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HLI

HOULIHAN LOKEY, INC.

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3553
SEC CIK
0001302215
Parsed reports
381

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202610
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2019 Filed Feb 4, 2019 21:31 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
SaleCLASS A COMMON STOCK 1,000 $44.08 $44,080.00
Disclosure

SEC source: 0001302215-19-000004 · wf-form4_154931590335397.xml · nonDerivative · entry 2

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the weighted average price in a series of open market sales on January 31, 2019 at prices ranging from $44.00 per share to $44.23 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., any security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:31 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
ConversionCLASS A COMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-19-000004 · wf-form4_154931590335397.xml · nonDerivative · entry 1

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:33 UTC
ALLEY J LINDSEYChief Financial Officer
ConversionCLASS B COMMON STOCK · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-19-000006 · wf-form4_154931602477637.xml · derivative · entry 4

ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: CLASS A COMMON STOCK · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:33 UTC
ALLEY J LINDSEYChief Financial Officer
SaleCLASS A COMMON STOCK 1,789 $44.25 $79,170.41
Disclosure

SEC source: 0001302215-19-000006 · wf-form4_154931602477637.xml · nonDerivative · entry 2

ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,211

F2 · price: Per share price reflects the weighted average price in a series of open market sales on January 31, 2019 at prices ranging from $44.25 per share to $44.27 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., any security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:33 UTC
ALLEY J LINDSEYChief Financial Officer
ConversionCLASS A COMMON STOCK 8,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-19-000006 · wf-form4_154931602477637.xml · nonDerivative · entry 1

ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
December 17, 2018 Filed Jun 10, 2021 00:26 UTC PurchaseCLASS A COMMON STOCK 146 $37.89 $5,531.94
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 11

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,586

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 19:54 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
ConversionCLASS B COMMON STOCK · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 19:54 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
GiftCLASS A COMMON STOCK 8,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On December 11, 2018, the reporting person made a charitable donation of 8,000 shares of Class B Common Stock. No value was received for the donated shares.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 19:54 UTC
Adelson Scott JosephDirector · CO-PRESIDENT
ConversionCLASS A COMMON STOCK 8,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
October 18, 2018 Filed Oct 30, 2018 20:07 UTC GrantCLASS A COMMON STOCK 2,358 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027656 · doc4.xml · nonDerivative · entry 1

ZUBER PAUL ANDREW · CIK 0001757519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358

F1 · shares: Represents shares of restricted stock that vest in equal installments on the first, second and third anniversaries of the grant date, subject to continued service as an eligible director through such vesting date.

Read SEC document
September 18, 2018 Filed Jun 10, 2021 00:26 UTC PurchaseCLASS A COMMON STOCK 118 $46.42 $5,477.56
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 10

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,440

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 15:34 UTC
ORIX CORP10% owner
SaleClass A Common Stock 12,978 $48.02 $623,155.54
Disclosure

SEC source: 0000950103-18-010048 · dp94793_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,721

F1 · price: Reflects a weighted average sale price of $48.0163 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 17:30 UTC
ORIX CORP10% owner
SaleClass A Common Stock 28,485 $48.04 $1,368,479.22
Disclosure

SEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 3

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,699

F3 · price: Reflects a weighted average sale price of $48.0421 per share, at prices ranging from $48.00 to $48.115 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:30 UTC
ORIX CORP10% owner
ConversionClass B Common Stock · Derivative 394,374 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-009895 · dp94793_4-orix.xml · derivative · entry 4

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768,214

Underlying: Class A Common Stock · 394,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F4 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F4 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:30 UTC
ORIX CORP10% owner
ConversionClass A Common Stock 394,374 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:30 UTC
ORIX CORP10% owner
SaleClass A Common Stock 12,739 $48.00 $611,472.00
Disclosure

SEC source: 0000950103-18-009895 · dp94793_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,810

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 19:21 UTC
ORIX CORP10% owner
SaleClass A Common Stock 500 $48.07 $24,035.00
Disclosure

SEC source: 0000950103-18-009798 · dp94688_4-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,549

F2 · price: Reflects a weighted average sale price of $48.0700 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 19:21 UTC
ORIX CORP10% owner
SaleClass A Common Stock 23,484 $48.10 $1,129,477.07
Disclosure

SEC source: 0000950103-18-009798 · dp94688_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,049

