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HALL LINDSAY A

Disclosed activity across 1 company

Tapewire entity
148279
SEC CIK
0001329292

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HECLA MINING CO/DE/HL · Entity 3417Sr. VP and CFOJune 22, 2020June 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HECLA MINING CO/DE/

Report date June 22, 2020 · Filed June 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect181,889 Reported balance After 2020-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-22 · Grant · Acquired 74,257 · Balance 181,889

F1: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023.

F2: Total number of unvested restricted stock units held by Mr. Hall.

Performance RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-01-01Direct1,150,609 Reported balance After 2020-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-22 · Grant · Acquired 49,505 · Balance 1,150,609

F3: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F4: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F5: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023.

F2: Total number of unvested restricted stock units held by Mr. Hall.

F3: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F4: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F5: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2020 Filed Jun 24, 2020 20:58 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 49,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001329292-20-000002 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,609

Underlying: Common Stock · 49,505 shares

Expires 2023-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F5 · balance_after: Total consists of 794,612 shares held directly, 174,108 performance-based shares, and 181,889 unvested restricted stock units.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:58 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 74,257 $3.03 $224,998.71
Disclosure

SEC source: 0001329292-20-000002 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,889

F1 · shares: Award of restricted stock units that vest as follows: 24,753 shares on June 21, 2021; 24,752 shares on June 21, 2022; and 24,752 shares on June 21, 2023.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
March 31, 2020 Filed Apr 6, 2020 20:52 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 272,665 $0.00 $0.00
Disclosure

SEC source: 0001329292-20-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,244

F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 708,150 shares held directly, and 194,094 unvested restricted stock units.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:24 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 81,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000005 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,625

Underlying: Common Stock · 81,522 shares

Expires 2022-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of what period.

F5 · balance_after: Total consists of 435,485 shares held directly, 145,046 performance-based shares, and 194,094 unvested restricted stock units.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:24 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 122,283 $1.84 $225,000.72
Disclosure

SEC source: 0001667482-19-000005 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,094

F1 · shares: Award of restricted stock units that vest as follows: 40,761 shares on June 21, 2020; 40,761 shares on June 21, 2021; and 40,761 shares on June 21, 2022.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:36 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 236,442 $0.00 $0.00
Disclosure

SEC source: 0001329292-19-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,296

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 371,326 shares held directly, and 135,970 unvested restricted stock units.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 23:09 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 43,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001329292-18-000002 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,524

Underlying: Common Stock · 43,081 shares

Expires 2021-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $82,500 and $330,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder return performance over the 3-year period (January 1, 2018 to December 31, 2020) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($330,000 in stock); 60th percentile rank among peers = target award at grant value ($165,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($82,500 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $165,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.83). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F5 · balance_after: Total number of performance units held by Mr. Hall.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 23:09 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 78,329 $3.83 $300,000.07
Disclosure

SEC source: 0001329292-18-000002 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,020

F1 · shares: Award of restricted stock units that vest as follows: 26,109 shares of June 21, 2019; 26,110 shares on June 21, 2020; and 26,110 shares on June 21, 2021.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:48 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 53,044 $0.00 $0.00
Disclosure

SEC source: 0001329292-18-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,525

F1 · shares: 50% of 2015-2017 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 96,834 shares held directly, and 95,691 unvested restricted stock units.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 16:03 UTC HECLA MINING CO/DE/ HL · Entity 3417 PurchaseCommon Stock 13,000 $3.81 $49,491.00
Disclosure

SEC source: 0001329292-17-000003 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,481

F1 · balance_after: Represents 43,790 shares held directly, and 95,691 unvested restricted stock units.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:56 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance Rights · Derivative 20,443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001329292-17-000002 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,443

Underlying: Common Stock · 20,443 shares

Expires 2020-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $60,000 and $240,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($240,000 in stock); 60th percentile rank among peers = target award at grant value ($120,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($60,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $120,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:56 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 58,773 $5.87 $344,997.51
Disclosure

SEC source: 0001329292-17-000002 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,150

F1 · shares: Award of restricted stock units that vest as follows: 19,591 shares on June 21, 2018; 19,591 shares on June 21, 2019; and 19,591 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:35 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 12,331 $0.00 $0.00
Disclosure

SEC source: 0001329292-17-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,708

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

F2 · balance_after: Consists of 12,331 shares held directly, and 55,377 unvested restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.