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HECLA MINING CO/DE/

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3417
SEC CIK
0000719413
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284

Last 12 months

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0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2017 Filed Jun 9, 2017 19:08 UTC
Sienko David CVP & General Counsel
OtherCommon Stock 2,246 $5.98 $13,431.08
Disclosure

SEC source: 0001481905-17-000002 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,246

F5 · shares: Held as 189.654 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 2,246 shares.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantPhantom Units · Derivative 8,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-17-000002 · primary_doc.xml · derivative · entry 4

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,609

Underlying: Common Stock · 8,775 shares

Expires not disclosed

F7 · shares: These Phantom Units have been credited to Mr. Baker's company stock account under the Key Employee Deferred Compensation Plan as a result of a company matching contribution under the Key Employee Deferred Compensation Plan, with each unit representing the right to receive one share of company common stock upon retirement or other distribution event.

F8 · derivative.exercise_date: The Phantom Units do not have an exercisable date and/or expiration date because they are deferred until a distribution event under the Key Employee Deferred Compensation Plan.

F8 · derivative.expiration_date: The Phantom Units do not have an exercisable date and/or expiration date because they are deferred until a distribution event under the Key Employee Deferred Compensation Plan.

F9 · balance_after: Total number of deferred shares held by Mr. Baker under the Key Employee Deferred Compensation Plan.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantPerformance Rights · Derivative 102,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-17-000002 · primary_doc.xml · derivative · entry 3

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,769

Underlying: Common Stock · 102,215 shares

Expires 2020-01-01

F4 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $300,000 and $1,200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,120,000 in stock); 60th percentile rank among peers = target award at grant value ($600,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($300,000) in stock.

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $600,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Represents all similar performance rights held by Mr. Baker.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 85,179 $5.87 $500,000.73
Disclosure

SEC source: 0001166074-17-000002 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,932

F1 · shares: Award of restricted stock units that vest as follows: 28,393 shares on June 21, 2018; 28,393 shares on June 21, 2019; and 28,393 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:13 UTC
McDonald Dean WASr. VP - Exploration
GrantPerformance Rights · Derivative 13,629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001374913-17-000002 · primary_doc.xml · derivative · entry 2

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,629

Underlying: Common Stock · 13,629 shares

Expires 2020-01-01

F3 · shares: Dr. McDonald was awarded performance rights representing the contingent right to receive between $40,000 and $160,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Dr. McDonald under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($160,000 in stock); 60th percentile rank among peers = target award at grant value ($80,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($40,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $80,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Dr. McDonald will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:13 UTC
McDonald Dean WASr. VP - Exploration
GrantCommon Stock 51,107 $5.87 $299,998.09
Disclosure

SEC source: 0001374913-17-000002 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,558

F1 · shares: Award of restricted stock units that vest as follows: 22,728 shares on June 21, 2018; 22,727 shares on June 21, 2019; and 22,727 shares on June 21, 2020

F2 · balance_after: Total number of unvested restricted stock units held by Dr. McDonald.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:56 UTC
HALL LINDSAY ASr. VP & CFO
GrantPerformance Rights · Derivative 20,443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001329292-17-000002 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,443

Underlying: Common Stock · 20,443 shares

Expires 2020-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $60,000 and $240,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($240,000 in stock); 60th percentile rank among peers = target award at grant value ($120,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($60,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $120,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:56 UTC
HALL LINDSAY ASr. VP & CFO
GrantCommon Stock 58,773 $5.87 $344,997.51
Disclosure

SEC source: 0001329292-17-000002 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,150

F1 · shares: Award of restricted stock units that vest as follows: 19,591 shares on June 21, 2018; 19,591 shares on June 21, 2019; and 19,591 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:44 UTC
Radford Lawrence PSr. VP - Operations
GrantPerformance Rights · Derivative 20,443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001531103-17-000002 · primary_doc.xml · derivative · entry 3

Radford Lawrence P · CIK 0001531103 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,443

