Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2021 Filed Jan 12, 2021 23:43 UTC |
Rogers Terry VDirector
|
SaleCommon Stock | 45,000 | $6.25 | $281,115.00 |
DisclosureSEC source: 0001398220-21-000001 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,103 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:49 UTC |
Roberts Lauren MSr. Vice President - COO
|
GrantPhantom Stock · Derivative | 15,107 | $5.33 | $80,465.92 |
DisclosureSEC source: 0001784406-21-000001 · primary_doc.xml · derivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,040 Underlying: Common Stock · 15,107 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter 2020. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2020 to December 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested Restricted Stock Units, and 190,391 shares of Phantom Stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:49 UTC |
Roberts Lauren MSr. Vice President - COO
|
OtherCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-21-000001 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,963 F5 · shares: Held as 159.007 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,963 shares. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 21:52 UTC |
Roberts Lauren MSr. Vice President & COO
|
GrantPhantom Stock · Derivative | 15,222 | $5.29 | $80,468.06 |
DisclosureSEC source: 0001784406-20-000005 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,933 Underlying: Common Stock · 15,222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter 2020. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period July 1, 2020 to September 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested Restricted Stock Units, and 175,284 shares of Phantom Stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:22 UTC |
Rogers Terry VDirector
|
OtherCommon Stock | 23,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001398220-20-000004 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,103 F1 · shares: Mr. Rogers was awarded 23,090 shares in July 2018 under the Hecla Mining Company Stock Plan for Nonemployee Directors ("Directors Stock Plan"). The shares are held by American Stock Transfer & Trust Company until a director either retires, terminates from the Board, death, or a date chosen 2 years from the date of grant. Mr. Rogers elected a distribution of the shares from the Directors Stock Plan on October 1, 2020. F2 · balance_after: Total amount of shares held directly by Mr. Rogers Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:30 UTC |
Rogers Terry VDirector
|
SaleCommon Stock | 35,000 | $5.96 | $208,495.00 |
DisclosureSEC source: 0001398220-20-000003 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,013 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:19 UTC |
Sienko David CVP & General Counsel
|
SaleCommon Stock | 75,000 | $6.01 | $450,450.00 |
DisclosureSEC source: 0001481905-20-000003 · primary_doc.xml · nonDerivative · entry 1 Sienko David C · CIK 0001481905 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,004 F1 · balance_after: Consists of 613,154 shares held directly, 114,766 performance units, and 119,084 unvested restricted stock units. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:09 UTC |
Brown Robert DenisVP - Corporate Development
|
SaleCommon Stock | 172,000 | $5.80 | $997,256.00 |
DisclosureSEC source: 0001667482-20-000003 · primary_doc.xml · nonDerivative · entry 1 Brown Robert Denis · CIK 0001667482 · VP - Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,981 F1 · balance_after: Consists of 182,325 shares held directly; 131,096 performance units, and 124,560 unvested restricted stock units. Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:49 UTC |
CRUMLEY THEODOREDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001191291-20-000001 · primary_doc.xml · nonDerivative · entry 1 CRUMLEY THEODORE · CIK 0001191291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 220,431 F1 · shares: Allocation of shares in trust to the account of Ted Crumley in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:45 UTC |
Johnson George RDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001668618-20-000001 · primary_doc.xml · nonDerivative · entry 1 Johnson George R · CIK 0001668618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 148,092 F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:41 UTC |
Ralbovsky Stephen FDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001668495-20-000001 · primary_doc.xml · nonDerivative · entry 1 Ralbovsky Stephen F · CIK 0001668495 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 148,092 F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:23 UTC |
STANLEY CHARLES BDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001178565-20-000001 · primary_doc.xml · nonDerivative · entry 1 STANLEY CHARLES B · CIK 0001178565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 189,478 F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:11 UTC |
Rogers Terry VDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001398220-20-000002 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 167,701 F1 · shares: Allocation of shares in trust to the account of Terry V. Rogers in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:05 UTC |
Nethercutt George R JrDirector
|
OtherCommon Stock | 55,892 | $2.15 | $120,000.12 |
DisclosureSEC source: 0001319269-20-000001 · primary_doc.xml · nonDerivative · entry 1 Nethercutt George R Jr · CIK 0001319269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 162,080 F1 · shares: Allocation of shares in trust to the account of George R. Nethercutt, Jr. in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 20:56 UTC |
Boggs Catherine JDirector
|
GrantCommon Stock | 41,919 | $2.15 | $90,000.09 |
DisclosureSEC source: 0001693472-20-000001 · primary_doc.xml · nonDerivative · entry 2 Boggs Catherine J · CIK 0001693472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,459 F4 · shares: Ms. Boggs elected to receive 75% of her award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (13,973 shares) to the trust. F5 · price: See Footnote 2 Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 20:56 UTC |
Boggs Catherine JDirector
|
OtherCommon Stock | 13,973 | $2.15 | $30,000.03 |
