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HECLA MINING CO/DE/

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3417
SEC CIK
0000719413
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284

Last 12 months

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0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202604
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2019 Filed Jun 25, 2019 22:54 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000006 · primary_doc.xml · nonDerivative · entry 1

Johnson George R · CIK 0001668618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 92,200

F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:33 UTC OtherCommn Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000002 · primary_doc.xml · nonDerivative · entry 1

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 106,188

F1 · shares: Allocation of shares in trust to the account of George R. Nethercutt, Jr. in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:58 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000007 · primary_doc.xml · nonDerivative · entry 1

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 92,200

F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:49 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000005 · primary_doc.xml · nonDerivative · entry 1

Boggs Catherine J · CIK 0001693472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 59,207

F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:37 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000003 · primary_doc.xml · nonDerivative · entry 1

Rogers Terry V · CIK 0001398220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 133,586

F1 · shares: Allocation of shares in trust to the account of Terry V. Rogers in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:45 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000004 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 133,586

F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:26 UTC OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001191291-19-000001 · primary_doc.xml · nonDerivative · entry 1

CRUMLEY THEODORE · CIK 0001191291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (1)

Disclosed balance after: 164,539

F1 · shares: Allocation of shares in trust to the account of Ted Crumley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

Read SEC document
June 25, 2019 Filed Jun 26, 2019 15:37 UTC Amendment OtherCommon Stock 36,117 $3.32 $119,998.73
Disclosure

SEC source: 0001693472-19-000002 · primary_doc.xml · nonDerivative · entry 1

Boggs Catherine J · CIK 0001693472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 84,667

F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2018).

F3 · balance_after: This Form 4/A is being filed to correct the Amount of Securities Beneficially Owned Following Reported Transaction(s). The correct amount of shares held in trust by Ms. Boggs is 84,667.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:24 UTC
HALL LINDSAY ASr. VP & CFO
GrantPerformance Rights · Derivative 81,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000005 · primary_doc.xml · derivative · entry 2

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,625

Underlying: Common Stock · 81,522 shares

Expires 2022-01-01

F3 · shares: Mr. Hall was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Hall under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Hall will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of what period.

F5 · balance_after: Total consists of 435,485 shares held directly, 145,046 performance-based shares, and 194,094 unvested restricted stock units.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:24 UTC
HALL LINDSAY ASr. VP & CFO
GrantCommon Stock 122,283 $1.84 $225,000.72
Disclosure

SEC source: 0001667482-19-000005 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,094

F1 · shares: Award of restricted stock units that vest as follows: 40,761 shares on June 21, 2020; 40,761 shares on June 21, 2021; and 40,761 shares on June 21, 2022.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Hall.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:07 UTC
McDonald Dean WASr. VP - Exploration
GrantPerformance Rights · Derivative 67,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000004 · primary_doc.xml · derivative · entry 3

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,282

Underlying: Common Stock · 67,935 shares

Expires 2022-01-01

F4 · shares: Mr. McDonald was awarded performance rights representing the contingent right to receive between $62,500 and $250,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 1019 to December 21, 2021) relative to our peers. Examples of the potential grant of shares to Mr. McDonald under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($250,000 in stock); 60th percentile rank among peers = target award at grant value ($125,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($62,500 in stock).

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $125,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). the actual number of shares received (if any) by Mr. McDonald will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Total consists of 601,527 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:07 UTC
McDonald Dean WASr. VP - Exploration
GrantCommon Stock 108,696 $1.84 $200,000.64
Disclosure

SEC source: 0001667482-19-000004 · primary_doc.xml · nonDerivative · entry 2

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,248

F2 · shares: Award of restricted stock units that vest as follows: 36,232 shares on June 21, 2020; 36,232 shares on June 21, 2021; and 36,232 shares on June 21, 2022.

F3 · balance_after: Total number of unvested restricted stock units held by Mr. McDonald

Read SEC document
June 21, 2019 Filed Jun 26, 2019 01:07 UTC
McDonald Dean WASr. VP - Exploration
Tax withholdingCommon Stock 32,832 $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000004 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,527

F1 · shares: Mr. McDonald was awarded (I) 68,182 restricted stock units on June 7, 2016, (ii) 51,107 restricted stock units on June 7, 2017, and (iii) 65,274 restricted stock units on June 29, 2018. The restrictions lapsed on 1/3 of those vesting units (61,521 shares). Mr. McDonald elected to have Hecla Mining Company withhold 32,832 shares to cover his tax liability.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:50 UTC
Brown Robert DenisVP - Corporate Development
GrantPerformance Rights · Derivative 62,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000003 · primary_doc.xml · derivative · entry 3

Brown Robert Denis · CIK 0001667482 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,207

Underlying: Common Stock · 62,500 shares

Expires 2022-01-01

F4 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $57,500 and $230,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($230,000 in stock); 60th percentile rank among peers = target award at grant value ($115,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($57,500 in stock)..

