Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2019 Filed Oct 30, 2019 21:21 UTC |
ALLEY J LINDSEYChief Financial Officer
|
ConversionCLASS B COMMON STOCK · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000061 · wf-form4_157247049260678.xml · derivative · entry 5 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 21:21 UTC |
ALLEY J LINDSEYChief Financial Officer
|
SaleCLASS A COMMON STOCK | 17,500 | $47.00 | $822,500.00 |
DisclosureSEC source: 0001302215-19-000061 · wf-form4_157247049260678.xml · nonDerivative · entry 2 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on October 28, 2019 at prices ranging from $46.96 per share to $47.04 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 21:21 UTC |
ALLEY J LINDSEYChief Financial Officer
|
ConversionCLASS A COMMON STOCK | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000061 · wf-form4_157247049260678.xml · nonDerivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| September 17, 2019 Filed Jun 10, 2021 00:26 UTC |
SCHRIESHEIM ROBERT ADirector
|
PurchaseCLASS A COMMON STOCK | 138 | $46.17 | $6,371.46 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 12 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,724 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:46 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000056 · wf-form4_156875316623894.xml · derivative · entry 3 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:46 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $47.03 | $940,570.00 |
DisclosureSEC source: 0001302215-19-000056 · wf-form4_156875316623894.xml · nonDerivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on September 13, 2019 at prices ranging from $47.00 per share to $47.07 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:46 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS A COMMON STOCK | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000056 · wf-form4_156875316623894.xml · nonDerivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| August 12, 2019 Filed Nov 14, 2019 22:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
ConversionCLASS B COMMON STOCK · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000071 · wf-form4_157377049400375.xml · derivative · entry 3 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| August 12, 2019 Filed Nov 14, 2019 22:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
GiftCLASS A COMMON STOCK | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000071 · wf-form4_157377049400375.xml · nonDerivative · entry 2 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On August 12, 2019, the reporting person made a charitable donation of 235 shares of Class A Common Stock. No value was received for the donated shares. Read SEC document |
| August 12, 2019 Filed Nov 14, 2019 22:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
ConversionCLASS A COMMON STOCK | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000071 · wf-form4_157377049400375.xml · nonDerivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 13:56 UTC |
ORIX HLHZ Holding LLCFormer 10% Owner
ORIX CORPFormer 10% Owner
|
SaleClass A Common Stock | 3,377,935 | $45.61 | $154,067,615.35 |
DisclosureSEC source: 0000950103-19-010116 · dp110601_4-orixhlhz.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · Former 10% Owner ORIX CORP · CIK 0001070304 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:29 UTC |
ORIX HLHZ Holding LLC10% owner
ORIX CORP10% owner
|
ConversionClass B Common Stock · Derivative | 2,268,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-009065 · dp109409_4-orix.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,268,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:29 UTC |
ORIX HLHZ Holding LLC10% owner
ORIX CORP10% owner
|
ConversionClass A Common Stock | 2,268,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-009065 · dp109409_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| June 13, 2019 Filed Nov 14, 2019 22:25 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000069 · wf-form4_157377032824198.xml · derivative · entry 5 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 13, 2019 Filed Nov 14, 2019 22:25 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GiftCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000069 · wf-form4_157377032824198.xml · nonDerivative · entry 2 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On June 13, 2019, the reporting person made a charitable donation of 10,000 shares of Class A Common Stock. No value was received for the donated shares. Read SEC document |
| June 13, 2019 Filed Nov 14, 2019 22:25 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000069 · wf-form4_157377032824198.xml · nonDerivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:42 UTC |
ORIX HLHZ Holding LLC10% owner
ORIX CORP10% owner
|
SaleClass A Common Stock | 3,000,000 | $45.52 | $136,545,000.00 |
DisclosureSEC source: 0000950103-19-007103 · dp107578_4.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,721 F1 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:49 UTC |
ZUBER PAUL ANDREWDirector
|
GrantCLASS A COMMON STOCK | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000030 · wf-form4_155804698433369.xml · nonDerivative · entry 1 ZUBER PAUL ANDREW · CIK 0001757519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,191 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:57 UTC |
Van de Bunt BennetDirector
|
