Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HECLA MINING CO/DE/HL · Entity 3417 | Sr. VP - Exploration | June 21, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HECLA MINING CO/DE/
Report date June 21, 2019 · Filed June 27, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 603,720 |
Reported balance
After 2019-06-21 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-06-21 · Tax withholding · Disposed 30,639 · Balance 603,720 F1: The amount of shares reported as withheld to cover taxes on the original Form 4 filing was incorrect. The total amount withheld was 30,639 shares. F2: The Securities Acquired (A) or Disposed of (D) under Column 4 of the previously filed Form 4 was reported as shares Acquired (A). This was incorrect, and should have been marked as Disposed of (D). F3: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of securities beneficially owned following the reported transaction is 603,720. |
| Performance RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-01-01 | Direct | 888,475 |
Reported balance
After 2019-06-21 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-06-21 · Grant · Acquired 67,935 · Balance 888,475 F4: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of total shares owned by Mr. McDonald are as follows: 630,720 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount of shares reported as withheld to cover taxes on the original Form 4 filing was incorrect. The total amount withheld was 30,639 shares.
F2: The Securities Acquired (A) or Disposed of (D) under Column 4 of the previously filed Form 4 was reported as shares Acquired (A). This was incorrect, and should have been marked as Disposed of (D).
F3: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of securities beneficially owned following the reported transaction is 603,720.
F4: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of total shares owned by Mr. McDonald are as follows: 630,720 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2019 Filed Jun 26, 2019 01:07 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 67,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001667482-19-000004 · primary_doc.xml · derivative · entry 3 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,282 Underlying: Common Stock · 67,935 shares Expires 2022-01-01 F4 · shares: Mr. McDonald was awarded performance rights representing the contingent right to receive between $62,500 and $250,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 1019 to December 21, 2021) relative to our peers. Examples of the potential grant of shares to Mr. McDonald under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($250,000 in stock); 60th percentile rank among peers = target award at grant value ($125,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($62,500 in stock). F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $125,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). the actual number of shares received (if any) by Mr. McDonald will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F6 · balance_after: Total consists of 601,527 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 01:07 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 108,696 | $1.84 | $200,000.64 |
DisclosureSEC source: 0001667482-19-000004 · primary_doc.xml · nonDerivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,248 F2 · shares: Award of restricted stock units that vest as follows: 36,232 shares on June 21, 2020; 36,232 shares on June 21, 2021; and 36,232 shares on June 21, 2022. F3 · balance_after: Total number of unvested restricted stock units held by Mr. McDonald Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 01:07 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 32,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001667482-19-000004 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,527 F1 · shares: Mr. McDonald was awarded (I) 68,182 restricted stock units on June 7, 2016, (ii) 51,107 restricted stock units on June 7, 2017, and (iii) 65,274 restricted stock units on June 29, 2018. The restrictions lapsed on 1/3 of those vesting units (61,521 shares). Mr. McDonald elected to have Hecla Mining Company withhold 32,832 shares to cover his tax liability. Read SEC document |
| June 21, 2019 Filed Jun 27, 2019 23:06 UTC Amendment | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 67,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001374913-19-000003 · primary_doc.xml · derivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,475 Underlying: Common Stock · 67,935 shares Expires 2022-01-01 F4 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of total shares owned by Mr. McDonald are as follows: 630,720 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares. Read SEC document |
| June 21, 2019 Filed Jun 27, 2019 23:06 UTC Amendment | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 30,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-19-000003 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,720 F1 · shares: The amount of shares reported as withheld to cover taxes on the original Form 4 filing was incorrect. The total amount withheld was 30,639 shares. F2 · shares: The Securities Acquired (A) or Disposed of (D) under Column 4 of the previously filed Form 4 was reported as shares Acquired (A). This was incorrect, and should have been marked as Disposed of (D). F3 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of securities beneficially owned following the reported transaction is 603,720. Read SEC document |
| April 17, 2019 Filed Apr 17, 2019 20:59 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 74,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-19-000002 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,456 F1 · shares: Shares withheld by the Company to satisfy Mr. McDonald's tax liability for his 2016-2018 Long-term Incentive Plan award, which was paid in Hecla Mining Company common stock. See Form 4 filing of March 13, 2019. F2 · balance_after: Consists of 572,383 shares held directly, and 122,073 unvested restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:42 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 209,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-19-000001 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,318 F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity. F2 · balance_after: Consists of 647,245 shares held directly, and 122,073 unvested restricted stock units. Read SEC document |
