HIG

SEC source: 0001225208-24-003293 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,972.07

F1 · kind: This transaction involved a gift to a charitable institution.

SEC source: 0001225208-24-003295 · doc4.xml · derivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,731

Underlying: Common Stock · 8,731 shares

Expires 2034-02-27

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.

SEC source: 0001225208-24-003294 · doc4.xml · derivative · entry 2

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,399

Underlying: Common Stock · 11,399 shares

Expires 2034-02-27

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.

SEC source: 0001225208-24-003192 · doc4.xml · nonDerivative · entry 1

Niderno Allison G · CIK 0001968242 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146.016

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2020 Stock Incentive Plan

SEC source: 0001225208-24-002736 · doc4.xml · nonDerivative · entry 2

Niderno Allison G · CIK 0001968242 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213.64

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002734 · doc4.xml · nonDerivative · entry 2

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,152.041

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002732 · doc4.xml · nonDerivative · entry 2

Soni Deepa · CIK 0001877303 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,897.993

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002733 · doc4.xml · nonDerivative · entry 2

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,611.965

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002731 · doc4.xml · nonDerivative · entry 2

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,839.895

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002730 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,940.07

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002729 · doc4.xml · nonDerivative · entry 2

TOOKER ADIN M · CIK 0001953211 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,026.273

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002728 · doc4.xml · nonDerivative · entry 2

Kinney John J. · CIK 0001877486 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,557.976

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002727 · doc4.xml · nonDerivative · entry 4

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,241.059

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002726 · doc4.xml · nonDerivative · entry 2

FISHER MICHAEL R · CIK 0001953261 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,169.031

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002724 · doc4.xml · nonDerivative · entry 2

BUSH STEPHANIE C · CIK 0001953218 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,757.966

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002725 · doc4.xml · nonDerivative · entry 2

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,168.618

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002723 · doc4.xml · nonDerivative · entry 2

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,892.732

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

SEC source: 0001225208-24-002736 · doc4.xml · derivative · entry 6

Niderno Allison G · CIK 0001968242 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922.57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002736 · doc4.xml · derivative · entry 5

Niderno Allison G · CIK 0001968242 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922.57

Underlying: Common Stock · 922.57 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002736 · doc4.xml · nonDerivative · entry 1

Niderno Allison G · CIK 0001968242 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002734 · doc4.xml · derivative · entry 4

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,727.36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002734 · doc4.xml · derivative · entry 3

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,727.36

Underlying: Common Stock · 29,727.36 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002734 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,928.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002732 · doc4.xml · derivative · entry 4

Soni Deepa · CIK 0001877303 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,300.978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002732 · doc4.xml · derivative · entry 3

Soni Deepa · CIK 0001877303 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,300.978

Underlying: Common Stock · 12,300.978 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002732 · doc4.xml · nonDerivative · entry 1

Soni Deepa · CIK 0001877303 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,785.993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002733 · doc4.xml · derivative · entry 4

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,351.138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002733 · doc4.xml · derivative · entry 3

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,351.138

Underlying: Common Stock · 14,351.138 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002733 · doc4.xml · nonDerivative · entry 1

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,262.965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002731 · doc4.xml · derivative · entry 4

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,426.384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002731 · doc4.xml · derivative · entry 3

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,426.384

Underlying: Common Stock · 17,426.384 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002731 · doc4.xml · nonDerivative · entry 1

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360.895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002730 · doc4.xml · derivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,640.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002730 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,640.07

Underlying: Common Stock · 189,640.07 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002730 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,820.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002729 · doc4.xml · derivative · entry 4

TOOKER ADIN M · CIK 0001953211 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,376.216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002729 · doc4.xml · derivative · entry 3

TOOKER ADIN M · CIK 0001953211 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,376.216

Underlying: Common Stock · 15,376.216 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002729 · doc4.xml · nonDerivative · entry 1

TOOKER ADIN M · CIK 0001953211 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,196.273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002728 · doc4.xml · derivative · entry 5

Kinney John J. · CIK 0001877486 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250.818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002728 · doc4.xml · derivative · entry 4

Kinney John J. · CIK 0001877486 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250.818

Underlying: Common Stock · 10,250.818 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002728 · doc4.xml · nonDerivative · entry 1

Kinney John J. · CIK 0001877486 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,359.976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002727 · doc4.xml · derivative · entry 7

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,528 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

SEC source: 0001225208-24-002727 · doc4.xml · derivative · entry 6

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,451.464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002727 · doc4.xml · derivative · entry 5

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,451.464

Underlying: Common Stock · 18,451.464 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002727 · doc4.xml · nonDerivative · entry 3

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,792.059

SEC source: 0001225208-24-002727 · doc4.xml · nonDerivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,320.059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-002727 · doc4.xml · nonDerivative · entry 1

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,792.059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002726 · doc4.xml · derivative · entry 4

FISHER MICHAEL R · CIK 0001953261 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,275.896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002726 · doc4.xml · derivative · entry 3

FISHER MICHAEL R · CIK 0001953261 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,275.896

Underlying: Common Stock · 11,275.896 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-24-002726 · doc4.xml · nonDerivative · entry 1

FISHER MICHAEL R · CIK 0001953261 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,452.031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.