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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,700 $21.54 Strike: $0.00 $36,618.00
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · derivative · entry 8

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionRestricted Stock Units · Derivative 2,260 $21.54 Strike: $0.00 $48,680.40
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · derivative · entry 7

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Underlying: Common Stock · 2,260 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,492 $21.54 Strike: $0.00 $32,137.68
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · derivative · entry 6

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492

Underlying: Common Stock · 1,492 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Tax withholdingCommon Stock 2,282 $21.54 $49,154.28
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · nonDerivative · entry 5

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,120

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionCommon Stock 5,763 $21.54 $124,135.02
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · nonDerivative · entry 4

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5,100 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 663 shares were granted upon vest. A total of 5,763 shares vested on 03/15/2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionCommon Stock 1,700 $21.54 $36,618.00
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · nonDerivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionCommon Stock 2,260 $21.54 $48,680.40
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionCommon Stock 1,492 $21.54 $32,137.68
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:32 UTC PurchaseCommon Stock 3,325 $18.42 $61,258.80
Disclosure

SEC source: 0001046025-20-000056 · wf-form4_158412074838502.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 14,000

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:15 UTC Tax withholdingCommon Stock 550 $21.26 $11,693.00
Disclosure

SEC source: 0001046025-20-000053 · wf-form4_158394329854358.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:14 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 193 $21.26 $4,103.18
Disclosure

SEC source: 0001046025-20-000052 · wf-form4_158394327319556.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,531

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:14 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 236 $21.26 $5,017.36
Disclosure

SEC source: 0001046025-20-000051 · wf-form4_158394325119276.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,619

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:14 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 154 $21.26 $3,274.04
Disclosure

SEC source: 0001046025-20-000050 · wf-form4_158394322893731.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,030

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:13 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 230 $21.26 $4,889.80
Disclosure

SEC source: 0001046025-20-000049 · wf-form4_158394320630759.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:13 UTC
McDonald BryanEVP and COO
Tax withholdingCommon Stock 242 $21.26 $5,144.92
Disclosure

SEC source: 0001046025-20-000048 · wf-form4_158394318121689.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:12 UTC
Deuel Jeffrey JDirector · President & CEO
Tax withholdingCommon Stock 270 $21.26 $5,740.20
Disclosure

SEC source: 0001046025-20-000047 · wf-form4_158394315971516.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,919

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:15 UTC PurchaseCommon Stock 2,000 $23.38 $46,760.00
Disclosure

SEC source: 0001046025-20-000039 · wf-form4_158351492445305.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,997

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:30 UTC
Robison Sabrina CSVP Human Resources Director
GrantRestricted Stock Units · Derivative 1,545 $24.86 Strike: $0.00 $38,408.70
Disclosure

SEC source: 0001046025-20-000034 · wf-form4_158283901606833.xml · derivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

Underlying: Common Stock · 1,545 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:30 UTC
Spurling David AChief Credit Officer
GrantPerformance Share Units · Derivative 1,914 $24.86 Strike: $0.00 $47,582.04
Disclosure

SEC source: 0001046025-20-000033 · wf-form4_158283899485489.xml · derivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 1,914 shares

Expires 2023-03-15

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:30 UTC
Spurling David AChief Credit Officer
GrantRestricted Stock Units · Derivative 1,914 $24.86 Strike: $0.00 $47,582.04
Disclosure

SEC source: 0001046025-20-000033 · wf-form4_158283899485489.xml · derivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 1,914 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:29 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,765 $24.86 Strike: $0.00 $43,877.90
Disclosure

SEC source: 0001046025-20-000031 · wf-form4_158283894033261.xml · derivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Underlying: Common Stock · 1,765 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:29 UTC
Glasby WilliamEVP Chief Techonology Officer
GrantRestricted Stock Units · Derivative 3,017 $24.86 Strike: $0.00 $75,002.62
Disclosure

SEC source: 0001046025-20-000032 · wf-form4_158283897379194.xml · derivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 3,017 shares

Expires 2030-03-15

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one tenth per year over a ten year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:29 UTC
Glasby WilliamEVP Chief Techonology Officer
GrantRestricted Stock Units · Derivative 1,734 $24.86 Strike: $0.00 $43,107.24
Disclosure

SEC source: 0001046025-20-000032 · wf-form4_158283897379194.xml · derivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 1,734 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantPerformance Share Units · Derivative 2,050 $24.86 Strike: $0.00 $50,963.00
Disclosure

SEC source: 0001046025-20-000030 · wf-form4_158283891873319.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2023-03-15

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,050 $24.86 Strike: $0.00 $50,963.00
Disclosure

SEC source: 0001046025-20-000030 · wf-form4_158283891873319.xml · derivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Gahler Steven AEVP Chief Marketing Officer
GrantRestricted Stock Units · Derivative 468 $24.86 Strike: $0.00 $11,634.48
Disclosure

SEC source: 0001046025-20-000029 · wf-form4_158283889886389.xml · derivative · entry 1

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 0 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Hirman Cindy MEVP Director of Retail Banking
GrantPerformance Share Units · Derivative 1,587 $24.86 Strike: $0.00 $39,452.82
Disclosure

SEC source: 0001046025-20-000028 · wf-form4_158283887877577.xml · derivative · entry 3

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,587 shares

Expires 2023-03-15

F3 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Hirman Cindy MEVP Director of Retail Banking
GrantRestricted Stock Units · Derivative 3,017 $24.86 Strike: $0.00 $75,002.62
Disclosure

SEC source: 0001046025-20-000028 · wf-form4_158283887877577.xml · derivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 3,017 shares

Expires 2027-03-15

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 7 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:28 UTC
Hirman Cindy MEVP Director of Retail Banking
GrantRestricted Stock Units · Derivative 1,587 $24.86 Strike: $0.00 $39,452.82
Disclosure

