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HECLA MINING CO/DE/

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3417
SEC CIK
0000719413
Parsed reports
284

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2023 Filed Aug 22, 2023 21:43 UTC PurchaseCommon Stock 8,500 $4.07 $34,584.80
Disclosure

SEC source: 0001668618-23-000002 · primary_doc.xml · nonDerivative · entry 1

Johnson George R · CIK 0001668618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,773

Read SEC document
July 12, 2023 Filed Jul 12, 2023 22:29 UTC
Boggs Catherine JDirector · Chair of the Board
GrantCommon Stock 18,760 $5.00 $93,753.10
Disclosure

SEC source: 0001693472-23-000001 · primary_doc.xml · nonDerivative · entry 2

Boggs Catherine J · CIK 0001693472 · Director · Chair of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,185

F4 · shares: Ms. Boggs elected to receive 75% of her award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (6,253 shares) to the trust.

F5 · price: See Footnote 2.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 22:29 UTC
Boggs Catherine JDirector · Chair of the Board
OtherCommon Stock 6,253 $5.00 $31,249.37
Disclosure

SEC source: 0001693472-23-000001 · primary_doc.xml · nonDerivative · entry 1

Boggs Catherine J · CIK 0001693472 · Director · Chair of the Board

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes 1 and 3.

Disclosed balance after: 117,214

F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2022).

F3 · balance_after: Total amount of shares held in trust on behalf of Ms. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 21:51 UTC GrantCommon Stock 18,760 $5.00 $93,753.10
Disclosure

SEC source: 0001668495-23-000001 · primary_doc.xml · nonDerivative · entry 2

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,630

F4 · shares: Mr. Ralbovsky elected to receive 75% of his award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (6,253 shares) to the trust.

F5 · price: See Footnote 2.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 21:51 UTC OtherCommon Stock 6,253 $5.00 $31,249.37
Disclosure

SEC source: 0001668495-23-000001 · primary_doc.xml · nonDerivative · entry 1

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes 1 and 3.

Disclosed balance after: 188,885

F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2022).

F3 · balance_after: Total amount of shares held in trust on behalf of Mr. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 21:34 UTC OtherCommon Stock 25,013 $5.00 $125,002.47
Disclosure

SEC source: 0001668618-23-000001 · primary_doc.xml · nonDerivative · entry 1

Johnson George R · CIK 0001668618 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 222,392

F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2022).

Read SEC document
July 12, 2023 Filed Jul 12, 2023 21:23 UTC OtherCommon Stock 25,013 $5.00 $125,002.47
Disclosure

SEC source: 0001178565-23-000001 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 263,778

F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2022).

Read SEC document
July 12, 2023 Filed Jul 12, 2023 21:08 UTC
Wong AliceDirector
OtherCommon Stock 25,013 $5.00 $125,002.47
Disclosure

SEC source: 0001848750-23-000001 · primary_doc.xml · nonDerivative · entry 1

Wong Alice · CIK 0001848750 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1

Disclosed balance after: 74,300

F1 · shares: Allocation of shares in trust to the account of Alice Wong in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2022).

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:24 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantPerformance rights · Derivative 141,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-23-000002 · primary_doc.xml · derivative · entry 3

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,544,505

Underlying: Common Stock · 141,584 shares

Expires 2026-01-01

F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $357,500 and $1,430,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,430,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($715,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($357,500 in stock).

F5 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:24 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 50,515 $0.00 $0.00
Disclosure

SEC source: 0001166074-23-000002 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 50,515

F3 · shares: Held as 4,209.622 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 50,515 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:24 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 141,584 $5.05 $714,999.20
Disclosure

SEC source: 0001166074-23-000002 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,544,505

F1 · shares: Award of restricted stock units that vest as follows: 47,195 shares on June 21, 2024, 47,195 shares on June 21, 2025, and 47,194 shares on June 21, 2026.