DisclosureSEC source: 0001693472-20-000001 · primary_doc.xml · nonDerivative · entry 1 Boggs Catherine J · CIK 0001693472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 1 and 3 Disclosed balance after: 98,640 F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2019). F3 · balance_after: Total amount of shares held in trust on behalf of Ms. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors. Read SEC document |
| July 03, 2020 Filed Jul 6, 2020 21:18 UTC |
Roberts Lauren MSr. Vice President - COO
|
GrantPhantom Stock · Derivative | 83,427 | $2.75 | $229,691.22 |
DisclosureSEC source: 0001784406-20-000004 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,711 Underlying: Common Stock · 83,427 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F2 · shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2020 to June 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the second quarter 2019. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2020 to June 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested restricted Stock Units, and 160,062 shares of Phantom Stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantPerformance Rights · Derivative | 132,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,943,863 Underlying: Common Stock · 132,013 shares Expires 2023-01-01 F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $200,000 and $800,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($800,000 in stock); 60th percentile rank among peers = target award at grant value ($400,000 in stock); and 50th percentile rank among peers = threshold award at 50% target ($200,000 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $400,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Total consists of 3,267,033 shares held directly, 1,795,964 deferred shares under the Hecla Mining Company Key Employee Deferred Compensation Plan, 560,410 performance-based shares, and 320,456 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
OtherCommon Stock | 38,996 | $3.03 | $118,157.88 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 38,996 F3 · shares: Held as 3.235.465 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 38,996 shares. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantCommon Stock | 132,013 | $3.03 | $399,999.39 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,456 F1 · shares: Award of restricted stock units that vest as follows: 44,005 shares on June 21, 2021, 44,004 shares on June 21, 2022, and 44,004 shares on June 21, 2023. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:10 UTC |
Sienko David CVP and General Counsel
|
GrantPerformance Rights · Derivative | 33,003 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000002 · primary_doc.xml · derivative · entry 4 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,004 Underlying: Common Stock · 33,003 shares Expires 2023-01-01 F6 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($200,000 in stock); 60th percentile rank among peers = target award at grant value ($100,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($50,000 in stock). F7 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $100,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Sienko will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F8 · balance_after: See footnote #2. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:10 UTC |
Sienko David CVP and General Counsel
|
GrantCommon Stock | 49,505 | $3.03 | $150,000.15 |
DisclosureSEC source: 0001481905-20-000002 · primary_doc.xml · nonDerivative · entry 3 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,084 F4 · shares: Award of restricted stock units that vest as follows: 16,502 shares on June 21, 2021, 16,502 shares on June 21, 2022, and 16,501 shares on June 21, 2023. F5 · balance_after: Total number of unvested restricted stock units held by Mr. Sienko. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:10 UTC |
Sienko David CVP and General Counsel
|
OtherCommon Stock | 20,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000002 · primary_doc.xml · nonDerivative · entry 2 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 20,189 F3 · shares: Held as 1,675.046 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 20,189 shares. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:10 UTC |
Sienko David CVP and General Counsel
|
Tax withholdingCommon Stock | 15,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000002 · primary_doc.xml · nonDerivative · entry 1 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,004 F1 · shares: Mr. Sienko was awarded (i) 26,235 restricted stock units on June 7, 2017, (ii) 45,692 restricted stock units on June 19, 2018, and (iii) 81,522 restricted stock units on June 21, 2019. The restrictions lapsed on 1/3 of those vesting units (51,150 shares). Mr. Sienko elected to have Hecla Mining Company withhold 15,999 shares to cover his tax liability. F2 · balance_after: Total consists of 688,154 shares held directly, 119,084 unvested restricted stock units, and 114,766 performance-based shares. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:44 UTC |
Roberts Lauren MSr. Vice President - COO
|
GrantPerformance Rights · Derivative | 49,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001784406-20-000003 · primary_doc.xml · derivative · entry 3 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,284 Underlying: Common Stock · 49,505 shares Expires 2023-01-01 F4 · shares: Mr.Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum awarded at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Consists of 67,634 shares held directly, 124,132 performance-based shares, 148,883 unvested restricted stock units, and 76,635 deferred shares under the Hecla Mining Company Key Employee Deferred Compensation Plan. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:44 UTC |
Roberts Lauren MSr. Vice President - COO
|
OtherCommon Stock | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-20-000003 · primary_doc.xml · nonDerivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 756 F3 · shares: Held as 62.743 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 756 shares. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:44 UTC |
Roberts Lauren MSr. Vice President - COO
|
GrantCommon Stock | 74,257 | $3.03 | $224,998.71 |