Underlying: Common Stock · 20,443 shares

Expires 2020-01-01

F3 · shares: Mr. Radford was awarded performance rights representing the contingent right to receive between $60,000 and $240,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Radford under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($240,000 in stock); 60th percentile rank among peers = target award at grant value ($120,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($60,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $120,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Radford will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:44 UTC
Radford Lawrence PSr. VP - Operations
GrantCommon Stock 58,773 $5.87 $344,997.51
Disclosure

SEC source: 0001531103-17-000002 · primary_doc.xml · nonDerivative · entry 1

Radford Lawrence P · CIK 0001531103 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,550

F1 · shares: Award of restricted stock units that vest as follows: 19,591 shares on June 21, 2018; 19,591 shares on June 21, 2019; and 19,591 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Radford.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:08 UTC
Sienko David CVP & General Counsel
GrantPerformance Rights · Derivative 8,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481905-17-000002 · primary_doc.xml · derivative · entry 3

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,518

Underlying: Common Stock · 8,518 shares

Expires 2020-01-01

F3 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $25,000 and $100,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($100,000 in stock); 60th percentile rank among peers = target award at grant value ($50,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($25,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $50,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Sienko will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:08 UTC
Sienko David CVP & General Counsel
GrantCommon Stock 26,235 $5.87 $153,999.45
Disclosure

SEC source: 0001481905-17-000002 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,867

F1 · shares: Award of restricted stock units that vest as follows: 8,745 shares on June 21, 2018; 8,745 shares on June 21, 2019; and 8,745 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Sienko.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:21 UTC
Brown Robert DenisVP - Corp. Development
GrantPerformance Rights · Derivative 8,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-17-000002 · primary_doc.xml · derivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,518

Underlying: Common Stock · 8,518 shares

Expires 2020-01-01

F3 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $25,000 and $100,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($100,000 in stock); 60th percentile rank among peers = target award at grant value ($50,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($25,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $50,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Mr. Brown will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 19:21 UTC
Brown Robert DenisVP - Corp. Development
GrantCommon Stock 34,072 $5.87 $200,002.64
Disclosure

SEC source: 0001667482-17-000002 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,527

F1 · shares: Award of restricted stock units that vest as follows: 11,358 shares on June 21, 2018; 11,357 shares on June 21, 2019; and 11,357 shares on June 21, 2020.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Brown.

Read SEC document
April 13, 2017 Filed Apr 13, 2017 21:28 UTC SaleCommon Stock 30,000 $6.09 $182,700.00
Disclosure

SEC source: 0001008551-17-000001 · primary_doc.xml · nonDerivative · entry 1

TAYLOR ANTHONY P · CIK 0001008551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:35 UTC
HALL LINDSAY ASr. VP & CFO
GrantCommon Stock 12,331 $0.00 $0.00
Disclosure

SEC source: 0001329292-17-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,708

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

F2 · balance_after: Consists of 12,331 shares held directly, and 55,377 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:22 UTC
McDonald Dean WASr. VP - Exploration
Tax withholdingCommon Stock 15,923 $0.00 $0.00
Disclosure

SEC source: 0001374913-17-000001 · primary_doc.xml · nonDerivative · entry 2

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,411

F2 · shares: Shares withheld by the Company to satisfy Mr. McDonald's tax liability.

F3 · balance_after: Consists of 312,960 shares held directly, and 180,451 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:22 UTC
McDonald Dean WASr. VP - Exploration
GrantCommon Stock 33,381 $0.00 $0.00
Disclosure

SEC source: 0001374913-17-000001 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,334

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:15 UTC
Radford Lawrence PSr. VP - Operations
OtherCommon Stock 15,196 $5.06 $76,891.76
Disclosure

SEC source: 0001531103-17-000001 · primary_doc.xml · nonDerivative · entry 3

Radford Lawrence P · CIK 0001531103 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 15,196

F3 · shares: Held as 1,255.800 units in Mr. Radford's 401(k) account under Hecla Mining Company's Capital Accumulation Olan, and estimated to be 15,196 shares.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:15 UTC
Radford Lawrence PSr. VP - Operations
Tax withholdingCommon Stock 18,478 $0.00 $0.00
Disclosure

SEC source: 0001531103-17-000001 · primary_doc.xml · nonDerivative · entry 2

Radford Lawrence P · CIK 0001531103 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,761

F2 · shares: Shares withheld by the Company to satisfy Mr. Radford's tax liability.