F2 · balance_after: Consists of 3,136,227 shares held directly, 1,795,964 shares deferred under the Hecla Mining Company Key Employee Deferred compensation Plan, 351,762 performance-based units, and 260,552 unvested restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:00 UTC
Sienko David CVP & General Counsel
GrantPerformance rights · Derivative 23,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000002 · primary_doc.xml · derivative · entry 4

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,729

Underlying: Common Stock · 23,881 shares

Expires 2026-01-01

F6 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $60,300 and $241,200 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($241,200 in stock); 40th and 60th percentile rank among peers = target award at grant value ($120,600 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($60,300 in stock).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:00 UTC
Sienko David CVP & General Counsel
OtherCommon Stock 7,637 $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000002 · primary_doc.xml · nonDerivative · entry 3

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 7,637

F5 · shares: Held as 636.418 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 7,637 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:00 UTC
Sienko David CVP & General Counsel
GrantCommon Stock 35,350 $5.05 $178,517.50
Disclosure

SEC source: 0001481905-23-000002 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,729

F3 · shares: Award of restricted stock units that vest as follows: 11,784 shares on June 21, 2024, 11,783 shares on June 21, 2025, and 11,783 shares on June 21, 2026.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:00 UTC
Sienko David CVP & General Counsel
Tax withholdingCommon Stock 15,888 $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000002 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,729

F1 · shares: Mr. Sienko was awarded (i) 49,505 restricted stock units on June 22, 2020, (ii) 19,036 restricted stock units on June 21, 2021, and (iii) 38,374 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (35,638 shares). Mr. Sienko elected to have Hecla Mining Company withhold 15,888 shares to cover his tax liability.

F2 · balance_after: Consists of 736,922 shares held directly, 62,530 performance-based shares, and 67,277 unvested restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC
Roberts Lauren MSr. VP & COO
GrantPerformance rights · Derivative 45,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

Underlying: Common Stock · 45,545 shares

Expires 2026-01-01

F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $115,000 and $460,000 worth of Hecla Mining company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($460,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($230,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($115,000 in stock).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC
Roberts Lauren MSr. VP & COO
OtherCommon Stock 9,620 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 9,620

F5 · shares: Held as 801.667 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,620 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC
Roberts Lauren MSr. VP & COO
GrantCommon Stock 68,317 $5.05 $345,000.85
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

F3 · shares: Award of restricted stock units that vest as follows: 22,773 shares on June 21, 2024; 22,772 shares on June 21, 2025; and 22,772 shares on June 21, 2026.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:38 UTC
Roberts Lauren MSr. VP & COO
Tax withholdingCommon Stock 24,479 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000002 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,908

F1 · shares: Mr. Roberts was awarded (i) 74,257 restricted stock units on June 22, 2020, (ii) 28,553 restricted stock units on June 21, 2021, and (iii) 67,720 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (56,844 shares). Mr. Roberts elected to have Hecla Mining company withhold 24,479 shares to cover his tax liability.

F2 · balance_after: Consists of 350,082 shares held directly, 339,119 shares deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, 109,727 performance-based units, and 122,980 unvested restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:16 UTC GrantPerformance rights · Derivative 29,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001841980-23-000001 · primary_doc.xml · derivative · entry 5

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,057

Underlying: Common Stock · 29,609 shares

Expires 2026-01-01

F8 · shares: Mr. Lawlar was awarded performance rights representing the contingent right to receive between $74,763 and $299,050 worth of Hecla Mining Company common stock based on Hecla Mining Company's total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Lawlar under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($299,050 in stock); 40th to 60th percentile rank among peers = target at grant value ($149,525 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($74,763 in stock).

F9 · balance_after: See footnote 4.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:16 UTC OtherCommon Stock 9,536 $0.00 $0.00
Disclosure

SEC source: 0001841980-23-000001 · primary_doc.xml · nonDerivative · entry 4

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 9,536

F7 · shares: Held as 794.663 units in Mr. Lawlar's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,536 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:16 UTC GrantCommon Stock 44,401 $5.05 $224,225.05
Disclosure

SEC source: 0001841980-23-000001 · primary_doc.xml · nonDerivative · entry 3

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,057

F5 · shares: Award of restricted stock units that vest as follows: 14,801 shares on June 21, 2024, 14,800 shares on June 21, 2025, and 14,800 shares on June 21, 2026.

F6 · balance_after: See footnote 4.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:16 UTC OtherCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001841980-23-000001 · primary_doc.xml · nonDerivative · entry 2

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,057

F3 · shares: Shares transferred to ex-spouse pursuant to a domestic relations order.

F4 · balance_after: Consists of 33,207 shares held directly, 72,913 performance-based units, and 80,937 restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:16 UTC Tax withholdingCommon Stock 8,583 $0.00 $0.00
Disclosure

SEC source: 0001841980-23-000001 · primary_doc.xml · nonDerivative · entry 1

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,532

F1 · shares: Mr. Lawlar was awarded (i) 19,802 restricted stock units on June 22, 2020, (ii) 21,574 restricted stock units on June 21, 2021, and (iii) 44,018 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (28,464 shares). Mr. Lawlar elected to have Hecla Mining Company withhold 8,583 shares to cover his tax liability.

