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Roberts Lauren M

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112004
SEC CIK
0001784406

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HECLA MINING CO/DE/HL · Entity 3417Sr. VP & COOJune 21, 2023June 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HECLA MINING CO/DE/

Report date June 21, 2023 · Filed June 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect921,908 Reported balance After 2023-06-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-06-21 · Tax withholding · Disposed 24,479 · Balance 921,908

F1: Mr. Roberts was awarded (i) 74,257 restricted stock units on June 22, 2020, (ii) 28,553 restricted stock units on June 21, 2021, and (iii) 67,720 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (56,844 shares). Mr. Roberts elected to have Hecla Mining company withhold 24,479 shares to cover his tax liability.

F2: Consists of 350,082 shares held directly, 339,119 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, 109,727 performance-based units, and 122,980 unvested restricted stock units.

Common StockSEC Table I · non-derivativeDirect921,908 Reported balance After 2023-06-21 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-06-21 · Grant · Acquired 68,317 · Balance 921,908

F3: Award of restricted stock units that vest as follows: 22,773 shares on June 21, 2024; 22,772 shares on June 21, 2025; and 22,772 shares on June 21, 2026.

F4: See footnote 2.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) Plan Account9,620 Reported balance After 2023-06-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-06-21 · Other · Acquired 9,620 · Balance 9,620

F5: Held as 801.667 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,620 shares.

Performance rightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-01-01Direct921,908 Reported balance After 2023-06-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-06-21 · Grant · Acquired 45,545 · Balance 921,908

F6: Mr. Roberts was awarded performance rights representing the contingent right to receive between $115,000 and $460,000 worth of Hecla Mining company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($460,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($230,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($115,000 in stock).

F7: See footnote 2.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Roberts was awarded (i) 74,257 restricted stock units on June 22, 2020, (ii) 28,553 restricted stock units on June 21, 2021, and (iii) 67,720 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (56,844 shares). Mr. Roberts elected to have Hecla Mining company withhold 24,479 shares to cover his tax liability.

F2: Consists of 350,082 shares held directly, 339,119 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, 109,727 performance-based units, and 122,980 unvested restricted stock units.

F3: Award of restricted stock units that vest as follows: 22,773 shares on June 21, 2024; 22,772 shares on June 21, 2025; and 22,772 shares on June 21, 2026.

F4: See footnote 2.

F5: Held as 801.667 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,620 shares.

F6: Mr. Roberts was awarded performance rights representing the contingent right to receive between $115,000 and $460,000 worth of Hecla Mining company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($460,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($230,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($115,000 in stock).

F7: See footnote 2.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2023 Filed Jun 23, 2023 17:38 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance rights · Derivative 45,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

Underlying: Common Stock · 45,545 shares

Expires 2026-01-01

F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $115,000 and $460,000 worth of Hecla Mining company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($460,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($230,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($115,000 in stock).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 9,620 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 9,620

F5 · shares: Held as 801.667 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,620 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 68,317 $5.05 $345,000.85
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

F3 · shares: Award of restricted stock units that vest as follows: 22,773 shares on June 21, 2024; 22,772 shares on June 21, 2025; and 22,772 shares on June 21, 2026.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 24,479 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

F1 · shares: Mr. Roberts was awarded (i) 74,257 restricted stock units on June 22, 2020, (ii) 28,553 restricted stock units on June 21, 2021, and (iii) 67,720 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (56,844 shares). Mr. Roberts elected to have Hecla Mining company withhold 24,479 shares to cover his tax liability.

F2 · balance_after: Consists of 350,082 shares held directly, 339,119 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, 109,727 performance-based units, and 122,980 unvested restricted stock units.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 23:11 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 8,444 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 8,444

F8 · shares: Held as 703.724 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 8,444 shares.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC HECLA MINING CO/DE/ HL · Entity 3417 Exercise / conversionPerformance rights · Derivative 49,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,182

Underlying: Common Stock · 49,505 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 22, 2020, Mr. Roberts was awarded performance rights. The performance rights represented a contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $300,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $150,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% of target (i.e., $75,000 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Roberts assumed a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03), and therefore reported an award of 49,505 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Robert's award value was $300,000, and he therefore received 99,010 shares in settlement of the award (with the shares valued at the $3.03 closing price on June 22, 2020).

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 28,798 $4.98 $143,414.04
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,164

F6 · shares: Shares withheld for tax liability on the 99,010 performance rights that vested.

F7 · balance_after: Consists of 317,717 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 111,328 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC HECLA MINING CO/DE/ HL · Entity 3417 Exercise / conversionCommon Stock 99,010 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020.