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $115,000 wroth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Brown will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Total consists of 242,555 shares held directly, 104,961 performance-based shares, and 127,691 unvested restricted stock units.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:50 UTC
Brown Robert DenisVP - Corporate Development
GrantCommon Stock 81,522 $1.84 $150,000.48
Disclosure

SEC source: 0001667482-19-000003 · primary_doc.xml · nonDerivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,691

F2 · shares: Award of restricted stock units that vest as follows: 27,174 shares on June 21, 2020; 27,174 shares on June 21, 2021; and 27,174 shares on June 21, 2022.

F3 · balance_after: Total number of unvested restricted stock units held by Mr. Brown.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:50 UTC
Brown Robert DenisVP - Corporate Development
Tax withholdingCommon Stock 23,437 $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000003 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,555

F1 · shares: Mr. Brown was awarded (i) 45,455 restricted stock units on June 7, 2016, (ii) 34,072 restricted stock units on June 7, 2017, and (iii) 52,219 restricted stock units on June 19, 2018. The restrictions lapsed on 1/3 of those vesting units (43,916 shares). Mr. Brown elected to have Hecla Mining Company withhold 23,437 shares to cover his tax liability.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:33 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantPerformance Rights · Derivative 271,739 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-19-000002 · primary_doc.xml · derivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160,376

Underlying: Common Stock · 271,739 shares

Expires 2022-01-01

F3 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($1,000,000 in stock); 60th percentile rank among peers = target award at grant value ($500,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($250,000 in stock).

F4 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $500,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Baker will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F5 · balance_after: Total consists of 2,500,984 shares held directly, 332,816 unvested restricted stock units, 530,612 performance-based shares, and 1,795,964 deferred shares under the Key Employee Deferred Compensation Plan.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:33 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 217,391 $1.84 $399,999.44
Disclosure

SEC source: 0001166074-19-000002 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,816

F1 · shares: Award of restricted stock units that vest as follows: 72,463 shares on June 21, 2020; 72,464 shares on June 21, 2021; and 72,464 shares on June 21, 2022.

F2 · balance_after: Total number of unvested restricted stock units held by Mr. Baker.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:11 UTC
Radford Lawrence PSr. VP & COO
GrantPerformance Rights · Derivative 81,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001531103-19-000003 · primary_doc.xml · derivative · entry 3

Radford Lawrence P · CIK 0001531103 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,249

Underlying: Common Stock · 81,522 shares

Expires 2022-01-01

F4 · shares: Mr. Radford was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Radford under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Radford will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Total consists of 868,753 shares held directly, 220,202 unvested restricted stock units, and 180,294 performance-based shares.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:11 UTC
Radford Lawrence PSr. VP & COO
GrantCommon Stock 122,283 $1.84 $225,000.72
Disclosure

SEC source: 0001531103-19-000003 · primary_doc.xml · nonDerivative · entry 2

Radford Lawrence P · CIK 0001531103 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,202

F2 · shares: Award of restricted stock units that vest as follows: 40,761 shares on June 21, 2020; 40,761 shares on June 21, 2021; and 40,761 shares on June 21, 2022.

F3 · balance_after: Total number of unvested restricted stock units held by Mr. Radford.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:11 UTC
Radford Lawrence PSr. VP & COO
Tax withholdingCommon Stock 29,758 $0.00 $0.00
Disclosure

SEC source: 0001531103-19-000003 · primary_doc.xml · nonDerivative · entry 1

Radford Lawrence P · CIK 0001531103 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,753

F1 · shares: Mr. Radford was awarded (i) 78,409 restricted stock units on June 7, 2016, (ii) 58,773 restricted stock units on June 7, 2017, and (iii) 117,493 restricted stock units on June 19, 2018. The restrictions lapsed on 1/3 of those vesting units (84,892 shares). Mr. Radford elected to have Hecla Mining Company withhold 29,758 shares to cover his tax liability.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 23:46 UTC
Sienko David CVP & General Counsel
GrantPerformance Rights · Derivative 54,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481905-19-000003 · primary_doc.xml · derivative · entry 3

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,580

Underlying: Common Stock · 54,348 shares

Expires 2022-01-01

F4 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2019 to December 31, 2021) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($200,000 in stock); 60th percentile rank among peers = target award at grant value ($100,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($50,000 in stock).

