filed May 22, 2026 20:19 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 13,952 $0.00 $0.00
Disclosure

SEC source: 0001302215-26-000049 · wk-form4_1779481175.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,952

Underlying: CLASS A COMMON STOCK · 13,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:32 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 11,093 $150.35 $1,667,832.55
Disclosure

SEC source: 0001302215-26-000022 · wk-form4_1779222735.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 867,828

Underlying: CLASS A COMMON STOCK · 11,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Read SEC document
August 05, 2025 Filed Aug 8, 2025 01:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000095 · wk-form4_1754615385.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 878,921

Underlying: CLASS A COMMON STOCK · 57,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On August 5, 2025, the reporting person transferred 57,200 shares of Class B common stock to a revocable trust for the benefit of a family member for which the reporting person is a co-trustee and continues to beneficially own the shares held in the revocable trust. No value was received for the transferred shares. The shares remained subject to the HL Voting Trust (the "Voting Trust").

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a direct and indirect pecuniary interest in and investment control over the shares reported herein. All reported direct and indirect shares are held indirectly by the Voting Trust

Read SEC document
August 05, 2025 Filed Aug 8, 2025 01:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GiftCLASS B COMMON STOCK · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000095 · wk-form4_1754615385.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY REVOCABLE TRUST

Disclosed balance after: 57,200

Underlying: CLASS A COMMON STOCK · 57,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On August 5, 2025, the reporting person transferred 57,200 shares of Class B common stock to a revocable trust for the benefit of a family member for which the reporting person is a co-trustee and continues to beneficially own the shares held in the revocable trust. No value was received for the transferred shares. The shares remained subject to the HL Voting Trust (the "Voting Trust").

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a direct and indirect pecuniary interest in and investment control over the shares reported herein. All reported direct and indirect shares are held indirectly by the Voting Trust

Read SEC document
August 05, 2025 Filed Aug 8, 2025 01:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000095 · wk-form4_1754615385.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,200

Underlying: CLASS A COMMON STOCK · 57,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On August 5, 2025, the reporting person transferred 57,200 shares of Class B common stock to a revocable trust for the benefit of a family member for which the reporting person is a co-trustee and continues to beneficially own the shares held in the revocable trust. No value was received for the transferred shares. The shares remained subject to the HL Voting Trust (the "Voting Trust").

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:30 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 12,682 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000055 · wk-form4_1748032203.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 878,921

Underlying: CLASS A COMMON STOCK · 12,682 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:30 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 2,818 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000055 · wk-form4_1748032203.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818

Underlying: CLASS A COMMON STOCK · 2,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · shares: On May 22, 2025, the Issuer granted 2,818 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

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May 22, 2025 Filed May 23, 2025 20:30 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 9,864 $0.00 $0.00
Disclosure

SEC source: 0001302215-25-000055 · wk-form4_1748032203.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,864

Underlying: CLASS A COMMON STOCK · 9,864 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On May 22, 2025, the Issuer granted 9,864 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

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May 15, 2025 Filed May 19, 2025 20:26 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 14,043 $180.09 $2,529,003.87
Disclosure

SEC source: 0001302215-25-000035 · wk-form4_1747686385.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 866,239

Underlying: CLASS A COMMON STOCK · 14,043 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

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May 23, 2024 Filed May 24, 2024 22:01 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 6,701 $0.00 $0.00
Disclosure

SEC source: 0001302215-24-000050 · wk-form4_1716588061.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 876,585

Underlying: CLASS A COMMON STOCK · 6,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

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May 23, 2024 Filed May 24, 2024 22:01 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 6,701 $0.00 $0.00
Disclosure

SEC source: 0001302215-24-000050 · wk-form4_1716588061.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,701

Underlying: CLASS A COMMON STOCK · 6,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On May 23, 2024, the Issuer granted 6,701 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

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May 23, 2024 Filed May 28, 2024 20:23 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 3,697 $0.00 $0.00
Disclosure

SEC source: 0001302215-24-000063 · wk-form4_1716927793.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 880,282

Underlying: CLASS A COMMON STOCK · 3,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

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May 23, 2024 Filed May 28, 2024 20:23 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 3,697 $0.00 $0.00
Disclosure

SEC source: 0001302215-24-000063 · wk-form4_1716927793.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,697

Underlying: CLASS A COMMON STOCK · 3,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2 · shares: On May 23, 2024, the Issuer granted 3,697 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

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May 15, 2024 Filed May 17, 2024 20:29 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 15,035 $136.13 $2,046,714.55
Disclosure

SEC source: 0001302215-24-000020 · wk-form4_1715977767.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 869,884

Underlying: CLASS A COMMON STOCK · 15,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

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May 24, 2023 Filed May 25, 2023 23:08 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 13,593 $0.00 $0.00
Disclosure

