Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HECLA MINING CO/DE/HL · Entity 3417 | Sr. VP and CFO | June 22, 2020 | June 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HECLA MINING CO/DE/
Report date June 22, 2020 · Filed June 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,889 |
Reported balance
After 2020-06-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-22 · Grant · Acquired 74,257 · Balance 181,889 F1: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023. F2: Total number of unvested restricted stock units held by Mr. Hall. |
| Performance RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-01-01 | Direct | 1,150,609 |
Reported balance
After 2020-06-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-22 · Grant · Acquired 49,505 · Balance 1,150,609 F3: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F4: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023.
F2: Total number of unvested restricted stock units held by Mr. Hall.
F3: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).
F4: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.
F5: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2020 Filed Jun 24, 2020 20:58 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 49,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001329292-20-000002 · primary_doc.xml · derivative · entry 2 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,609 Underlying: Common Stock · 49,505 shares Expires 2023-01-01 F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5 · balance_after: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:58 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 74,257 | $3.03 | $224,998.71 |
DisclosureSEC source: 0001329292-20-000002 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,889 F1 · shares: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:52 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 272,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001329292-20-000001 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,244 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 708,150 shares held directly, and 194,094 unvested restricted stock units. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 01:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 81,522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001667482-19-000005 · primary_doc.xml · derivative · entry 2 HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,625 Underlying: Common Stock · 81,522 shares Expires 2022-01-01 F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of what period. F5 · balance_after: Total consists of 435,485 shares held directly, 145,046 performance-based shares, and 194,094 unvested restricted stock units. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 01:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 122,283 | $1.84 | $225,000.72 |
DisclosureSEC source: 0001667482-19-000005 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,094 F1 · shares: Award of restricted stock units that vest as follows: 40,761 shares on June 21, 2020; 40,761 shares on June 21, 2021; and 40,761 shares on June 21, 2022. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:36 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 236,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001329292-19-000001 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,296 F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 371,326 shares held directly, and 135,970 unvested restricted stock units. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:09 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 43,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001329292-18-000002 · primary_doc.xml · derivative · entry 2 HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,524 Underlying: Common Stock · 43,081 shares Expires 2021-01-01 F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $82,500 and $330,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder return performance over the 3-year period (January 1, 2018 to December 31, 2020) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($330,000 in stock); 60th percentile rank among peers = target award at grant value ($165,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($82,500 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $165,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.83). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5 · balance_after: Total number of performance units held by Mr. Hall. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:09 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 78,329 | $3.83 | $300,000.07 |
DisclosureSEC source: 0001329292-18-000002 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,020 F1 · shares: Award of restricted stock units that vest as follows: 26,109 shares of June 21, 2019; 26,110 shares on June 21, 2020; and 26,110 shares on June 21, 2021. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:48 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 53,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001329292-18-000001 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,525 F1 · shares: 50% of 2015-2017 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 96,834 shares held directly, and 95,691 unvested restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 16:03 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | PurchaseCommon Stock | 13,000 | $3.81 | $49,491.00 |
DisclosureSEC source: 0001329292-17-000003 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,481 F1 · balance_after: Represents 43,790 shares held directly, and 95,691 unvested restricted stock units. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 19:56 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 20,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001329292-17-000002 · primary_doc.xml · derivative · entry 2 HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,443 Underlying: Common Stock · 20,443 shares Expires 2020-01-01 F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $60,000 and $240,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($240,000 in stock); 60th percentile rank among peers = target award at grant value ($120,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($60,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $120,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 19:56 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 58,773 | $5.87 | $344,997.51 |
DisclosureSEC source: 0001329292-17-000002 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,150 F1 · shares: Award of restricted stock units that vest as follows: 19,591 shares on June 21, 2018; 19,591 shares on June 21, 2019; and 19,591 shares on June 21, 2020. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:35 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 12,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001329292-17-000001 · primary_doc.xml · nonDerivative · entry 1 HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,708 F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity. F2 · balance_after: Consists of 12,331 shares held directly, and 55,377 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.