F5 · balance_after: Consists of 346,515 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 111,328 unvested restricted stock units.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 22:34 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance rights · Derivative 45,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000003 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,639

Underlying: Common Stock · 45,146 shares

Expires 2026-01-01

F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $100,000 and $400,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2022 to December 31, 2024) relative to our peers. examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($400,000 in stock); 60th percentile rank among peers = target award at grant value ($200,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($100,000 in stock).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 22:34 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 6,172 $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000003 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 6,172

F5 · shares: Held as 513.881 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 6,172 shares.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 22:34 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 67,720 $4.43 $299,999.60
Disclosure

SEC source: 0001784406-22-000003 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,639

F3 · shares: Award of restricted stock units that vest as follows: 22,573 shares on June 21, 2023; 22,573 shares on June 21, 2024; and 22,574 shares on June 21, 2025.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 22:34 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 31,286 $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000003 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,639

F1 · shares: Mr. Roberts was awarded (i) 111,940 restricted stock units on August 5, 2019; (ii) 74,257 restricted stock units on June 22, 2020; and (iii) 28,553 restricted stock units on June 21, 2021. The restrictions lapsed on 1/3 of those vesting units (71,583 shares). Mr. Roberts elected to have Hecla Mining Company withhold 31,286 shares to cover his tax liability.

F2 · balance_after: Consists of 247,505 shares held directly, 113,687 performance-based units, 111,328 unvested restricted stock units, and 339,119 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 Exercise / conversionCommon Stock · Derivative 74,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000002 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,541

Underlying: Common Stock · 74,627 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 5, 2019, Mr. Roberts was awarded performance rights. The performance rights represented a contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2019 through December 31, 2021, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e. $300,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e. $150,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e. $75,000 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Roberts assumed a target payout (i.e. $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($2.01), and therefore reported an award of 74,627 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Robert's award value was $287,500, and he therefore received 143,035 shares in settlement of the award (with the shares valued at the $2.01 closing price on August 5, 2019).

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 2,193 $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000002 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 2,193

F8 · shares: Held as 201.027 units in Mr. Robert's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 2,193 shares.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 41,425 $5.76 $238,608.00
Disclosure

SEC source: 0001784406-22-000002 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,698

F6 · shares: Shares withheld for tax liability on 143,035 performance rights that vested.

F7 · balance_after: Consists of 207,208 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 115,371 unvested restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 Exercise / conversionCommon Stock 143,035 $0.00 $0.00
Disclosure

SEC source: 0001784406-22-000002 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in August 2019.

F5 · balance_after: Consists of 248,633 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 115,371 unvested restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:55 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 14,386 $5.59 $80,468.09
Disclosure

SEC source: 0001784406-22-000001 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,256

Underlying: Common Stock · 14,386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period of October 1, 2021 to December 31, 2021. At the end of the fourth quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,317 unvested restricted stock units, and 339,119 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:07 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 12,913 $6.23 $80,466.07
Disclosure

SEC source: 0001784406-21-000005 · primary_doc.xml · derivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,870

Underlying: Common Stock · 12,913 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F4 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee deferred Compensation Plan during the period July 1, 2021 to September 30, 2021. At the end of the third quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F5 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 324,733 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:07 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000005 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,415

F1 · shares: Held as 200.783 units in Mr. Robert's 41(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,415 shares.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:46 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 10,711 $7.51 $80,468.53
Disclosure

SEC source: 0001784406-21-000004 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,957

Underlying: Common Stock · 10,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the second quarter 2021.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2021 to June 30, 2021. At the end of the second quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 105,598 shares held directly, 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 311,820 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:53 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 2,406 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,406

F5 · shares: Held as 200.432 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,406 shares.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 19,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

Underlying: Common Stock · 19,036 shares

Expires 2024-01-01

F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum awarded at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F7 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period).

F8 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 28,553 $7.88 $224,997.64
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

F3 · shares: Award of restricted stock units that vest as follows: 9,518 shares on June 21, 2022, 9,518 shares on June 21, 2023, and 9,517 shares on June 21, 2024.

F4 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 24,102 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

F1 · shares: Mr. Roberts was awarded (i) 111,940 restricted stock units on August 5, 2019, and 74,257 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (62,066 shares). Mr. Roberts elected to have Hecla Mining Company withhold 24,102 shares to cover his tax liability.

F2 · balance_after: Total consists of 105,598 shares held directly, 143,168 performance-based shares, 115,371 unvested restricted stock units, and 301,109 shares held under the Hecla Mining Company Key Employee Deferred Compensation Plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:09 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 110,718 $6.10 $675,911.25
Disclosure

SEC source: 0001784406-21-000002 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,758

Underlying: Common Stock · 110,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the first quarter 2021.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2021 to March 31, 2021. He also deferred a portion of his short- and long-term incentive compensation he received in March 2021. At the end of the first quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 67,634 shares held directly, 124,132 unvested performance-based units, 148,883 unvested restricted stock units, and 301,109 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 15,107 $5.33 $80,465.92
Disclosure

SEC source: 0001784406-21-000001 · primary_doc.xml · derivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,040

Underlying: Common Stock · 15,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter 2020.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2020 to December 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested Restricted Stock Units, and 190,391 shares of Phantom Stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000001 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,963

F5 · shares: Held as 159.007 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,963 shares.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 21:52 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 15,222 $5.29 $80,468.06
Disclosure

SEC source: 0001784406-20-000005 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,933

Underlying: Common Stock · 15,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter 2020.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period July 1, 2020 to September 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested Restricted Stock Units, and 175,284 shares of Phantom Stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
July 03, 2020 Filed Jul 6, 2020 21:18 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 83,427 $2.75 $229,691.22
Disclosure