GrantCLASS A COMMON STOCK | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000027 · wf-form4_155804383489512.xml · nonDerivative · entry 1 Van de Bunt Bennet · CIK 0001468811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,361 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:48 UTC |
SCHRIESHEIM ROBERT ADirector
|
GrantCLASS A COMMON STOCK | 2,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000025 · wf-form4_155804330951821.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,116 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:47 UTC |
KOSECOFF JACQUELINE BDirector
|
GrantCLASS A COMMON STOCK | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000024 · wf-form4_155804323300918.xml · nonDerivative · entry 1 KOSECOFF JACQUELINE B · CIK 0001209524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:01 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
OtherCLASS B COMMON STOCK · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000034 · wf-form4_155814130194370.xml · derivative · entry 3 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,458,285 Underlying: CLASS A COMMON STOCK · 6,492 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:01 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 5,333 | $47.22 | $251,824.26 |
DisclosureSEC source: 0001302215-19-000034 · wf-form4_155814130194370.xml · derivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,492 Underlying: CLASS A COMMON STOCK · 5,333 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:01 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GrantCLASS B COMMON STOCK · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000034 · wf-form4_155814130194370.xml · derivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,825 Underlying: CLASS A COMMON STOCK · 11,825 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 11,825 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:00 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
OtherCLASS B COMMON STOCK · Derivative | 5,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000032 · wf-form4_155814118056875.xml · derivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 627,952 Underlying: CLASS A COMMON STOCK · 5,268 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:00 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 4,840 | $47.22 | $228,544.80 |
DisclosureSEC source: 0001302215-19-000032 · wf-form4_155814118056875.xml · derivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,268 Underlying: CLASS A COMMON STOCK · 4,840 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:00 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
GrantCLASS B COMMON STOCK · Derivative | 10,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000032 · wf-form4_155814118056875.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,108 Underlying: CLASS A COMMON STOCK · 10,108 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 10,108 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:05 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
OtherCLASS B COMMON STOCK · Derivative | 10,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000038 · wf-form4_155814151542025.xml · derivative · entry 3 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,010,393 Underlying: CLASS A COMMON STOCK · 10,376 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:05 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 8,517 | $47.22 | $402,172.74 |
DisclosureSEC source: 0001302215-19-000038 · wf-form4_155814151542025.xml · derivative · entry 2 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,376 Underlying: CLASS A COMMON STOCK · 8,517 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F3 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:05 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantCLASS B COMMON STOCK · Derivative | 18,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000038 · wf-form4_155814151542025.xml · derivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,893 Underlying: CLASS A COMMON STOCK · 18,893 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 18,893 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:03 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
OtherCLASS B COMMON STOCK · Derivative | 1,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000036 · wf-form4_155814140569404.xml · derivative · entry 3 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 54,750 Underlying: CLASS A COMMON STOCK · 1,722 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:03 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 667 | $47.22 | $31,495.74 |
DisclosureSEC source: 0001302215-19-000036 · wf-form4_155814140569404.xml · derivative · entry 2 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 Underlying: CLASS A COMMON STOCK · 667 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:03 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
GrantCLASS B COMMON STOCK · Derivative | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000036 · wf-form4_155814140569404.xml · derivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,389 Underlying: CLASS A COMMON STOCK · 2,389 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 2,389 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:07 UTC |
ALLEY J LINDSEYChief Financial Officer
|
OtherCLASS B COMMON STOCK · Derivative | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000040 · wf-form4_155814164930413.xml · derivative · entry 3 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 146,824 Underlying: CLASS A COMMON STOCK · 2,479 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:07 UTC |