DisclosureSEC source: 0001784406-20-000003 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,883 F1 · shares: Award of restricted stock units that vest as follows: 24,752 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,753 shares on June 21, 2023. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Roberts. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:58 UTC |
HALL LINDSAY ASr. VP and CFO
|
GrantPerformance Rights · Derivative | 49,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001329292-20-000002 · primary_doc.xml · derivative · entry 2 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,609 Underlying: Common Stock · 49,505 shares Expires 2023-01-01 F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5 · balance_after: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:58 UTC |
HALL LINDSAY ASr. VP and CFO
|
GrantCommon Stock | 74,257 | $3.03 | $224,998.71 |
DisclosureSEC source: 0001329292-20-000002 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,889 F1 · shares: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:41 UTC |
Brown Robert DenisVP - Corp. Development
|
GrantPerformance Rights · Derivative | 34,653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001667482-20-000002 · primary_doc.xml · derivative · entry 3 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,981 Underlying: Common Stock · 34,653 shares Expires 2023-01-01 F4 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $52,500 and $210,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($210,000 in stock); 60th percentile rank among peers = target award at grant value ($105,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($52,500 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $105,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Brown will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Total consists of 354,325 shares held directly, 131,096 performance-based shares, and 124,560 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:41 UTC |
Brown Robert DenisVP - Corp. Development
|
GrantCommon Stock | 52,805 | $3.03 | $159,999.15 |
DisclosureSEC source: 0001667482-20-000002 · primary_doc.xml · nonDerivative · entry 2 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,560 F2 · shares: Award of restricted stock units that vest as follows: 17,602 shares on June 21, 2021, 17,602 shares on June 21, 2022, and 17,602 shares on June 21, 2023. F3 · balance_after: Total number of unvested restricted stock units held by Mr. Brown. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:41 UTC |
Brown Robert DenisVP - Corp. Development
|
Tax withholdingCommon Stock | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001667482-20-000002 · primary_doc.xml · nonDerivative · entry 1 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,325 F1 · shares: Mr. Brown was awarded (i) 34,072 restricted stock units on June 7, 2017; (ii) 52,219 restricted stock units on June 19, 2018; and (iii) 81,522 restricted stock units on June 21, 2019. The restrictions lapsed on 1/3 of those vesting units (55,937 shares). Mr. Brown elected to have Hecla Mining Company withhold 27,858 shares to cover his tax liability. Read SEC document |
| April 01, 2020 Filed Apr 6, 2020 21:13 UTC |
Roberts Lauren MSr. VP and COO
|
GrantPhantom Stock · Derivative | 29,069 | $2.77 | $80,465.90 |
DisclosureSEC source: 0001784406-20-000002 · primary_doc.xml · derivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,262 Underlying: Common Stock · 29,069 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person. F4 · shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2020 to March 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F5 · price: The share price is based on the average closing price of Hecla's common stock for each day during the first quarter 2020. F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person. F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person. F4 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2020 to March 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F6 · balance_after: Consists of 74,627 Performance Units and 76,635 shares of phantom stock held in the Key Employee Deferred Compensation Plan. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 21:13 UTC |
Roberts Lauren MSr. VP and COO
|
GrantCommon Stock | 30,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-20-000002 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,269 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 30,320 shares held directly, and 111,940 unvested restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 21:24 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantCommon Stock | 38,128 | $1.82 | $69,392.96 |
DisclosureSEC source: 0001166074-20-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 38,128 F3 · shares: Held as 2,770.172 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 38,128 shares. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 21:24 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantCommon Stock | 621,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-20-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251,440 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 3,122,660 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 332,816 unvested restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:52 UTC |
HALL LINDSAY ASr. VP and CFO
|
GrantCommon Stock | 272,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001329292-20-000001 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,244 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 708,150 shares held directly, and 194,094 unvested restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:46 UTC |
Brown Robert DenisVP - Corp. Development
|
Tax withholdingCommon Stock | 81,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001667482-20-000001 · primary_doc.xml · nonDerivative · entry 2 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,938 F2 · shares: Shares withheld by the Company to satisfy Mr. Brown's tax liability. F3 · balance_after: Consists of 326,246 shares held directly, and 127,692 unvested restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:46 UTC |
Brown Robert DenisVP - Corp. Development
|