SEC source: 0001784406-20-000004 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,711

Underlying: Common Stock · 83,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2020 to June 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the second quarter 2019.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2020 to June 30, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F4 · balance_after: Consists of 67,634 shares held directly, 124,132 Performance Units, 148,883 unvested restricted Stock Units, and 160,062 shares of Phantom Stock.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:44 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 49,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-20-000003 · primary_doc.xml · derivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,284

Underlying: Common Stock · 49,505 shares

Expires 2023-01-01

F4 · shares: Mr.Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum awarded at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Consists of 67,634 shares held directly, 124,132 performance-based shares, 148,883 unvested restricted stock units, and 76,635 deferred shares under the Hecla Mining Company Key Employee Deferred Compensation Plan.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:44 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001784406-20-000003 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 756

F3 · shares: Held as 62.743 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 756 shares.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:44 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 74,257 $3.03 $224,998.71
Disclosure

SEC source: 0001784406-20-000003 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,883

F1 · shares: Award of restricted stock units that vest as follows: 24,752 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,753 shares on June 21, 2023.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Roberts.

Read SEC document
April 01, 2020 Filed Apr 6, 2020 21:13 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 29,069 $2.77 $80,465.90
Disclosure

SEC source: 0001784406-20-000002 · primary_doc.xml · derivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,262

Underlying: Common Stock · 29,069 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person.

F4 · shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2020 to March 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F5 · price: The share price is based on the average closing price of Hecla's common stock for each day during the first quarter 2020.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer or upon a specified future date as previously elected by the reporting person.

F4 · derivative.underlying_shares: Mr. Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2020 to March 31, 2020. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F6 · balance_after: Consists of 74,627 Performance Units and 76,635 shares of phantom stock held in the Key Employee Deferred Compensation Plan.

Read SEC document
March 31, 2020 Filed Apr 6, 2020 21:13 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 30,320 $0.00 $0.00
Disclosure

SEC source: 0001784406-20-000002 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,269

F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 30,320 shares held directly, and 111,940 unvested restricted stock units.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:22 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 38,770 $2.45 $95,095.06
Disclosure

SEC source: 0001784406-20-000001 · primary_doc.xml · derivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,133

Underlying: Common Stock · 38,770 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F4 · shares: Mr.Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2019 to December 31, 2019. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F5 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter 2019.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F4 · derivative.underlying_shares: Mr.Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2019 to December 31, 2019. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.

F6 · balance_after: Consists of 74,627 Performance Units, 111,940 Restricted Stock Units, and 47,566 shares of Phantom Stock.

Read SEC document
December 18, 2019 Filed Jan 3, 2020 21:22 UTC HECLA MINING CO/DE/ HL · Entity 3417 SaleCommon Stock 303 $3.14 $951.42
Disclosure

SEC source: 0001784406-20-000001 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F2 · shares: Total Hecla Mining Company shares held by Mr. Roberts in his 401(k) Plan account as of December 18, 2019, the date on which Mr. Roberts transferred the balance from the Hecla stock fund to other funds in the 401(k) Plan.

Read SEC document
December 18, 2019 Filed Jan 3, 2020 21:22 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 303 $3.14 $951.42
Disclosure

SEC source: 0001784406-20-000001 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 303

F1 · shares: Between August 5, 2019 and October 2, 2019, Mr. Roberts acquired 303 shares of Hecla Mining Company common stock under the Hecla Mining Company Capital Accumulation Plan ("401(k) Plan"). The information in this report is based on a plan statement dated as of October 2, 2019. They are held as 40.723 units in Mr. Robert's 401(k) Plan account, and estimated to be 303 shares.

F1 · balance_after: Between August 5, 2019 and October 2, 2019, Mr. Roberts acquired 303 shares of Hecla Mining Company common stock under the Hecla Mining Company Capital Accumulation Plan ("401(k) Plan"). The information in this report is based on a plan statement dated as of October 2, 2019. They are held as 40.723 units in Mr. Robert's 401(k) Plan account, and estimated to be 303 shares.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 21:24 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPhantom Stock · Derivative 8,796 $1.80 $15,849.51
Disclosure

SEC source: 0001784406-19-000003 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,363

Underlying: Common Stock · 8,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · shares: Mr. Roberts deferred part of this compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the quarter. At the end of the quarter, Mr. Roberts is credited with a number of phantom stock units.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter 2019.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.

F4 · balance_after: Consists of 74,627 Performance Units, 111,940 Restricted Stock Units, and 8,796 shares of Phantom Stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:41 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 74,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-19-000002 · primary_doc.xml · derivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,627

Underlying: Common Stock · 74,627 shares

Expires 2022-01-01

F2 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F3 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($2.01). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:41 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 111,940 $2.01 $224,999.40
Disclosure

SEC source: 0001784406-19-000002 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,940

F1 · shares: Restricted stock units granted under the Company's 2010 Stock Incentive Plan. These restricted stock units have the following vesting schedule: 37,314 shares vest on June 21, 2020; 37,313 shares vest on June 21, 2021; and 37,313 shares vest on June 21, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.