F1 · price: Reflects a weighted average sale price of $48.0956 per share, at prices ranging from $48.00 to $48.195 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:44 UTC
ORIX CORP10% owner
SaleClass A Common Stock 44,330 $48.50 $2,150,013.87
Disclosure

SEC source: 0000950103-18-009726 · dp94607_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,533

F1 · price: Reflects a weighted average sale price of $48.5002 per share, at prices ranging from $48.45 to $48.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:22 UTC
ORIX CORP10% owner
SaleClass A Common Stock 97,000 $48.00 $4,656,000.00
Disclosure

SEC source: 0000950103-18-009600 · dp94504_4-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,863

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:22 UTC
ORIX CORP10% owner
SaleClass A Common Stock 13,000 $48.01 $624,171.60
Disclosure

SEC source: 0000950103-18-009600 · dp94504_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,863

F1 · price: Reflects a weighted average sale price of $48.0132 per share, at prices ranging from $48.00 to $48.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 19:05 UTC
ORIX CORP10% owner
SaleClass A Common Stock 1,587 $48.00 $76,181.55
Disclosure

SEC source: 0000950103-18-009541 · dp94439_4-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,863

F2 · price: Reflects a weighted average sale price of $48.0035 per share, at prices ranging from $48.00 to $48.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:05 UTC
ORIX CORP10% owner
SaleClass A Common Stock 48,364 $48.31 $2,336,522.88
Disclosure

SEC source: 0000950103-18-009541 · dp94439_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,450

F1 · price: Reflects a weighted average sale price of $48.3112 per share, at prices ranging from $48.00 to $48.38 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 18:03 UTC
ORIX CORP10% owner
SaleClass A Common Stock 26,674 $48.11 $1,283,374.16
Disclosure

SEC source: 0000950103-18-009471 · dp94389_4.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,814

F2 · price: Reflects a weighted average sale price of $48.1133 per share, at prices ranging from $48.00 to $48.365 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 18:03 UTC
ORIX CORP10% owner
SaleClass A Common Stock 15,800 $48.12 $760,346.56
Disclosure

SEC source: 0000950103-18-009471 · dp94389_4.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,488

F1 · price: Reflects a weighted average sale price of $48.1232 per share, at prices ranging from $47.98 to $48.265 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 19:13 UTC
ORIX CORP10% owner
SaleClass A Common Stock 500,000 $48.54 $24,271,200.00
Disclosure

SEC source: 0000950103-18-009406 · ownership.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,288

F2 · price: Reflects a weighted average sale price of $48.5424 per share, at prices ranging from $48.50 to $48.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:13 UTC
ORIX CORP10% owner
SaleClass A Common Stock 44,712 $49.02 $2,191,652.58
Disclosure

SEC source: 0000950103-18-009406 · ownership.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,288

F1 · price: Reflects a weighted average sale price of $49.0171 per share, at prices ranging from $49.00 to $49.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
July 09, 2018 Filed Jul 12, 2018 21:15 UTC
ORIX CORP10% owner
ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-008483 · dp93361_4.xml · derivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,162,588

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F2 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F2 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
July 09, 2018 Filed Jul 12, 2018 21:15 UTC
ORIX CORP10% owner
ConversionClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-008483 · dp93361_4.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

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June 18, 2018 Filed Jun 10, 2021 00:26 UTC PurchaseCLASS A COMMON STOCK 107 $50.92 $5,448.44
Disclosure

SEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 9

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,322

F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan.

F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares.

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June 11, 2018 Filed Jun 13, 2018 20:16 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCLASS B COMMON STOCK · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000018 · wf-form4_152892098784239.xml · derivative · entry 3

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

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June 11, 2018 Filed Jun 13, 2018 20:16 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftCLASS A COMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000018 · wf-form4_152892098784239.xml · nonDerivative · entry 2

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On June 11, 2018, the reporting person made a charitable donation of 15,000 shares of Class B Common Stock. No value was received for the donated shares.

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June 11, 2018 Filed Jun 13, 2018 20:16 UTC
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCLASS A COMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000018 · wf-form4_152892098784239.xml · nonDerivative · entry 1

BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

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June 04, 2018 Filed Jun 4, 2018 21:25 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
ConversionCLASS B COMMON STOCK · Derivative 655 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014942 · doc4.xml · derivative · entry 3

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

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June 04, 2018 Filed Jun 4, 2018 21:25 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
SaleCLASS A COMMON STOCK 655 $49.11 $32,167.05
Disclosure

SEC source: 0000899243-18-014942 · doc4.xml · nonDerivative · entry 2

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the offering price of $49.15 per share less the underwriter's discount.