GrantCommon Stock | 163,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001667482-20-000001 · primary_doc.xml · nonDerivative · entry 1 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,719 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:32 UTC |
Sienko David CVP and General Counsel
|
OtherCommon Stock | 20,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000001 · primary_doc.xml · nonDerivative · entry 3 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 20,529 F4 · shares: Held as 1,491.554 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 20,529 shares. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:32 UTC |
Sienko David CVP and General Counsel
|
Tax withholdingCommon Stock | 51,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000001 · primary_doc.xml · nonDerivative · entry 2 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,732 F2 · shares: Shares withheld by the Company to satisfy Mr. Sienko's tax liability. F3 · balance_after: Consists of 653,003 shares held directly, and 120,729 unvested restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:32 UTC |
Sienko David CVP and General Counsel
|
GrantCommon Stock | 163,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-20-000001 · primary_doc.xml · nonDerivative · entry 1 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,169 F1 · shares: 100% of 2017-2019 Long-term Incentive Plan award was paid in equity. Read SEC document |
| January 08, 2020 Filed Jan 8, 2020 22:06 UTC |
Rogers Terry VDirector
|
SaleCommon Stock | 17,300 | $3.32 | $57,418.70 |
DisclosureSEC source: 0001398220-20-000001 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,013 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:22 UTC |
Roberts Lauren MSr. Vice President - COO
|
GrantPhantom Stock · Derivative | 38,770 | $2.45 | $95,095.06 |
DisclosureSEC source: 0001784406-20-000001 · primary_doc.xml · derivative · entry 3 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,133 Underlying: Common Stock · 38,770 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F4 · shares: Mr.Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2019 to December 31, 2019. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F5 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter 2019. F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F4 · derivative.underlying_shares: Mr.Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2019 to December 31, 2019. At the end of the period, Mr. Roberts was credited with a number of phantom stock units. F6 · balance_after: Consists of 74,627 Performance Units, 111,940 Restricted Stock Units, and 47,566 shares of Phantom Stock. Read SEC document |
| December 18, 2019 Filed Jan 3, 2020 21:22 UTC |
Roberts Lauren MSr. Vice President - COO
|
SaleCommon Stock | 303 | $3.14 | $951.42 |
DisclosureSEC source: 0001784406-20-000001 · primary_doc.xml · nonDerivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F2 · shares: Total Hecla Mining Company shares held by Mr. Roberts in his 401(k) Plan account as of December 18, 2019, the date on which Mr. Roberts transferred the balance from the Hecla stock fund to other funds in the 401(k) Plan. Read SEC document |
| December 18, 2019 Filed Jan 3, 2020 21:22 UTC |
Roberts Lauren MSr. Vice President - COO
|
OtherCommon Stock | 303 | $3.14 | $951.42 |
DisclosureSEC source: 0001784406-20-000001 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 303 F1 · shares: Between August 5, 2019 and October 2, 2019, Mr. Roberts acquired 303 shares of Hecla Mining Company common stock under the Hecla Mining Company Capital Accumulation Plan ("401(k) Plan"). The information in this report is based on a plan statement dated as of October 2, 2019. They are held as 40.723 units in Mr. Robert's 401(k) Plan account, and estimated to be 303 shares. F1 · balance_after: Between August 5, 2019 and October 2, 2019, Mr. Roberts acquired 303 shares of Hecla Mining Company common stock under the Hecla Mining Company Capital Accumulation Plan ("401(k) Plan"). The information in this report is based on a plan statement dated as of October 2, 2019. They are held as 40.723 units in Mr. Robert's 401(k) Plan account, and estimated to be 303 shares. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 21:24 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPhantom Stock · Derivative | 8,796 | $1.80 | $15,849.51 |
DisclosureSEC source: 0001784406-19-000003 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,363 Underlying: Common Stock · 8,796 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F2 · shares: Mr. Roberts deferred part of this compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the quarter. At the end of the quarter, Mr. Roberts is credited with a number of phantom stock units. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter 2019. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person. F4 · balance_after: Consists of 74,627 Performance Units, 111,940 Restricted Stock Units, and 8,796 shares of Phantom Stock. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:22 UTC |
Boggs Catherine JDirector
|
PurchaseCommon Stock | 40,540 | $1.50 | $60,805.95 |
DisclosureSEC source: 0001693472-19-000003 · primary_doc.xml · nonDerivative · entry 1 Boggs Catherine J · CIK 0001693472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,540 Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:41 UTC |
Roberts Lauren MSr. Vice President & COO
|
GrantPerformance Rights · Derivative | 74,627 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001784406-19-000002 · primary_doc.xml · derivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,627 Underlying: Common Stock · 74,627 shares Expires 2022-01-01 F2 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F3 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($2.01). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:41 UTC |
Roberts Lauren MSr. Vice President & COO
|
GrantCommon Stock | 111,940 | $2.01 | $224,999.40 |
DisclosureSEC source: 0001784406-19-000002 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,940 F1 · shares: Restricted stock units granted under the Company's 2010 Stock Incentive Plan. These restricted stock units have the following vesting schedule: 37,314 shares vest on June 21, 2020; 37,313 shares vest on June 21, 2021; and 37,313 shares vest on June 21, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.