F5 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $100,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84). The actual number of shares received (if any) by Mr. Sienko will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F6 · balance_after: Total consists of 540,570 shares held directly, 120,729 unvested restricted stock units, and 90,281 performance-based shares.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 23:46 UTC
Sienko David CVP & General Counsel
GrantCommon Stock 81,522 $1.84 $150,000.48
Disclosure

SEC source: 0001481905-19-000003 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,729

F2 · shares: Award of restricted stock units that vest as follows: 27,174 shares on June 21, 2020; 27,174 shares on June 21, 2021; and 27,174 shares on June 21, 2022.

F3 · balance_after: Total number of unvested restricted stock units held by Mr. Sienko.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 23:46 UTC
Sienko David CVP & General Counsel
Tax withholdingCommon Stock 11,148 $0.00 $0.00
Disclosure

SEC source: 0001481905-19-000003 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,570

F1 · shares: Mr. Sienko was awarded (i)35,000 restricted stock units on June 7, 2016, (ii) 26,235 restricted stock units on June 7, 2017, and (iii) 45,692 restricted stock units on June 19, 2018. The restrictions lapsed on 1/3 of those vesting units (35,642 shares). Mr. Sienko elected to have Hecla Mining Company withhold 11,148 shares to cover his tax liability.

Read SEC document
June 21, 2019 Filed Jun 27, 2019 23:06 UTC Amendment
McDonald Dean WASr. VP - Exploration
GrantPerformance Rights · Derivative 67,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001374913-19-000003 · primary_doc.xml · derivative · entry 2

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,475

Underlying: Common Stock · 67,935 shares

Expires 2022-01-01

F4 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of total shares owned by Mr. McDonald are as follows: 630,720 shares held directly, 169,248 unvested restricted stock units, and 115,507 performance-based shares.

Read SEC document
June 21, 2019 Filed Jun 27, 2019 23:06 UTC Amendment
McDonald Dean WASr. VP - Exploration
Tax withholdingCommon Stock 30,639 $0.00 $0.00
Disclosure

SEC source: 0001374913-19-000003 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,720

F1 · shares: The amount of shares reported as withheld to cover taxes on the original Form 4 filing was incorrect. The total amount withheld was 30,639 shares.

F2 · shares: The Securities Acquired (A) or Disposed of (D) under Column 4 of the previously filed Form 4 was reported as shares Acquired (A). This was incorrect, and should have been marked as Disposed of (D).

F3 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of securities beneficially owned following the reported transaction is 603,720.

Read SEC document
June 21, 2019 Filed Jun 27, 2019 22:46 UTC Amendment
Brown Robert DenisVP - Corporate Development
GrantPerformance Rights · Derivative 62,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000006 · primary_doc.xml · derivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,773

Underlying: Common Stock · 62,500 shares

Expires 2022-01-01

F3 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of total shares owned by Mr. Brown are as follows: 244,120 shares held directly, 104,961 performance-based shares, and 127,692 unvested restricted stock units.

Read SEC document
June 21, 2019 Filed Jun 27, 2019 22:46 UTC Amendment
Brown Robert DenisVP - Corporate Development
Tax withholdingCommon Stock 21,871 $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000006 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,120

F1 · shares: The amount of shares reported as withheld to cover taxes on the original Form 4 filing was incorrect. The total amount withheld was 21,871 shares.

F2 · balance_after: The amount of securities beneficially owned and previously reported in the Form 4 was incorrect. The correct amount of securities beneficially owned following the reported transaction is 244,120.

Read SEC document
April 17, 2019 Filed Apr 17, 2019 21:26 UTC
Radford Lawrence PSr. Vice President & COO
OtherCommon Stock 26,855 $0.00 $0.00
Disclosure

SEC source: 0001531103-19-000002 · primary_doc.xml · nonDerivative · entry 2

Radford Lawrence P · CIK 0001531103 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 26,855

F3 · shares: Held as 2,220.118 units in Mr. Radford's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 26,855 shares.

