Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2020 Filed Aug 25, 2020 21:05 UTC Amendment |
Linscott BrianChief Operating Officer
|
Tax withholdingCommon Stock | 4,146 | $2.00 | $8,292.00 |
DisclosureSEC source: 0001437749-20-018678 · rdgdoc.xml · nonDerivative · entry 2 Linscott Brian · CIK 0001807291 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,004 F1 · shares: The original Form 4, filed on August 7, 2020, is being amended and restated by this Form 4 amendment solely to correct an error, which failed to report the 4,146 common stock shares withheld to offset the reporting person's tax obligation upon vesting of the Restricted Stock Units("RSU"). Read SEC document |
| July 20, 2020 Filed Aug 25, 2020 21:05 UTC Amendment |
Linscott BrianChief Operating Officer
|
GrantCommon Stock | 14,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018678 · rdgdoc.xml · nonDerivative · entry 1 Linscott Brian · CIK 0001807291 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,150 F1 · kind: The original Form 4, filed on August 7, 2020, is being amended and restated by this Form 4 amendment solely to correct an error, which failed to report the 4,146 common stock shares withheld to offset the reporting person's tax obligation upon vesting of the Restricted Stock Units("RSU"). F2 · shares: Each RSU represents RSUs awarded to the reporting person under the Harte Hanks, Inc. 2013 Equity Incentive Plan. It represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. F3 · shares: These RSUs vested on the date of grant. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC |
Harrison Andrew PPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $2,817.00 |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC |
Harrison Andrew PPresident and COO
|
Tax withholdingCommon Stock | 661 | $3.10 | $2,049.10 |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC |
Harrison Andrew PPresident and COO
|
Exercise / conversionCommon Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:25 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019160 · rdgdoc.xml · derivative · entry 6 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:25 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionCommon Stock | 2,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019160 · rdgdoc.xml · nonDerivative · entry 2 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:43 UTC |
Tobia Alfred Victor Jr.Director
|
PurchaseCommon Stock | 5,615 | $2.60 | $14,599.00 |
DisclosureSEC source: 0001437749-20-013066 · rdgdoc.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,336 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 22:43 UTC |
Tobia Alfred Victor Jr.Director
|
PurchaseCommon Stock | 6,939 | $3.00 | $20,817.00 |
DisclosureSEC source: 0001437749-20-013066 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,721 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00. The reporting person undertakes to provide to Harte Hanks, Inc., any security holder of Harte Hanks, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 22:41 UTC |
GRIFFIN JOHN H JRDirector
|
PurchaseCommon Stock | 8,000 | $2.72 | $21,760.00 |
DisclosureSEC source: 0001437749-20-012492 · rdgdoc.xml · nonDerivative · entry 3 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,262 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.63 to $2.78, inclusive. The reporting person undertakes to provide to Harte Hanks, Inc., any security holder of Harte Hanks, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 22:57 UTC |
BENETT ANDREW BChief Executive Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-012377 · rdgdoc.xml · nonDerivative · entry 1 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 F1 · shares: Grant of restricted stock units. Pursuant to his employment agreement, Mr. Benett was entitled to a grant of the reported restricted stock units on January 2, 2020, subject to the availability of shares under the Harte Hanks, Inc. 2013 Omnibus Incentive Plan (the "Plan"). As a result of the forfeiture of awards by other Plan participants, the Plan had sufficient shares available to issue the shares on June 2, 2020. F2 · shares: Each restricted stock unit represents a contingent right to receive, at vesting, one share of common stock of Harte Hanks, Inc. These restricted stock units (the "RSUs") were issued under the Plan and the corresponding Restricted Stock Unit Award Agreement. The RSUs vest ratably on January 2nd over three years, such that the entire award is fully vested on the third anniversary, subject to Mr. Benett's continued employment. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:41 UTC |
GRIFFIN JOHN H JRDirector
|
PurchaseCommon Stock | 1,000 | $2.50 | $2,500.00 |
DisclosureSEC source: 0001437749-20-012492 · rdgdoc.xml · nonDerivative · entry 2 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,262 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 9,500 | $2.36 | $22,420.00 |
DisclosureSEC source: 0001437749-20-012293 · rdgdoc.xml · nonDerivative · entry 2 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,500 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 22:41 UTC |
GRIFFIN JOHN H JRDirector
|
PurchaseCommon Stock | 1,000 | $2.30 | $2,300.00 |
DisclosureSEC source: 0001437749-20-012492 · rdgdoc.xml · nonDerivative · entry 1 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,262 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:45 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 6,000 | $2.27 | $13,620.00 |
