Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HECLA MINING CO/DE/HL · Entity 3417 | Director · President & CEO | March 18, 2024 | March 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HECLA MINING CO/DE/
Report date March 18, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,417,804 |
Reported balance
After 2024-03-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-18 · Grant · Acquired 114,020 · Balance 5,417,804 F1: 100% of 2021-2023 Long-term Incentive Plan award was paid in equity. F2: Consists of 3,361,288 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 260,552 unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of 2021-2023 Long-term Incentive Plan award was paid in equity.
F2: Consists of 3,361,288 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 260,552 unvested restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QEP RESOURCES, INC.
Report date March 17, 2021 · Filed March 17, 2021
Section 16 reporting ended · disclosed 2021-03-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-17 transaction · row 1
1 source rowRow 1 · 2021-03-17 · Disposition to issuer · Disposed 28,897 · Balance 0 F1: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-17 · Disposition to issuer · Disposed 207,846.3734 · Balance 0 F1: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). F2: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan). |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio").
F2: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 18, 2024 23:41 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 114,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-24-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,417,804 F1 · shares: 100% of 2021-2023 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 3,361,288 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 260,552 unvested restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionPerformance rights · Derivative | 63,452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-24-000001 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,310 Underlying: Common Stock · 63,452 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 21, 2021, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2021 through December 31, 2023, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $1,000,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $500,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% of target (i.e., $250,000 worth of common stock). F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e., $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88), and therefore reported an award of 63,452 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was 175%, and he therefore received 111,041 shares in settlement of the award (with the shares valued at the $7.88 closing price on June 21, 2021). F3 · balance_after: Consists of outstanding performance rights. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 52,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-24-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in 401(k) Plan Disclosed balance after: 52,022 F6 · shares: Held as 4,330.088 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 52,022 shares. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionCommon Stock | 111,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-24-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,303,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2021. F5 · balance_after: Consists of 3,247,268 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 260,552 unvested restricted stock units. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 18:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance rights · Derivative | 141,584 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-23-000002 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,544,505 Underlying: Common Stock · 141,584 shares Expires 2026-01-01 F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $357,500 and $1,430,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,430,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($715,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($357,500 in stock). F5 · balance_after: See footnote 2. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 18:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 50,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-23-000002 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in 401(k) Plan Account Disclosed balance after: 50,515 F3 · shares: Held as 4,209.622 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 50,515 shares. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 18:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 141,584 | $5.05 | $714,999.20 |
DisclosureSEC source: 0001166074-23-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,544,505 F1 · shares: Award of restricted stock units that vest as follows: 47,195 shares on June 21, 2024, 47,195 shares on June 21, 2025, and 47,194 shares on June 21, 2026. F2 · balance_after: Consists of 3,136,227 shares held directly, 1,795,964 shares deferred under the Hecla Mining Company Key Employee Deferred compensation Plan, 351,762 performance-based units, and 260,552 unvested restricted stock units. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 22:14 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 48,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-23-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401(k) Plan Disclosed balance after: 48,342 F6 · shares: Held as 4,028.562 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 48,342 shares. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:14 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionPerformance rights · Derivative | 132,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-23-000001 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,178 Underlying: Common Stock · 132,013 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 22, 2020, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $200,000 and $800,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $800,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $400,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e., $200,000 worth of common stock). F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e., $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award $3.03), and therefore reported an award of 132,013 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was $800,000, and he therefore received 264,026 shares in settlement of the award (with the shares valued at the $4.03 closing price on June 22, 2020). F3 · balance_after: Consists of outstanding performance rights. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:14 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionCommon Stock | 264,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-23-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,051,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020. F5 · balance_after: Consists of 3,022,163 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 233,032 unvested restricted stock units. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 23:15 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance rights · Derivative | 146,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000002 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,129,324 Underlying: Common Stock · 146,726 shares Expires 2026-01-01 F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $325,000 and $1,300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2022 to December 31, 2024) relative to our peers. examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,300,000 in stock); 60th percentile rank among peers = target award at grant value ($650,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($325,000 in stock). F5 · balance_after: See footnote 2. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 23:15 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 46,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000002 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 46,121 F3 · balance_after: Held as 3,839.801 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 46,121 shares. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 23:15 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 146,726 | $4.43 | $649,996.18 |
DisclosureSEC source: 0001166074-22-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,129,324 F1 · shares: Award of restricted stock units that vest as follows: 48,908 shares on June 21, 2023; 48,909 shares on June 21, 2024; and 48,909 shares on June 21, 2025. F2 · balance_after: Consists of 2,758,137 shares held directly, 1,795,964 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, 342,191 performance-based units, and 233,032 unvested restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionPerformance rights · Derivative | 271,391 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · derivative · entry 4 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,465 Underlying: Common Stock · 271,391 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 21, 2019, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2019 through December 31, 2021, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $1 million worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e. $500,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e. $250,000 worth of common stock). F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e. $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84), and therefore reported an award of 271,739 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was $958,333, and he therefore received 520,833 shares in settlement of the award (with the shares valued at the $1.84 closing price on June 21, 2019). F3 · balance_after: Consists of outstanding performance rights. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 40,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401(k) Plan Disclosed balance after: 40,392 F8 · shares: Held as 3,701.816 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 40,392 shares. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 195,090 | $5.76 | $1,123,718.40 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,640,407 F6 · shares: Shares withheld for tax liability on 520,833 performance rights that vested. F7 · balance_after: Consists of 2,620,520 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionCommon Stock | 520,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,835,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2019. F5 · balance_after: Consists of 2,815,610 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 21:38 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 44,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 44,309 F3 · shares: Held as 3,690.868 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 44,309 shares. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 63,452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · derivative · entry 4 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 Underlying: Common Stock · 63,452 shares Expires 2023-01-01 F6 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% ($1,000,000 in stock); 60th percentile rank among peers = target award at grant value ($500,000 in stock); and 50th percentile rank among peers = threshold award at 50% target ($250,000 in stock). F7 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 63,452 | $7.88 | $500,001.76 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 F4 · shares: Award of restricted stock units that vest as follows: 21,150 shares on June 21, 2022; 21,151 shares on June 1, 2023; and 21,151 shares on June 2, 2024. F5 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 68,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 F1 · shares: Mr. Baker was awarded (i) 130,548 restricted stock units on 6/19/18; (ii) 217,391 restricted stock units on 6/21/19; and (iii) 132,013 restricted stock units on 6/22/20. The restrictions lapsed on 1/3 of those vesting units (159,985 shares). Mr. Baker elected to have Hecla Mining Company withhold 68,274 shares to cover his tax liability. F2 · balance_after: Consists of 2,294,777 shares held directly, 1,795,964 shares held in the Hecla Mining Company Key Employee Deferred Compensation Plan, 223,923 unvested restricted stock units, and 467,204 performance-based shares. Read SEC document |
| May 27, 2021 Filed May 28, 2021 20:16 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | SaleCommon Stock | 663,967 | $8.90 | $5,910,966.22 |
DisclosureSEC source: 0001166074-21-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723,238 F1 · balance_after: Includes 2,023,066 shares held directly; 1,795,964 shares held under the Key Employee Deferred Compensation Plan; 403,752 performance-based shares; and 320,456 unvested restricted stock units. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 20:27 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | Disposition to issuerPhantom Stock Units · Derivative | 207,846.3734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-012319 · doc4.xml · derivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 207,846.3734 shares Expires not disclosed F1 · derivative.exercise_price: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan). F1 · price: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan). F1 · derivative.exercise_date: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan). F1 · derivative.expiration_date: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, any compensation deferred by directors and deemed notionally invested in QEP common stock pursuant to any QEP deferred compensation plan became fully vested and converted into and deemed notionally invested in a number of shares of Diamondback common stock equal to the product of (A) the total number of shares of QEP common stock subject to such award immediately prior to the Effective Time multiplied by (B) the exchange ratio. Such deferred compensation will be paid in cash promptly following the effective date of the Merger (but not later than the time in which payment is required under the applicable QEP deferred compensation plan). Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 20:27 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | Disposition to issuerCommon Stock | 28,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-012319 · doc4.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On March 17, 2021, pursuant to the Agreement and Plan of Merger dated as of December 20, 2020 (the "Merger Agreement"), by and among Diamondback Energy, Inc. ("Diamondback"), Bohemia Merger Sub Inc., a wholly owned subsidiary of Diamondback ("Merger Sub"), and QEP Resources, Inc. ("QEP"), Merger Sub merged with and into QEP (the "Merger") with QEP surviving the Merger as a wholly-owned subsidiary of Diamondback. Pursuant to the Merger Agreement, each share of QEP common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (subject to certain exceptions) was converted into the right to receive 0.05 shares of Diamondback common stock (the "Exchange Ratio"). Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 17:30 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 11,987 | $3.65 Strike: $0.00 | $43,752.55 |
DisclosureSEC source: 0001209191-21-016307 · doc4.xml · derivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,846.3734 Underlying: Common Stock · 11,987 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| February 24, 2021 Filed Mar 3, 2021 21:33 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | SaleCommon Stock | 400,000 | $7.33 | $2,933,200.00 |
DisclosureSEC source: 0001166074-21-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,543,863 F1 · balance_after: Total includes: (i) 2,867,033 shares held directly; (ii) 1,795,964 shares deferred in the Hecla Mining Company Key Employee Deferred Compensation Plan; (iii) 560,410 performance-based units; and (iv)320,456 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 132,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,943,863 Underlying: Common Stock · 132,013 shares Expires 2023-01-01 F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $200,000 and $800,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2020 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($800,000 in stock); 60th percentile rank among peers = target award at grant value ($400,000 in stock); and 50th percentile rank among peers = threshold award at 50% target ($200,000 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $400,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Total consists of 3,267,033 shares held directly, 1,795,964 deferred shares under the Hecla Mining Company Key Employee Deferred Compensation Plan, 560,410 performance-based shares, and 320,456 unvested restricted stock units. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 38,996 | $3.03 | $118,157.88 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 38,996 F3 · shares: Held as 3.235.465 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 38,996 shares. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:31 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 132,013 | $3.03 | $399,999.39 |
DisclosureSEC source: 0001166074-20-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,456 F1 · shares: Award of restricted stock units that vest as follows: 44,005 shares on June 21, 2021, 44,004 shares on June 21, 2022, and 44,004 shares on June 21, 2023. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 21:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 38,128 | $1.82 | $69,392.96 |
DisclosureSEC source: 0001166074-20-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 38,128 F3 · shares: Held as 2,770.172 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 38,128 shares. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 21:24 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 621,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-20-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251,440 F1 · shares: 100% of the 2017-2019 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 3,122,660 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 332,816 unvested restricted stock units. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:00 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 9,109.74 | $0.41 Strike: $0.00 | $3,734.99 |
DisclosureSEC source: 0001209191-20-020961 · doc4.xml · derivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,859.3734 Underlying: Common Stock · 9,109.74 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 14:02 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 80,646 | $2.17 Strike: $0.00 | $175,001.82 |
DisclosureSEC source: 0001209191-20-015944 · doc4.xml · derivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,749.6334 Underlying: Common Stock · 80,646 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:47 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 604.579 | $3.49 Strike: $0.00 | $2,109.98 |
DisclosureSEC source: 0001209191-19-059940 · doc4.xml · derivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,103.6334 Underlying: Common Stock · 604.579 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| September 10, 2019 Filed Dec 10, 2019 18:47 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | OtherPhantom Stock Units · Derivative | 507.207 | $4.14 Strike: $0.00 | $2,099.84 |
DisclosureSEC source: 0001209191-19-059940 · doc4.xml · derivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,499.0544 Underlying: Common Stock · 507.207 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's, (i) distribution election date which is not earlier than two years from the plan year, (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 00:33 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 271,739 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-19-000002 · primary_doc.xml · derivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,160,376 Underlying: Common Stock · 271,739 shares Expires 2022-01-01 F3 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($1,000,000 in stock); 60th percentile rank among peers = target award at grant value ($500,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($250,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5 · balance_after: Total consists of 2,500,984 shares held directly, 332,816 unvested restricted stock units, 530,612 performance-based shares, and 1,795,964 deferred shares under the Key Employee Deferred Compensation Plan. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 00:33 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 217,391 | $1.84 | $399,999.44 |