SEC source: 0001302215-23-000047 · wf-form4_168505608676335.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 884,919

Underlying: CLASS A COMMON STOCK · 13,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

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May 24, 2023 Filed May 25, 2023 23:08 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 13,593 $0.00 $0.00
Disclosure

SEC source: 0001302215-23-000047 · wf-form4_168505608676335.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,593

Underlying: CLASS A COMMON STOCK · 13,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: On May 24, 2023, the Issuer granted 13,593 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:39 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 19,364 $89.04 $1,724,170.56
Disclosure

SEC source: 0001302215-23-000023 · wf-form4_168435595645344.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 871,326

Underlying: CLASS A COMMON STOCK · 19,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
May 27, 2022 Filed May 31, 2022 21:01 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 50,502 $0.00 $0.00
Disclosure

SEC source: 0001302215-22-000035 · wf-form4_165403086766915.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 890,690

Underlying: CLASS A COMMON STOCK · 50,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
May 27, 2022 Filed May 31, 2022 21:01 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 50,502 $0.00 $0.00
Disclosure

SEC source: 0001302215-22-000035 · wf-form4_165403086766915.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,502

Underlying: CLASS A COMMON STOCK · 50,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: On May 27, 2022, the Issuer granted 50,502 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:39 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 13,104 $84.66 $1,109,384.64
Disclosure

SEC source: 0001302215-22-000021 · wf-form4_165281994690903.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 840,188

Underlying: CLASS A COMMON STOCK · 13,104 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 14:51 UTC QAD INC QADA, QADB · Entity 133711 Disposition to issuerClass B Common Stock 6,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-063088 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2 · price: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

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November 05, 2021 Filed Nov 5, 2021 14:51 UTC QAD INC QADA, QADB · Entity 133711 Disposition to issuerClass A Common Stock 59,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-063088 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2 · price: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

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October 11, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 GrantRestricted Stock Units · Derivative 4,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · derivative · entry 7

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 4,975 shares

Expires 2025-12-31

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · derivative · entry 6

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Stock · 1,375 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · derivative · entry 5

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 975 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Underlying: Common Stock · 1,402 shares

Expires 2025-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · nonDerivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 1,375 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2021 Filed Oct 13, 2021 20:27 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006440 · primarydocument.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 14:34 UTC QAD INC QADA_QADB · Entity 133711 GrantClass A Common Stock 3,414 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015450 · rdgdoc.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,672

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:44 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 12,383 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000058 · wf-form4_162266664895486.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 12,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:44 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 12,383 $75.00 $928,725.00
Disclosure

SEC source: 0001302215-21-000058 · wf-form4_162266664895486.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:44 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 12,383 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000058 · wf-form4_162266664895486.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:44 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 38,777 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000045 · wf-form4_162223463304280.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 865,675

Underlying: CLASS A COMMON STOCK · 38,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:44 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 38,777 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000045 · wf-form4_162223463304280.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,777

Underlying: CLASS A COMMON STOCK · 38,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 26, 2021, the Issuer granted 38,777 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333- 333-205610)) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:57 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000029 · wf-form4_162197619655336.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:57 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 540 $75.00 $40,500.00
Disclosure

SEC source: 0001302215-21-000029 · wf-form4_162197619655336.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 21, 2021 Filed May 25, 2021 20:57 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 540 $0.00 $0.00
Disclosure

SEC source: 0001302215-21-000029 · wf-form4_162197619655336.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2021 Filed May 18, 2021 22:06 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 12,713 $74.00 $940,762.00
Disclosure

SEC source: 0001302215-21-000016 · wf-form4_162137552629611.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 827,438

Underlying: CLASS A COMMON STOCK · 12,713 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:29 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionStock Option · Derivative 3,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001562180-21-002459 · primarydocument.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2021-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 1/3 on Grant Date, 1/3 after 1 Year, 1/3 after 2 Years beginning on 12-Apr-2011

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:29 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 3,000 $13.53 $40,590.00
Disclosure

SEC source: 0001562180-21-002459 · primarydocument.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 GrantRestricted Stock Units · Derivative 4,126 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · derivative · entry 7

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F5 · derivative.exercise_date: On October 9, 2020, the reporting person was granted 4,126 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2021, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F5 · derivative.expiration_date: On October 9, 2020, the reporting person was granted 4,126 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2021, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · derivative · entry 6

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F4 · derivative.exercise_date: On October 9, 2019, the reporting person was granted 4,204 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2020, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F4 · derivative.expiration_date: On October 9, 2019, the reporting person was granted 4,204 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2020, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 1,401 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · derivative · entry 5

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F3 · derivative.exercise_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F3 · derivative.expiration_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · nonDerivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006354 · primarydocument.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.