DisclosureSEC source: 0001437749-20-012293 · rdgdoc.xml · nonDerivative · entry 1 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,000 Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:50 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 4,500 | $2.40 | $10,800.00 |
DisclosureSEC source: 0001437749-20-011648 · rdgdoc.xml · nonDerivative · entry 2 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,000 Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:50 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 27,500 | $2.46 | $67,650.00 |
DisclosureSEC source: 0001437749-20-011648 · rdgdoc.xml · nonDerivative · entry 1 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,500 Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:38 UTC |
BEHRENS EVANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019169 · rdgdoc.xml · derivative · entry 3 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:38 UTC |
BEHRENS EVANDirector
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019169 · rdgdoc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:27 UTC |
KEATING MELVIN LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019164 · rdgdoc.xml · derivative · entry 3 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F2 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:27 UTC |
KEATING MELVIN LDirector
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019164 · rdgdoc.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:22 UTC |
Tobia Alfred Victor Jr.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · derivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:22 UTC |
Tobia Alfred Victor Jr.Director
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019157 · rdgdoc.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:25 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019160 · rdgdoc.xml · derivative · entry 5 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:25 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019160 · rdgdoc.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:20 UTC |
GRIFFIN JOHN H JRDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019155 · rdgdoc.xml · derivative · entry 4 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:20 UTC |
GRIFFIN JOHN H JRDirector
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019155 · rdgdoc.xml · nonDerivative · entry 1 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 20:41 UTC |
OCONNELL MAUREENDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019230 · rdgdoc.xml · derivative · entry 3 OCONNELL MAUREEN · CIK 0001111318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F2 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 20:41 UTC |
OCONNELL MAUREENDirector
|
Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019230 · rdgdoc.xml · nonDerivative · entry 1 OCONNELL MAUREEN · CIK 0001111318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:21 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 10,000 | $2.69 | $26,900.00 |
DisclosureSEC source: 0001580123-20-000002 · wf-form4_158455569221754.xml · nonDerivative · entry 3 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:49 UTC |
KEARNES LAURILEEChief Financial Officer
|
PurchaseCommon Stock | 750 | $2.67 | $2,002.50 |
DisclosureSEC source: 0001751130-20-000005 · wf-form4_158465453390296.xml · nonDerivative · entry 4 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,474 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:49 UTC |
KEARNES LAURILEEChief Financial Officer
|
PurchaseCommon Stock | 250 | $2.61 | $652.50 |
DisclosureSEC source: 0001751130-20-000005 · wf-form4_158465453390296.xml · nonDerivative · entry 3 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,724 Read SEC document |
| March 17, 2020 Filed Aug 8, 2020 01:33 UTC |
Linscott BrianChief Operating Officer
|
PurchaseCommon Stock | 2,000 | $2.65 | $5,300.00 |
DisclosureSEC source: 0001437749-20-017148 · rdgdoc.xml · nonDerivative · entry 1 Linscott Brian · CIK 0001807291 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:21 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 9,065 | $2.70 | $24,475.50 |
DisclosureSEC source: 0001580123-20-000002 · wf-form4_158455569221754.xml · nonDerivative · entry 2 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:21 UTC |
BENETT ANDREW BChief Executive Officer
|
PurchaseCommon Stock | 935 | $2.91 | $2,720.85 |
DisclosureSEC source: 0001580123-20-000002 · wf-form4_158455569221754.xml · nonDerivative · entry 1 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,935 Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 21:09 UTC |
BEHRENS EVANDirector
|
PurchaseCommon Stock | 2,500 | $2.70 | $6,750.00 |
DisclosureSEC source: 0001140361-20-006362 · form4.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,636 F1 · balance_after: The Form 4 previously filed on August 21, 2019 contained an error in the number of securities beneficially owned in this column 5. The 40,636 includes 23,136 RSUs (previously not included on the August 21, 2019 Form 4) as disclosed on the Form 4 filed on March 21, 2019. Read SEC document |
| November 18, 2019 Filed Dec 16, 2019 21:36 UTC |
BENETT ANDREW BChief Executive Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001580123-19-000008 · wf-form4_157653215450999.xml · nonDerivative · entry 1 BENETT ANDREW B · CIK 0001580123 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · shares: Grant of restricted stock units. F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and generally vest ratably over three years, subject to Mr. Benett's continued employment. Read SEC document |