F2 · balance_after: Consists of 39,682 shares held directly, 72,913 performance-based units, and 80,937 restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:46 UTC
Clary Michael L.Sr. VP & CAO
GrantPerformance rights · Derivative 27,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001867048-23-000001 · primary_doc.xml · derivative · entry 4

Clary Michael L. · CIK 0001867048 · Sr. VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,996

Underlying: Common Stock · 27,327 shares

Expires 2026-01-01

F5 · shares: Mr. Clary was awarded performance rights representing the contingent right to receive between $69,000 and $276,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Clary under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($276,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($138,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($69,000 in stock).

F6 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:46 UTC
Clary Michael L.Sr. VP & CAO
OtherCommon Stock 5,234 $0.00 $0.00
Disclosure

SEC source: 0001867048-23-000001 · primary_doc.xml · nonDerivative · entry 3

Clary Michael L. · CIK 0001867048 · Sr. VP & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 5,234

F4 · shares: Held as 436.207 units in Mr. Clary's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 5,234 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:46 UTC
Clary Michael L.Sr. VP & CAO
GrantCommon Stock 40,990 $5.05 $206,999.50
Disclosure

SEC source: 0001867048-23-000001 · primary_doc.xml · nonDerivative · entry 2

Clary Michael L. · CIK 0001867048 · Sr. VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,996

F3 · shares: Award of restricted stock units that vest as follows: 13,664 shares on June 21, 2024, 13,663 shares on June 21, 2025, and 13,663 shares on June 21, 2026.

F2 · balance_after: Consists of 66,353 shares held directly, 68,374 performance-based units, and 75,269 unvested restricted stock units. NOTE - Mr. Clary had previously reported in a Form 4 that he had 7,566 shares that were held in a trust for the benefit of his minor children. Mr. Clary resigned the position as trustee of the trust, and the new trustee of the trust is not an immediate family member. Mr. Clary disclaims beneficial ownership of these securities, and the filing of this report is not an admission that he is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Therefore the 7,566 shares are not included in this total.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:46 UTC
Clary Michael L.Sr. VP & CAO
Tax withholdingCommon Stock 33,286 $0.00 $0.00
Disclosure

SEC source: 0001867048-23-000001 · primary_doc.xml · nonDerivative · entry 1

Clary Michael L. · CIK 0001867048 · Sr. VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,996

F1 · shares: Mr. Clary was awarded (i) 66,007 restricted stock units on June 22, 2020, (ii) 21,574 restricted stock units on June 21, 2021, and (iii) 40,632 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (42,737 shares). Mr. Clary elected to have Hecla Mining Company withhold 33,286 shares to cover his tax liability.

F2 · balance_after: Consists of 66,353 shares held directly, 68,374 performance-based units, and 75,269 unvested restricted stock units. NOTE - Mr. Clary had previously reported in a Form 4 that he had 7,566 shares that were held in a trust for the benefit of his minor children. Mr. Clary resigned the position as trustee of the trust, and the new trustee of the trust is not an immediate family member. Mr. Clary disclaims beneficial ownership of these securities, and the filing of this report is not an admission that he is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Therefore the 7,566 shares are not included in this total.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:56 UTC
Allen KurtVP - Exploration
GrantPerformance rights · Derivative 21,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001869029-23-000001 · primary_doc.xml · derivative · entry 4

Allen Kurt · CIK 0001869029 · VP - Exploration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,921

Underlying: Common Stock · 21,782 shares

Expires 2026-01-01

F6 · shares: Mr. Allen was awarded performance rights representing the contingent right to receive between $55,000 and $220,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Allen under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($220,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($110,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($55,000 in stock).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:56 UTC
Allen KurtVP - Exploration
OtherCommon Stock 16,226 $0.00 $0.00
Disclosure

SEC source: 0001869029-23-000001 · primary_doc.xml · nonDerivative · entry 3

Allen Kurt · CIK 0001869029 · VP - Exploration

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan Account

Disclosed balance after: 16,226

F5 · shares: Held as 1,352.136 units in Mr. Allen's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 16,226 shares.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:56 UTC
Allen KurtVP - Exploration
GrantCommon Stock 32,673 $5.05 $164,998.65
Disclosure

SEC source: 0001869029-23-000001 · primary_doc.xml · nonDerivative · entry 2

Allen Kurt · CIK 0001869029 · VP - Exploration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,932