ALLEY J LINDSEYChief Financial Officer
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 1,165 | $47.22 | $55,011.30 |
DisclosureSEC source: 0001302215-19-000040 · wf-form4_155814164930413.xml · derivative · entry 2 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479 Underlying: CLASS A COMMON STOCK · 1,165 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:07 UTC |
ALLEY J LINDSEYChief Financial Officer
|
GrantCLASS B COMMON STOCK · Derivative | 3,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000040 · wf-form4_155814164930413.xml · derivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 Underlying: CLASS A COMMON STOCK · 3,644 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 3,644 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
OtherCLASS B COMMON STOCK · Derivative | 40,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 975,824 Underlying: CLASS A COMMON STOCK · 40,327 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F5 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F5 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 9,508 | $47.22 | $448,967.76 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,327 Underlying: CLASS A COMMON STOCK · 9,508 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
GrantCLASS B COMMON STOCK · Derivative | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,835 Underlying: CLASS A COMMON STOCK · 1,323 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: On May 15, 2019, the Issuer issued 1,323 vested shares of Class B Common Stock to the reporting person upon vesting of fixed dollar awards pursuant to its 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
GrantCLASS B COMMON STOCK · Derivative | 48,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,512 Underlying: CLASS A COMMON STOCK · 48,512 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 48,512 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:05 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 3,138 | $49.32 | $154,766.16 |
DisclosureSEC source: 0001302215-19-000015 · wf-form4_155683113601832.xml · derivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,451,793 Underlying: CLASS A COMMON STOCK · 3,138 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:11 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 3,083 | $49.32 | $152,053.56 |
DisclosureSEC source: 0001302215-19-000019 · wf-form4_155683146744384.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 622,684 Underlying: CLASS A COMMON STOCK · 3,083 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:12 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 726 | $49.32 | $35,806.32 |
DisclosureSEC source: 0001302215-19-000020 · wf-form4_155683154636880.xml · derivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 53,028 Underlying: CLASS A COMMON STOCK · 726 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:08 UTC |
ALLEY J LINDSEYChief Financial Officer
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 725 | $49.32 | $35,757.00 |
DisclosureSEC source: 0001302215-19-000017 · wf-form4_155683131130398.xml · derivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 144,345 Underlying: CLASS A COMMON STOCK · 725 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:07 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 3,138 | $49.32 | $154,766.16 |
DisclosureSEC source: 0001302215-19-000016 · wf-form4_155683121803413.xml · derivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,000,017 Underlying: CLASS A COMMON STOCK · 3,138 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:10 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 17,512 | $49.32 | $863,691.84 |
DisclosureSEC source: 0001302215-19-000018 · wf-form4_155683138830335.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 935,497 Underlying: CLASS A COMMON STOCK · 17,512 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:01 UTC |
ORIX HLHZ Holding LLC10% owner
ORIX CORP10% owner
|
ConversionClass B Common Stock · Derivative | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-002309 · dp102694_4-orix.xml · derivative · entry 2 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,214 Underlying: Class A Common Stock · 3,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.exercise_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F3 · derivative.expiration_date: Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:01 UTC |
ORIX HLHZ Holding LLC10% owner
ORIX CORP10% owner
|
ConversionClass A Common Stock | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-002309 · dp102694_4-orix.xml · nonDerivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. F2 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:33 UTC |
ALLEY J LINDSEYChief Financial Officer
|
SaleCLASS A COMMON STOCK | 6,211 | $44.27 | $274,985.81 |
DisclosureSEC source: 0001302215-19-000006 · wf-form4_154931602477637.xml · nonDerivative · entry 3 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Per share price reflects the weighted average price in a series of open market sales on February 1, 2019 at prices ranging from $44.11 per share to $44.43 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., any security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:31 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
ConversionCLASS B COMMON STOCK · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000004 · wf-form4_154931590335397.xml · derivative · entry 3 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.