Read SEC document
April 17, 2019 Filed Apr 17, 2019 21:26 UTC
Radford Lawrence PSr. Vice President & COO
Tax withholdingCommon Stock 29,970 $0.00 $0.00
Disclosure

SEC source: 0001531103-19-000002 · primary_doc.xml · nonDerivative · entry 1

Radford Lawrence P · CIK 0001531103 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,430

F1 · shares: Shares withheld by the Company to satisfy Mr. Radford's tax liability for his 2016-2018 Long-term Incentive Plan award, which was paid in Hecla Mining Company common stock. See Form 4 filing of March 13, 2019.

F2 · balance_after: Consists of 813,619 shares held directly, and 182,811 unvested restricted stock units.

Read SEC document
April 17, 2019 Filed Apr 17, 2019 21:17 UTC
Sienko David CVP & General Counsel
OtherCommon Stock 11,944 $0.00 $0.00
Disclosure

SEC source: 0001481905-19-000002 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 11,944

F3 · shares: Held as 987.418 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 11,944 shares.

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April 17, 2019 Filed Apr 17, 2019 21:17 UTC
Sienko David CVP & General Counsel
Tax withholdingCommon Stock 9,080 $0.00 $0.00
Disclosure

SEC source: 0001481905-19-000002 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,925

F1 · shares: Shares withheld by the Company to satisfy Mr. Sienko's tax liability for his 2016-2018 Long-term Incentive Plan award, which was paid in Hecla Mining Company common stock. See Form 4 filing of March 13, 2019.

F2 · balance_after: Consists of 516,076 shares held directly, and 74,849 unvested restricted stock units.

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April 17, 2019 Filed Apr 17, 2019 21:07 UTC
Brown Robert DenisCP - Corporate Development
Tax withholdingCommon Stock 57,605 $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000002 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · CP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,161

F1 · shares: Shares withheld by the Company to satisfy Mr. Brown's tax liability for his 2016-2018 Long-term Incentive Plan award, which was paid in Hecla Mining Company common stock. See Form 4 filing of March 13, 2019.

F2 · balance_after: Consists of 222,076 shares held directly, and 90,085 unvested restricted stock units.

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April 17, 2019 Filed Apr 17, 2019 20:59 UTC
McDonald Dean WASr. VP - Exploration
Tax withholdingCommon Stock 74,407 $0.00 $0.00
Disclosure

SEC source: 0001374913-19-000002 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,456

F1 · shares: Shares withheld by the Company to satisfy Mr. McDonald's tax liability for his 2016-2018 Long-term Incentive Plan award, which was paid in Hecla Mining Company common stock. See Form 4 filing of March 13, 2019.

F2 · balance_after: Consists of 572,383 shares held directly, and 122,073 unvested restricted stock units.

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March 12, 2019 Filed Mar 13, 2019 22:27 UTC
BAKER PHILLIPS S JRDirector · Director, President & CEO
GrantCommon Stock 24,843 $2.38 $59,126.34
Disclosure

SEC source: 0001166074-19-000001 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 24,843

F3 · shares: Held as 2,053.726 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 24,843 shares.

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March 12, 2019 Filed Mar 13, 2019 22:11 UTC
Radford Lawrence PSr. Vice President & COO
OtherCommon Stock 24,142 $2.38 $57,457.96
Disclosure

SEC source: 0001531103-19-000001 · primary_doc.xml · nonDerivative · entry 2

Radford Lawrence P · CIK 0001531103 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 24,142

F3 · shares: Held as 1,995.769 units in Mr. Radford's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 24,142 shares.

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March 12, 2019 Filed Mar 13, 2019 21:59 UTC
Sienko David CVP & General Counsel
OtherCommon Stock 10,253 $2.38 $24,402.14
Disclosure

SEC source: 0001481905-19-000001 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 10,253

F3 · shares: Held as 847.610 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 10,253 shares.

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March 11, 2019 Filed Mar 13, 2019 21:42 UTC
McDonald Dean WASr. VP - Exploration
GrantCommon Stock 209,674 $0.00 $0.00
Disclosure

SEC source: 0001374913-19-000001 · primary_doc.xml · nonDerivative · entry 1

McDonald Dean WA · CIK 0001374913 · Sr. VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,318

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 647,245 shares held directly, and 122,073 unvested restricted stock units.