F3 · shares: Award of restricted stock units that vest as follows: 10,891 shares on June 21, 2024, 10,891 shares on June 21, 2025, and 10,891 shares on June 21, 2026.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:56 UTC
Allen KurtVP - Exploration
Tax withholdingCommon Stock 6,954 $0.00 $0.00
Disclosure

SEC source: 0001869029-23-000001 · primary_doc.xml · nonDerivative · entry 1

Allen Kurt · CIK 0001869029 · VP - Exploration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,932

F1 · shares: Mr. Allen was awarded (i) 26,403 restricted stock units on June 22, 2020, (ii) 25,381 restricted stock units on June 21, 2021, and (iii) 33,860 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (28,548 shares). Mr. Allen elected to have Hecla Mining Company withhold 6,954 shares to cover his tax liability.

F2 · balance_after: Consists of 59,870 shares held directly, 44,355 performance-based shares, and 63,707 unvested restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:23 UTC
Brown Robert DenisVP - Corp. Develop & Sustain.
GrantPerformance-based units · Derivative 25,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-23-000002 · primary_doc.xml · derivative · entry 3

Brown Robert Denis · CIK 0001667482 · VP - Corp. Develop & Sustain.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,127

Underlying: Common Stock · 25,050 shares

Expires 2026-01-01

F5 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $63,250 and $253,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($253,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($126,500 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($63,250 in stock).

F6 · balance_after: See footnote 2.

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June 21, 2023 Filed Jun 23, 2023 15:23 UTC
Brown Robert DenisVP - Corp. Develop & Sustain.
GrantCommon Stock 37,030 $5.05 $187,001.50
Disclosure

SEC source: 0001667482-23-000002 · primary_doc.xml · nonDerivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corp. Develop & Sustain.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,127

F3 · shares: Award of restricted stock units that vest as follows: 12,344 shares on June 21, 2024, 12,343 shares on June 21, 2025, and 12,343 shares on June 21, 2026.

F4 · balance_after: See footnote 2.

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June 21, 2023 Filed Jun 23, 2023 15:23 UTC
Brown Robert DenisVP - Corp. Develop & Sustain.
Tax withholdingCommon Stock 19,882 $0.00 $0.00
Disclosure

SEC source: 0001667482-23-000002 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corp. Develop & Sustain.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,127

F1 · shares: Mr. Brown was awarded 52,805 restricted stock units on June 22, 2020, (ii) 20,305 restricted stock units on June 21, 2021, and (iii) 38,374 restricted stock units on June 21, 2022. The restrictions lapsed on 1/3 of those vesting units (37,161 shares). Mr. Brown elected to have Hecla Mining Company withhold 19,882 shares to cover his tax liability.

F2 · balance_after: Consists of 340,413 shares held directly, 64,334 performance-based shares, and 69,380 unvested restricted stock units.

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February 27, 2023 Filed Feb 28, 2023 23:49 UTC
Sienko David CVP & General Counsel
OtherCommon Stock 6,795 $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000001 · primary_doc.xml · nonDerivative · entry 3

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 6,795

F8 · shares: Consists of 566.317 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 6,795 shares.

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February 27, 2023 Filed Feb 28, 2023 23:11 UTC
Roberts Lauren MSr. VP - COO
OtherCommon Stock 8,444 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 8,444

F8 · shares: Held as 703.724 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 8,444 shares.

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February 27, 2023 Filed Feb 28, 2023 22:14 UTC
BAKER PHILLIPS S JRDirector · President & CEO
OtherCommon Stock 48,342 $0.00 $0.00
Disclosure

SEC source: 0001166074-23-000001 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 48,342

F6 · shares: Held as 4,028.562 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 48,342 shares.

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February 24, 2023 Filed Feb 28, 2023 23:49 UTC
Sienko David CVP & General Counsel
Exercise / conversionPerformance rights · Derivative 33,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000001 · primary_doc.xml · derivative · entry 4

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,649

Underlying: Common Stock · 33,003 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 22, 2020, Mr. Sienko was awarded performance rights. The performance rights represented a contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $200,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $100,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e., $50,000 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Sienko assumed a target payout (i.e. $100,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03), and therefore reported an award of 33,003 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Sienko's award value was $200,000, and he therefore received 66,006 shares in settlement of the award (with the shares valued at the $3.03 closing price on June 22, 2020.

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:49 UTC
Sienko David CVP & General Counsel
Tax withholdingCommon Stock 30,782 $4.98 $153,294.36
Disclosure

SEC source: 0001481905-23-000001 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,737

F6 · shares: Shares withheld for tax liability on 66,006 performance rights that vested.