SEC source: 0001046025-20-000028 · wf-form4_158283887877577.xml · derivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,587 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:27 UTC
McDonald BryanEVP and COO
GrantPerformance Share Units · Derivative 2,710 $24.86 Strike: $0.00 $67,370.60
Disclosure

SEC source: 0001046025-20-000027 · wf-form4_158283885431068.xml · derivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

Underlying: Common Stock · 2,710 shares

Expires 2023-03-15

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:27 UTC
McDonald BryanEVP and COO
GrantRestricted Stock Units · Derivative 2,710 $24.86 Strike: $0.00 $67,370.60
Disclosure

SEC source: 0001046025-20-000027 · wf-form4_158283885431068.xml · derivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

Underlying: Common Stock · 2,710 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:27 UTC
Deuel Jeffrey JDirector · President & CEO
GrantPerformance Share Units · Derivative 6,939 $24.86 Strike: $0.00 $172,503.54
Disclosure

SEC source: 0001046025-20-000026 · wf-form4_158283882129712.xml · derivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires 2023-03-15

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:27 UTC
Deuel Jeffrey JDirector · President & CEO
GrantRestricted Stock Units · Derivative 6,939 $24.86 Strike: $0.00 $172,503.54
Disclosure

SEC source: 0001046025-20-000026 · wf-form4_158283882129712.xml · derivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires 2023-03-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 23:29 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock · Derivative 1,587 $14.77 Strike: $14.77 $23,439.99
Disclosure

SEC source: 0001046025-20-000009 · wf-form4_158094535834147.xml · derivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,587 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 23:29 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 1,587 $14.77 $23,439.99
Disclosure

SEC source: 0001046025-20-000009 · wf-form4_158094535834147.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 18:57 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionIncentive Stock Option · Derivative 2,270 $14.77 Strike: $14.77 $33,527.90
Disclosure

SEC source: 0001046025-20-000005 · wf-form4_158023783279568.xml · derivative · entry 2

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Incentive Stock Option · 2,270 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 18:57 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionCommon Stock 2,270 $14.77 $33,527.90
Disclosure

SEC source: 0001046025-20-000005 · wf-form4_158023783279568.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 17:26 UTC Amendment
Spurling David AChief Credit Officer
SaleCommon Stock 8,661 $27.43 $237,553.04
Disclosure

SEC source: 0001046025-19-000180 · wf-form4a_157565314691075.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,299

Read SEC document
December 06, 2019 Filed Dec 9, 2019 17:08 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 2,304 $27.48 $63,307.01
Disclosure

SEC source: 0001046025-19-000182 · wf-form4_157591130086708.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,855

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:18 UTC
Spurling David AChief Credit Officer
SaleCommon Stock 8,661 $27.47 $237,883.03
Disclosure

SEC source: 0001046025-19-000178 · wf-form4_157549432195851.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,299

Read SEC document
November 04, 2019 Filed Nov 6, 2019 18:21 UTC
Hirman Cindy MEVP Director of Retail Banking
GrantRestricted Stock Units · Derivative 2,648 $28.33 Strike: $0.00 $75,017.84
Disclosure

SEC source: 0001046025-19-000176 · wf-form4_157306445113461.xml · derivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 2,648 shares

Expires 2027-12-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 8 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 18:20 UTC
Glasby WilliamEVP Chief Techonology Officer
GrantRestricted Stock Units · Derivative 2,648 $28.33 Strike: $0.00 $75,017.84
Disclosure

SEC source: 0001046025-19-000175 · wf-form4_157306443025782.xml · derivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 2,648 shares

Expires 2029-12-15

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
September 24, 2019 Filed Sep 26, 2019 20:55 UTC
Gahler Steven AEVP Chief Marketing Officer
GrantRestricted Stock Units · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-19-000157 · wf-form4_156953129051040.xml · derivative · entry 1

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933

Underlying: Common Stock · 933 shares

Expires 2022-09-15

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September 16, 2019 Filed Sep 16, 2019 22:10 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-19-000152 · wf-form4_156867179223142.xml · derivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2019 Filed Sep 16, 2019 22:10 UTC
Glasby WilliamEVP Chief Techonology Officer
Tax withholdingCommon Stock 22 $28.00 $616.00
Disclosure

SEC source: 0001046025-19-000152 · wf-form4_156867179223142.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503

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September 16, 2019 Filed Sep 16, 2019 22:10 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001046025-19-000152 · wf-form4_156867179223142.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2019 Filed Sep 11, 2019 17:05 UTC
McDonald BryanEVP and COO
SaleCommon Stock 4,000 $26.67 $106,680.00
Disclosure

SEC source: 0001046025-19-000150 · wf-form4_156822150634527.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,119

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September 10, 2019 Filed Sep 10, 2019 23:20 UTC SaleCommon Stock 2,274 $26.82 $60,980.49
Disclosure

SEC source: 0001046025-19-000148 · wf-form4_156815762323728.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,737

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July 08, 2019 Filed Jul 10, 2019 21:14 UTC
Banner LisaEVP Director Shared Services
OtherCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0001046025-19-000135 · wf-form4_156279328445795.xml · nonDerivative · entry 1

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These restricted stock shares were forfeited upon Ms. Banner's termination of employment from Heritage Bank pursuant to the provisions of the 2014 Omnibus Equity Plan.

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July 01, 2019 Filed Jul 2, 2019 16:58 UTC GrantRestricted Stock Units · Derivative 2,503 $29.97 Strike: $0.00 $75,014.91
Disclosure

SEC source: 0001046025-19-000132 · wf-form4_156208668306645.xml · derivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

Underlying: Common Stock · 2,503 shares

Expires 2020-05-04

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.