DisclosureSEC source: 0001166074-19-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,816 F1 · shares: Award of restricted stock units that vest as follows: 72,463 shares on June 21, 2020; 72,464 shares on June 21, 2021; and 72,464 shares on June 21, 2022. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 22:27 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 24,843 | $2.38 | $59,126.34 |
DisclosureSEC source: 0001166074-19-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · Director, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 24,843 F3 · shares: Held as 2,053.726 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 24,843 shares. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:27 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 663,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-19-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · Director, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,412,373 F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 2,429,075 shares held directly, 1,758,085 shares held in the Key Employee Deferred Compensation Plan, and 225,213 unvested restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 15:40 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 22,699 | $7.93 Strike: $0.00 | $180,003.07 |
DisclosureSEC source: 0001209191-19-016344 · doc4.xml · derivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,991.8474 Underlying: Phantom Stock Units · 22,699 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 00:23 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 156,658 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-18-000002 · primary_doc.xml · derivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,509 Underlying: Common Stock · 156,658 shares Expires 2021-01-01 F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $300,000 and $1,200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2018 to December 31, 2020) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,200,000 in stock); 60th percentile rank among peers = target award at grant value ($600,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($300,000 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $600,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.83). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Total number of performance units held by Mr. Baker. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 00:23 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 24,893 | $3.83 | $95,340.19 |
DisclosureSEC source: 0001166074-18-000002 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 24,893 F3 · shares: Held as 2,049.849 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 24,893 shares. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 00:23 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 130,548 | $3.83 | $499,998.84 |
DisclosureSEC source: 0001166074-18-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,791 F1 · shares: Award of restricted stock units that vest as follows: 43,516 shares on June 21, 2019; 43,516 shares on June 21, 2020; and 43,516 shares on June 21, 2021. F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:47 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionPerformance Rights · Derivative | 204,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-18-000001 · primary_doc.xml · derivative · entry 4 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,851 Underlying: Common Stock · 204,918 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On July 1, 2015, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $250,000 and $1 million worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period relative to our peers using the average stock price of Hecla and our peers over the last 60 calendar days of 2014 compared to the average stock price of Hecla and our peers over the last 60 calendar days of 2017. The potential grant of shares to Mr. Baker under this plan were as follows: (1) 100th percentile rank among peers = maximum payout at 200% of target (i.e. $1 million worth of common stock); (2) 60th percentile rank among peers = target payout at grant value (i.e. $500,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e. $250,000 worth of common stock). F5 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e. $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($2.44), and therefore reported an award of 204,918 rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was $518,750, and he therefore received 212,602 shares in settlement of award (with the shares valued at the $2.44 closing price on July 1, 2015). F6 · balance_after: Consists of outstanding performance rights. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:47 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | OtherCommon Stock | 20,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-18-000001 · primary_doc.xml · nonDerivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401(k) Plan Disclosed balance after: 20,115 F7 · shares: Held as 1,664.924 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 20,115 shares. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:47 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 254,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-18-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,617,858 F2 · shares: 50% of the 2015-2017 Long-term Incentive Plan award was paid in equity. F3 · balance_after: Consists of 1,736,715 shares held directly, 1,651,900 shares held in the Key Employee Deferred Compensation Plan, and 229,243 unvested restricted stock units. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:47 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Exercise / conversionCommon Stock | 212,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-18-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,363,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: See footnotes 4 and 5. Shares received upon settlement of performance rights awarded in July 2015. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:54 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 20,943 | $9.55 Strike: $0.00 | $200,005.65 |
DisclosureSEC source: 0001209191-18-016776 · doc4.xml · derivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,292.8474 Underlying: Phantom Stock Units · 20,943 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 18:11 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | PurchaseCommon Stock | 13,000 | $3.76 | $48,880.00 |
DisclosureSEC source: 0001166074-17-000003 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,151,137 F1 · balance_after: Represents 1,482,596 shares held directly, 1,439,298 shares held in the Key Employee Deferred Compensation Plan, and 229,243 unvested restricted stock units. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 16:08 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | PurchaseCommon Stock | 7,000 | $8.29 | $58,002.00 |
DisclosureSEC source: 0001209191-17-046908 · doc4.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,897 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.