F7 · balance_after: Consists of 717,172 shares held directly, and 67,565 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:49 UTC
Sienko David CVP & General Counsel
Exercise / conversionCommon Stock 66,006 $0.00 $0.00
Disclosure

SEC source: 0001481905-23-000001 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020.

F5 · balance_after: Consists of 747,954 shares held directly, and 67,565 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:43 UTC
Brown Robert DenisVP - Corp. Dev. & Sustain.
Exercise / conversionPerformance rights · Derivative 34,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-23-000001 · primary_doc.xml · derivative · entry 3

Brown Robert Denis · CIK 0001667482 · VP - Corp. Dev. & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284

Underlying: Common Stock · 34,653 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 22, 2020, Mr. Brown was awarded performance rights. The performance rights represented a contingent right to receive between $52,500 and $210,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period of January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $210,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $105,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e., $52,500 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Brown assumed a target payout (i.e., $105,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03), and therefore reported an award of 34,653 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Brown's award value was $210,000, and therefore he received 69,306 shares in settlement of the award (with the shares valued at the $3.03 closing price on June 22, 2020).

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:43 UTC
Brown Robert DenisVP - Corp. Dev. & Sustain.
Tax withholdingCommon Stock 37,079 $4.98 $184,653.42
Disclosure

SEC source: 0001667482-23-000001 · primary_doc.xml · nonDerivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corp. Dev. & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,645

F6 · shares: Shares withheld for tax liability on 69,306 performance rights that vested.

F7 · balance_after: Consists of 323,134 shares held directly, and 69,511 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:43 UTC
Brown Robert DenisVP - Corp. Dev. & Sustain.
Exercise / conversionCommon Stock 69,306 $0.00 $0.00
Disclosure

SEC source: 0001667482-23-000001 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corp. Dev. & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020.

F5 · balance_after: Consists of 360,213 shares held directly, and 69,511 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC
Roberts Lauren MSr. VP - COO
Exercise / conversionPerformance rights · Derivative 49,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,182

Underlying: Common Stock · 49,505 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 22, 2020, Mr. Roberts was awarded performance rights. The performance rights represented a contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $300,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $150,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% of target (i.e., $75,000 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Roberts assumed a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.03), and therefore reported an award of 49,505 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Robert's award value was $300,000, and he therefore received 99,010 shares in settlement of the award (with the shares valued at the $3.03 closing price on June 22, 2020).

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC
Roberts Lauren MSr. VP - COO
Tax withholdingCommon Stock 28,798 $4.98 $143,414.04
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,164

F6 · shares: Shares withheld for tax liability on the 99,010 performance rights that vested.

F7 · balance_after: Consists of 317,717 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 111,328 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:11 UTC
Roberts Lauren MSr. VP - COO
Exercise / conversionCommon Stock 99,010 $0.00 $0.00
Disclosure

SEC source: 0001784406-23-000001 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020.

F5 · balance_after: Consists of 346,515 shares held directly, 339,119 shares held in the Key Employee Deferred Compensation Plan, and 111,328 unvested restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:14 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Exercise / conversionPerformance rights · Derivative 132,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-23-000001 · primary_doc.xml · derivative · entry 3

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,178

Underlying: Common Stock · 132,013 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 22, 2020, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $200,000 and $800,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2020 through December 31, 2022, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e., $800,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e., $400,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e., $200,000 worth of common stock).

F2 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e., $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award $3.03), and therefore reported an award of 132,013 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was $800,000, and he therefore received 264,026 shares in settlement of the award (with the shares valued at the $4.03 closing price on June 22, 2020).

F3 · balance_after: Consists of outstanding performance rights.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:14 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Exercise / conversionCommon Stock 264,026 $0.00 $0.00
Disclosure

SEC source: 0001166074-23-000001 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2020.

F5 · balance_after: Consists of 3,022,163 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 233,032 unvested restricted stock units.

Read SEC document
June 28, 2022 Filed Jun 28, 2022 21:41 UTC
Boggs Catherine JDirector · Chairwoman of the Board
GrantCommon Stock 14,747 $6.36 $93,755.53
Disclosure

SEC source: 0001693472-22-000001 · primary_doc.xml · nonDerivative · entry 2

Boggs Catherine J · CIK 0001693472 · Director · Chairwoman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,425

F4 · shares: Ms. Boggs elected to receive 75% of her award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (4,915 shares) to the trust.

F5 · price: See footnote 2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.