| September 06, 2019 Filed Mar 19, 2020 21:49 UTC |
KEARNES LAURILEEChief Financial Officer
|
GrantCommon Stock | 26,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001751130-20-000005 · wf-form4_158465453390296.xml · nonDerivative · entry 2 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,474 F2 · shares: (2)Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and a corresponding form of award agreement, and generally vest if, following a period of at least one full year from the grant date, the per share closing price of the Issuer's common stock for 30 consecutive days is at least: (i) $6.00 per share for 50% of the restricted stock units and (ii) $8.00 per share for the remaining 50% of the restricted stock units. Read SEC document |
| September 06, 2019 Filed Mar 19, 2020 21:49 UTC |
KEARNES LAURILEEChief Financial Officer
|
GrantCommon Stock | 13,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001751130-20-000005 · wf-form4_158465453390296.xml · nonDerivative · entry 1 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158 F1 · shares: (1)Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and a corresponding form of award agreement, and generally vest ratably over three years, subject to Ms. Kearnes' continued employment. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:57 UTC |
BEHRENS EVANDirector
|
PurchaseCommon Stock | 10,000 | $2.90 | $28,990.00 |
DisclosureSEC source: 0000045919-19-000045 · wf-form4_156659024697297.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC |
Tobia Alfred Victor Jr.Director
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PurchaseCommon Stock, $1.00 par value | 2,862 | $2.94 | $8,414.28 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account of Sidus Investment Management, LLC Disclosed balance after: 15,531 F3 · ownership.nature: Shares of common stock held in an account for which Sidus Management serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC |
Tobia Alfred Victor Jr.Director
|
PurchaseCommon Stock, $1.00 par value | 8,284 | $2.94 | $24,354.96 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 44,969 F2 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC |
Tobia Alfred Victor Jr.Director
|
PurchaseCommon Stock, $1.00 par value | 6,714 | $2.94 | $19,739.16 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 36,447 F1 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:55 UTC |
Tobia Alfred Victor Jr.Director
|
PurchaseCommon Stock, $1.00 par value | 17,142 | $2.94 | $50,397.48 |
DisclosureSEC source: 0000045919-19-000043 · wf-form4_156659011400490.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 93,053 Read SEC document |
| July 30, 2019 Filed Aug 6, 2019 19:38 UTC |
GRIFFIN JOHN H JRDirector
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GrantStock Option (right to buy) · Derivative | 31,906 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001628280-19-010097 · wf-form4_156512027140352.xml · derivative · entry 1 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,906 Underlying: Common Stock · 31,906 shares Expires 2029-07-30 F1 · derivative.exercise_price: The exercise price is equal to the closing share price on the date of grant approval, July 30, 2019. F2 · derivative.exercise_date: All options will vest on July 30, 2020. Read SEC document |
| July 27, 2019 Filed Sep 5, 2019 16:22 UTC |
COPELAND DAVID LDirector
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Exercise / conversionRestricted Stock Units · Derivative | 2,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-011432 · wf-form4_156770051691594.xml · derivative · entry 2 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,557 Underlying: Common Stock · 2,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On July 27, 2018, the reporting person was granted 6,835 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On July 27, 2018, the reporting person was granted 6,835 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2019 Filed Sep 5, 2019 16:22 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionCommon Stock | 2,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-011432 · wf-form4_156770051691594.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · balance_after: The aggregate amount of securities beneficially owned by the Reporting Person was previously overstated by 743 shares as a result of administrative error. The aggregate amount of securities beneficially owned by the Reporting Person shown in column 5 of Table I of this report fixed the error. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:36 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008259 · wf-form4_156140140098385.xml · derivative · entry 2 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062 Underlying: Common Stock · 2,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:36 UTC |
COPELAND DAVID LDirector
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Exercise / conversionCommon Stock | 2,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-008259 · wf-form4_156140140098385.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC |
Harrison Andrew PPresident and COO
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Exercise / conversionRestricted Stock Units · Derivative | 2,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 Underlying: Common Stock · 2,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.