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March 11, 2019 Filed Mar 13, 2019 22:27 UTC
BAKER PHILLIPS S JRDirector · Director, President & CEO
GrantCommon Stock 663,967 $0.00 $0.00
Disclosure

SEC source: 0001166074-19-000001 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412,373

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 2,429,075 shares held directly, 1,758,085 shares held in the Key Employee Deferred Compensation Plan, and 225,213 unvested restricted stock units.

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March 11, 2019 Filed Mar 13, 2019 22:11 UTC
Radford Lawrence PSr. Vice President & COO
GrantCommon Stock 293,543 $0.00 $0.00
Disclosure

SEC source: 0001531103-19-000001 · primary_doc.xml · nonDerivative · entry 1

Radford Lawrence P · CIK 0001531103 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,400

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 843,589 shares held directly, and 182,811 unvested restricted stock units.

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March 11, 2019 Filed Mar 13, 2019 21:59 UTC
Sienko David CVP & General Counsel
GrantCommon Stock 167,739 $0.00 $0.00
Disclosure

SEC source: 0001481905-19-000001 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,005

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 525,156 shares held directly, and 74,849 unvested restricted stock units.

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March 11, 2019 Filed Mar 13, 2019 21:36 UTC
HALL LINDSAY ASr. Vice President & CFO
GrantCommon Stock 236,442 $0.00 $0.00
Disclosure

SEC source: 0001329292-19-000001 · primary_doc.xml · nonDerivative · entry 1

HALL LINDSAY A · CIK 0001329292 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,296

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 371,326 shares held directly, and 135,970 unvested restricted stock units.

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March 11, 2019 Filed Mar 13, 2019 21:12 UTC
Brown Robert DenisVice President - Corp. Develop
GrantCommon Stock 167,739 $0.00 $0.00
Disclosure

SEC source: 0001667482-19-000001 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · Vice President - Corp. Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,766

F1 · shares: 100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.

F2 · balance_after: Consists of 279,681 shares held directly, and 90,085 unvested restricted stock units.

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July 09, 2018 Filed Jul 10, 2018 22:50 UTC GrantCommon Stock 17,317 $5.20 $89,996.45
Disclosure

SEC source: 0000719413-18-000002 · primary_doc.xml · nonDerivative · entry 2

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,686

F4 · shares: Mr. Nethercutt elected to receive 75% of his award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (5,773 shares) to the trust.

F5 · price: See footnote 2

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July 09, 2018 Filed Jul 10, 2018 22:50 UTC OtherCommon Stock 5,773 $5.20 $30,002.28
Disclosure

SEC source: 0000719413-18-000002 · primary_doc.xml · nonDerivative · entry 1

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 3

Disclosed balance after: 70,071

F1 · shares: Allocation of shares in trust to the account of George R. Nethercutt, Jr. in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

F3 · balance_after: Total amount of shares held in trust on behalf of Mr. Nethercutt in the Hecla Mining Company Stock Plan for Nonemployee Directors.

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July 09, 2018 Filed Jul 10, 2018 22:12 UTC OtherCommon Stock 23,090 $5.20 $119,998.73
Disclosure

SEC source: 0001693472-18-000001 · primary_doc.xml · nonDerivative · entry 1

Boggs Catherine J · CIK 0001693472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 48,550

F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

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July 09, 2018 Filed Jul 10, 2018 22:17 UTC OtherCommon Stock 23,090 $5.20 $119,998.73
Disclosure

SEC source: 0001668618-18-000001 · primary_doc.xml · nonDerivative · entry 1

Johnson George R · CIK 0001668618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 56,083

F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

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July 09, 2018 Filed Jul 10, 2018 22:06 UTC OtherCommon Stock 23,090 $5.20 $119,998.73
Disclosure

SEC source: 0000719413-18-000001 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 97,469

F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

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July 09, 2018 Filed Jul 10, 2018 22:01 UTC OtherCommon Stock 23,090 $5.20 $119,998.73
Disclosure

SEC source: 0001668495-18-000001 · primary_doc.xml · nonDerivative · entry 1

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 56,083

F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

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July 09, 2018 Filed Jul 10, 2018 21:34 UTC OtherCommon Stock 23,090 $5.20 $119,998.73
Disclosure

SEC source: 0001398220-18-000001 · primary_doc.xml · nonDerivative · entry 1

Rogers Terry V · CIK 0001398220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 97,469

F1 · shares: Allocation of shares in trust to the account of Terry V. Rogers in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2017).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.