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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2021 Filed Jun 24, 2021 16:00 UTC GrantRestricted Stock Units · Derivative 1,713 $24.81 Strike: $0.00 $42,499.53
Disclosure

SEC source: 0001046025-21-000131 · wf-form4_162455038914631.xml · derivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Underlying: Common Stock · 1,713 shares

Expires 2022-05-03

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:59 UTC
CLEES JOHN ADirector
GrantRestricted Stock Units · Derivative 1,713 $24.81 Strike: $0.00 $42,499.53
Disclosure

SEC source: 0001046025-21-000130 · wf-form4_162455036912757.xml · derivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Underlying: Common Stock · 1,713 shares

Expires 2022-05-03

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:25 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,315 $27.27 Strike: $0.00 $35,860.05
Disclosure

SEC source: 0001046025-21-000118 · wf-form4_162386431993244.xml · derivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,576

Underlying: Common Stock · 1,315 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:25 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 291 $27.27 $7,935.57
Disclosure

SEC source: 0001046025-21-000118 · wf-form4_162386431993244.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,795

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:25 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,315 $0.00 $0.00
Disclosure

SEC source: 0001046025-21-000118 · wf-form4_162386431993244.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 22:53 UTC
CLEES JOHN ADirector
SaleCommon Stock 1,050 $28.65 $30,082.50
Disclosure

SEC source: 0001046025-21-000114 · wf-form4_162336560448304.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Read SEC document
June 09, 2021 Filed Jun 10, 2021 18:03 UTC
CLEES JOHN ADirector
SaleCommon Stock 3,256 $28.65 $93,284.40
Disclosure

SEC source: 0001046025-21-000112 · wf-form4_162334818185892.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,203

Read SEC document
June 02, 2021 Filed Dec 3, 2021 00:16 UTC
Hirman Cindy MEVP Chief Banking Officer
GiftCommon Stock 476 $0.00 $0.00
Disclosure

SEC source: 0001046025-21-000169 · wf-form4_163849058380612.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

F1 · shares: Transfer of shares from a UTMA Custodial ownership.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:58 UTC SaleCommon Stock 8,532 $28.18 $240,406.16
Disclosure

SEC source: 0001046025-21-000110 · wf-form4_162077386439703.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,835

Read SEC document
May 10, 2021 Filed May 11, 2021 16:11 UTC SaleCommon Stock 3,667 $29.00 $106,343.00
Disclosure

SEC source: 0001046025-21-000108 · wf-form4_162074949240544.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,367

Read SEC document
May 04, 2021 Filed May 5, 2021 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000106 · wf-form4_162024634666232.xml · derivative · entry 2

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:26 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000106 · wf-form4_162024634666232.xml · nonDerivative · entry 1

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000105 · wf-form4_162024631665332.xml · derivative · entry 2

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:25 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000105 · wf-form4_162024631665332.xml · nonDerivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000104 · wf-form4_162024629981685.xml · derivative · entry 2

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:25 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000104 · wf-form4_162024629981685.xml · nonDerivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000103 · wf-form4_162024627965271.xml · derivative · entry 2

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:24 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000103 · wf-form4_162024627965271.xml · nonDerivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000102 · wf-form4_162024625758157.xml · derivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:24 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000102 · wf-form4_162024625758157.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:24 UTC
Hirman Cindy MEVP Chief Banking Officer
SaleCommon Stock 1,148 $28.63 $32,867.24
Disclosure

SEC source: 0001046025-21-000101 · wf-form4_162024623304042.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,962

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC
CLEES JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000100 · wf-form4_162024621040100.xml · derivative · entry 2

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC
CLEES JOHN ADirector
Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000100 · wf-form4_162024621040100.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000099 · wf-form4_162024619340643.xml · derivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000099 · wf-form4_162024619340643.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC
Watson AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000098 · wf-form4_162024617264698.xml · derivative · entry 2

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:23 UTC
Watson AnnDirector
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001046025-21-000098 · wf-form4_162024617264698.xml · nonDerivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000097 · wf-form4_162024615136881.xml · derivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:22 UTC Tax withholdingCommon Stock 444 $28.42 $12,618.48
Disclosure

SEC source: 0001046025-21-000097 · wf-form4_162024615136881.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,034

Read SEC document
May 04, 2021 Filed May 5, 2021 20:22 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000097 · wf-form4_162024615136881.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,991 $28.42 Strike: $0.00 $56,584.22
Disclosure

SEC source: 0001046025-21-000096 · wf-form4_162024613375546.xml · derivative · entry 2

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:22 UTC Exercise / conversionCommon Stock 1,991 $28.42 $56,584.22
Disclosure

SEC source: 0001046025-21-000096 · wf-form4_162024613375546.xml · nonDerivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:23 UTC
Chalfant TonyEVP Chief Credit Officer
SaleCommon Stock 2,000 $28.52 $57,036.00
Disclosure

SEC source: 0001046025-21-000078 · wf-form4_161979977373137.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,771

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 642 $29.66 Strike: $0.00 $19,041.72
Disclosure

SEC source: 0001046025-21-000063 · wf-form4_161593397631670.xml · derivative · entry 5

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

Underlying: Common Stock · 642 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 638 $2,966.00 Strike: $0.00 $1,892,308.00
Disclosure

SEC source: 0001046025-21-000063 · wf-form4_161593397631670.xml · derivative · entry 4

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 638 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 259 $29.66 $7,681.94
Disclosure

SEC source: 0001046025-21-000063 · wf-form4_161593397631670.xml · nonDerivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,771

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 642 $29.66 $19,041.72
Disclosure

SEC source: 0001046025-21-000063 · wf-form4_161593397631670.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 638 $29.66 $18,923.08
Disclosure

SEC source: 0001046025-21-000063 · wf-form4_161593397631670.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 461 $29.66 Strike: $0.00 $13,673.26
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · derivative · entry 7

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 461 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 515 $29.66 Strike: $0.00 $15,274.90
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · derivative · entry 6

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 515 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 467 $29.66 Strike: $0.00 $13,851.22
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · derivative · entry 5

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467

Underlying: Common Stock · 467 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Tax withholdingCommon Stock 372 $29.66 $11,033.52
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · nonDerivative · entry 4

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,148

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionCommon Stock 461 $29.66 $13,673.26
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · nonDerivative · entry 3

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionCommon Stock 515 $29.66 $15,274.90
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
Robison Sabrina CSVP Chief HR Officer
Exercise / conversionCommon Stock 467 $29.66 $13,851.22
Disclosure

SEC source: 0001046025-21-000065 · wf-form4_161593401437344.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionPerformance Share Units · Derivative 499 $29.66 Strike: $0.00 $14,800.34
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · derivative · entry 9

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 499 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 1563 PSU's granted on 02/18/2018. Total 499 PSU's vested represents percentage of Target Payout.

F3 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

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March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 521 $29.66 Strike: $0.00 $15,452.86
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · derivative · entry 8

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

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March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 904 $29.66 Strike: $0.00 $26,812.64
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Underlying: Common Stock · 904 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 629 $29.66 Strike: $0.00 $18,656.14
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Common Stock · 629 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Tax withholdingCommon Stock 511 $29.66 $15,156.26
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · nonDerivative · entry 5

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,739

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.