F4 · balance_after: Consists of 385,984 shares held directly, and 203,777 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:15 UTC
Radford Lawrence PSr. VP - Operations
GrantCommon Stock 52,251 $0.00 $0.00
Disclosure

SEC source: 0001531103-17-000001 · primary_doc.xml · nonDerivative · entry 1

Radford Lawrence P · CIK 0001531103 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,239

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:01 UTC
Sienko David CVP - General Counsel
OtherCommon Stock 1,471 $5.06 $7,443.26
Disclosure

SEC source: 0001481905-17-000001 · primary_doc.xml · nonDerivative · entry 3

Sienko David C · CIK 0001481905 · VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,471

F4 · shares: Held as 121.594 units in Mr.Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 1,471 shares.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:01 UTC
Sienko David CVP - General Counsel
Tax withholdingCommon Stock 10,132 $0.00 $0.00
Disclosure

SEC source: 0001481905-17-000001 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,140

F2 · shares: Shares withheld by the Company to satisfy Mr. Sienko's tax liability.

F3 · balance_after: Consists of 268,508 shares held directly, and 92,632 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:01 UTC
Sienko David CVP - General Counsel
GrantCommon Stock 27,374 $0.00 $0.00
Disclosure

SEC source: 0001481905-17-000001 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,272

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 19:51 UTC
Brown Robert DenisVP - Corporate Develop.
GrantCommon Stock 14,141 $0.00 $0.00
Disclosure

SEC source: 0001667482-17-000001 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corporate Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,170

F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

F2 · balance_after: Consists of 33,715 shares held directly, and 45,455 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 19:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Exercise / conversionPerformance Rights · Derivative 151,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-17-000001 · primary_doc.xml · derivative · entry 4

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,554

Underlying: Common Stock · 151,515 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On June 25, 2014, Mr. Baker was awarded performance rights. The performance rights represented a contingent right to receive between $250,000 and $1 million worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period relative to our peers using the average stock price of Hecla and our peers over the last 60 calendar days of 2013 compared to the average stock price of Hecla and our peers over the last 60 calendar days of 2016. The potential grant of shares to Mr. Baker under this plan were as follows: (1) 100th percentile rank among peers = maximum payout at 200% of target (i.e. $1 million worth of common stock); (2) 60th percentile rank among peers = target payout at grant value (i.e. $500,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e. $250,000 worth of common stock).

F5 · shares: In reporting the number of performance rights at the time of the award, Mr. Baker assumed a target payout (i.e. $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.30), and therefore reported an award of 151,515 rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Baker's award value was $911,250, and he therefore received 276,136 shares in settlement of award (with the shares valued at the $3.30 closing price on June 25, 2014).

F6 · balance_after: Consists of 318,554 outstanding performance rights.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 19:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
OtherCommon Stock 16,998 $5.06 $86,009.88
Disclosure

SEC source: 0001166074-17-000001 · primary_doc.xml · nonDerivative · entry 3

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 16,998

F7 · shares: Held as 1,404.702 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 16,998 shares.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 19:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 108,789 $0.00 $0.00
Disclosure

SEC source: 0001166074-17-000001 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044,183

F2 · shares: 25% of the 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.

F3 · balance_after: Consists of 1,469,596 shares held directly, 1,273,834 shares held in the Key Employee Deferred Compensation Plan, and 300,753 unvested restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 19:41 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Exercise / conversionCommon Stock 276,136 $0.00 $0.00
Disclosure

SEC source: 0001166074-17-000001 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: See footnotes 4 and 5. Shares received upon settlement of performance rights awarded in June 2014.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 22:22 UTC
McDonald Dean WASr. VP - Exploration
SaleCommon Stock 100,000 $6.28 $627,500.00
Disclosure

SEC source: 0001374913-16-000009 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,502

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.