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June 04, 2018 Filed Jun 4, 2018 21:25 UTC
CRAIN CHRISTOPHER MGENERAL COUNSEL
ConversionCLASS A COMMON STOCK 655 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014942 · doc4.xml · nonDerivative · entry 1

CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock on a one-for-one basis.

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June 04, 2018 Filed Jun 4, 2018 21:27 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
ConversionCLASS B COMMON STOCK · Derivative 13,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014945 · doc4.xml · derivative · entry 3

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 13,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

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June 04, 2018 Filed Jun 4, 2018 21:27 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
SaleCLASS A COMMON STOCK 13,895 $49.11 $682,383.45
Disclosure

SEC source: 0000899243-18-014945 · doc4.xml · nonDerivative · entry 2

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the offering price of $49.15 per share less the underwriter's discount.

Read SEC document
June 04, 2018 Filed Jun 4, 2018 21:27 UTC
ALLEY J LINDSEYCHIEF FINANCIAL OFFICER
ConversionCLASS A COMMON STOCK 13,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014945 · doc4.xml · nonDerivative · entry 1

ALLEY J LINDSEY · CIK 0001649209 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock on a one-for-one basis.

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June 04, 2018 Filed Jun 6, 2018 19:40 UTC
ORIX CORP10% owner
ConversionClass B Common Stock · Derivative 1,985,983 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-007182 · dp92040_4.xml · derivative · entry 3

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,162,588

Underlying: Class A Common Stock · 1,985,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F2 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 19:40 UTC
ORIX CORP10% owner
SaleClass A Common Stock 2,682,983 $49.11 $131,761,295.13
Disclosure

SEC source: 0000950103-18-007182 · dp92040_4.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 19:40 UTC
ORIX CORP10% owner
ConversionClass A Common Stock 1,985,983 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-007182 · dp92040_4.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 18, 2018 Filed May 18, 2018 21:14 UTC
ORIX CORP10% owner
SaleClass A Common Stock 82,028 $3,990,621.00 $327,342,659,388.00
Disclosure

SEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 3

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,000

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 18, 2018 Filed May 21, 2018 22:56 UTC Amendment
ORIX CORP10% owner
SaleClass A Common Stock 82,028 $48.65 $3,990,621.19
Disclosure

SEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 3

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,000

F3 · price: Reflects a weighted average sale price of $48.6495 per share, at prices ranging from $48.50 to $48.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

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May 17, 2018 Filed May 18, 2018 21:14 UTC
ORIX CORP10% owner
SaleClass A Common Stock 110,665 $5,415,514.00 $599,307,856,810.00
Disclosure

SEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,028

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:56 UTC Amendment
ORIX CORP10% owner
SaleClass A Common Stock 110,665 $48.94 $5,415,513.51
Disclosure

SEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 2

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,028

F2 · price: Reflects a weighted average sale price of $48.9361 per share, at prices ranging from $48.7838 to $49.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:14 UTC
ORIX CORP10% owner
SaleClass A Common Stock 25,307 $1,243,518.00 $31,469,710,026.00
Disclosure

SEC source: 0000950103-18-006309 · dp91131_4-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,693

F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 16, 2018 Filed May 21, 2018 22:56 UTC Amendment
ORIX CORP10% owner
SaleClass A Common Stock 25,307 $49.14 $1,243,517.65
Disclosure

SEC source: 0000950103-18-006363 · dp91194_4a-orix.xml · nonDerivative · entry 1

ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner

ORIX CORP · CIK 0001070304 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,693

F1 · price: Reflects a weighted average sale price of $49.1373 per share, at prices ranging from $48.95 to $49.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

Read SEC document
May 15, 2018 Filed May 22, 2018 01:39 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
OtherCLASS B COMMON STOCK · Derivative 9,152 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000009 · wf-form4_152695314882755.xml · derivative · entry 2

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 1,454,931

Underlying: CLASS A COMMON STOCK · 9,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F4 · shares: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F4 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

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May 15, 2018 Filed May 22, 2018 01:39 UTC
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
GrantCLASS B COMMON STOCK · Derivative 9,152 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000009 · wf-form4_152695314882755.xml · derivative · entry 1

GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152

Underlying: CLASS A COMMON STOCK · 9,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2018, the Issuer granted 9,152 vested shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which are subject to contractual restrictions on transfer which expire in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.