| June 28, 2018 Filed Jun 28, 2018 22:40 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 40,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-18-000003 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,644 F1 · shares: Dr. McDonald was awarded: (i) 122,950 restricted stock units on July 1, 2015; (ii) 68,182 restricted stock units on June 7, 2016; and (iii) 51,107 restricted stock units on June 7, 2017. The restrictions lapsed on 1/3 of these vesting units (80,745 shares). Dr. McDonald elected to have Hecla Mining Company withhold 40,211 shares to cover his tax liability. F2 · balance_after: Total consists of 437,571 shares held directly and 122,073 unvested restricted stock units. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:54 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 33,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001374913-18-000002 · primary_doc.xml · derivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. Vice Pres. - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,572 Underlying: Common Stock · 33,943 shares Expires 2021-01-01 F3 · shares: Mr. McDonald was awarded performance rights representing the contingent right to receive $65,000 and $260,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2018 to December 31, 2020) relative to our peers. Examples of the potential grant of shares to Mr. McDonald under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($260,000 in stock); 60th percentile rank among peers = target award at grant value ($130,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($65,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $130,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($3.83). The actual number of shares received (if any) by Mr. McDonald will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F5 · balance_after: Total number of performance units held by Mr. McDonald. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:54 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 65,274 | $3.83 | $249,999.42 |
DisclosureSEC source: 0001374913-18-000002 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. Vice Pres. - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,818 F1 · shares: Award of restricted stock units that vest as follows: 21,758 shares on June 21, 2019; 21,758 shares on June 21, 2020; and 21,758 shares on June 21, 2021. F2 · balance_after: Total number of unvested restricted stock units held by Mr. McDonald. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:16 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 34,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-18-000001 · primary_doc.xml · nonDerivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,581 F2 · shares: Shares withheld by the Company to satisfy Mr. McDonald's tax liability. F3 · balance_after: Consists of 397,037 shares held directly, and 137,544 unvested restricted stock units. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:16 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 69,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-18-000001 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,216 F1 · shares: 50% of 2015-2017 Long-term Incentive Plan award was paid in equity. Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 20:52 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon stock | 44,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-17-000003 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,668 F1 · shares: Dr. McDonald was awarded: (i) 122,950 restricted stock units on July 1, 2015; (ii) 68,182 restricted stock units on June 7, 2016; and (ii) 90,909 restricted stock units on June 25, 2014. The restrictions lapsed on 1/3 of these vesting units (94,014 shares). Dr. McDonald elected to have Hecla Mining Company withhold 44,850 shares to cover his tax liability. F2 · balance_after: Total consists of 362,124 shares held directly and 137,544 unvested restricted stock units. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:13 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantPerformance Rights · Derivative | 13,629 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001374913-17-000002 · primary_doc.xml · derivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,629 Underlying: Common Stock · 13,629 shares Expires 2020-01-01 F3 · shares: Dr. McDonald was awarded performance rights representing the contingent right to receive between $40,000 and $160,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2017 to December 31, 2019) relative to our peers. Examples of the potential grant of shares to Dr. McDonald under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($160,000 in stock); 60th percentile rank among peers = target award at grant value ($80,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($40,000 in stock). F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $80,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($5.87). The actual number of shares received (if any) by Dr. McDonald will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:13 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 51,107 | $5.87 | $299,998.09 |
DisclosureSEC source: 0001374913-17-000002 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,558 F1 · shares: Award of restricted stock units that vest as follows: 22,728 shares on June 21, 2018; 22,727 shares on June 21, 2019; and 22,727 shares on June 21, 2020 F2 · balance_after: Total number of unvested restricted stock units held by Dr. McDonald. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:22 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | Tax withholdingCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-17-000001 · primary_doc.xml · nonDerivative · entry 2 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,411 F2 · shares: Shares withheld by the Company to satisfy Mr. McDonald's tax liability. F3 · balance_after: Consists of 312,960 shares held directly, and 180,451 unvested restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:22 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | GrantCommon Stock | 33,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001374913-17-000001 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,334 F1 · shares: 25% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 22:22 UTC | HECLA MINING CO/DE/ HL · Entity 3417 | SaleCommon Stock | 100,000 | $6.28 | $627,500.00 |
DisclosureSEC source: 0001374913-16-000009 · primary_doc.xml · nonDerivative · entry 1 McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,502 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.