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HE

HAWAIIAN ELECTRIC INDUSTRIES INC

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SEC CIK
0000354707
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237

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2020 Filed Mar 5, 2020 22:47 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
SaleCommon Stock 40,000 $46.39 $1,855,760.00
Disclosure

SEC source: 0000354707-20-000047 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard Frederick Wacker Living Trust

Disclosed balance after: 78,841

F1 · price: Average execution price on March 4, 2020.

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March 03, 2020 Filed Mar 4, 2020 23:59 UTC
OSHIMA ALAN M.SR Exec Advisor, Hawn Electric
GiftCommon Stock 20,742 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000046 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · SR Exec Advisor, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alan M. Oshima & Jo Ann R Oshima Trust

Disclosed balance after: 78,057.307

F1 · kind: Transfer of shares to Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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March 03, 2020 Filed Mar 4, 2020 23:59 UTC
OSHIMA ALAN M.SR Exec Advisor, Hawn Electric
GiftCommon Stock 20,742 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000046 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · SR Exec Advisor, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,048

F1 · kind: Transfer of shares to Trust Account.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 21:01 UTC
LAU CONSTANCE HDirector · President & CEO
Tax withholdingCommon Stock 33,294 $50.40 $1,678,017.60
Disclosure

SEC source: 0000354707-20-000040 · edgar.xml · nonDerivative · entry 2

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,565

F2 · price: Closing stock price on February 14, 2020.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 21:01 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 49,895 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000040 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

F1 · shares: Shares awarded under the 2017-2019 Company's Long-Term Incentive Plan for 2017-2019 performance period.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:56 UTC Tax withholdingCommon Stock 7,089 $50.40 $357,285.60
Disclosure

SEC source: 0000354707-20-000039 · edgar.xml · nonDerivative · entry 2

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,539

F2 · price: Closing stock price on February 14, 2020

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:56 UTC GrantCommon Stock 12,564 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000039 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931

F1 · shares: Shares awarded under the 2017-2019 Company's Long-Term Incentive Plan for 2017-2019 performance period.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:53 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
Tax withholdingCommon Stock 14,651 $50.40 $738,410.40
Disclosure

SEC source: 0000354707-20-000037 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,790

F2 · price: Closing stock price on February 14, 2020.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:53 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GrantCommon Stock 21,592 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000037 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,640

F1 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2017-2019 performance period.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:49 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 19,983 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 4

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard Frederick Wacker Living Trust

Disclosed balance after: 118,841

F4 · kind: Transfer of shares to trust account.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:49 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 19,983 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 3

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,801

F4 · kind: Transfer of shares to trust account.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:49 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
Tax withholdingCommon Stock 17,708 $50.40 $892,483.20
Disclosure

SEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 2

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,784

F2 · price: Closing stock price on February 14, 2020.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:49 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 33,348 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,149

F1 · shares: Shares awarded under the 2017-2019 Company's Long-Term Incentive Plan for 2017-2019 performance period.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 14, 2020 Filed Feb 19, 2020 20:45 UTC
Murao Kurt K.EVP GC & Chief Admin Officer
Tax withholdingCommon Stock 2,191 $50.40 $110,426.40
Disclosure

SEC source: 0000354707-20-000033 · edgar.xml · nonDerivative · entry 2

Murao Kurt K. · CIK 0001798186 · EVP GC & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,963.5223

F2 · price: Closing stock price on February 14, 2020.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:45 UTC
Murao Kurt K.EVP GC & Chief Admin Officer
GrantCommon Stock 4,319 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000033 · edgar.xml · nonDerivative · entry 1

Murao Kurt K. · CIK 0001798186 · EVP GC & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664.5223

F1 · shares: Shares awarded under the 2017-2019 Company's Long-Term Incentive Plan for 2017-2019 performance period.

F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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February 14, 2020 Filed Feb 19, 2020 20:39 UTC
Ito Paul KVP Tax, Contr & Treasurer
Tax withholdingCommon Stock 384 $50.40 $19,353.60
Disclosure

SEC source: 0000354707-20-000031 · edgar.xml · nonDerivative · entry 1

Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

F1 · price: Closing stock price on February 14, 2020

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 12, 2020 Filed Feb 14, 2020 23:30 UTC
Zlotnicka Eva T.Director · See Remarks
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001418812-20-000019 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:12 UTC
Murao Kurt K.EVP GC & Chief Admin Officer
GrantCommon Stock 3,290 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000014 · edgar.xml · nonDerivative · entry 1

Murao Kurt K. · CIK 0001798186 · EVP GC & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,004.5223

F1 · shares: Grant of 3,290 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 00:34 UTC GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000018 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,567

F1 · shares: Grant of 5,648 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 00:42 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 2,982 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000021 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,411

F1 · shares: Grant of 2,982 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:17 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 14,804 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000016 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,317

F1 · shares: Grant of 14,804 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:10 UTC
Ito Paul KVP Tax, Contr & Treasurer
GrantCommon Stock 1,857 $0.00 $0.00
Disclosure

SEC source: 0000354707-20-000026 · edgar.xml · nonDerivative · entry 1

Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441

F1 · shares: Grant of 1,857 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 21:52 UTC GrantCommon Stock 764 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000122 · edgar.xml · nonDerivative · entry 1

KANE MICAH A. · CIK 0001549810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,849.4236

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan as amended effective October 31, 2019.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Repurchase Plan.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:24 UTC SaleCommon Stock 2,800 $44.60 $124,880.00
Disclosure

SEC source: 0000354707-19-000105 · edgar.xml · nonDerivative · entry 1

KANE MICAH A. · CIK 0001549810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085.4236

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Repurchase Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 01:25 UTC SaleCommon Stock 2,700 $44.20 $119,340.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 6

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 20,226.946

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 01:25 UTC SaleCommon Stock 1,000 $44.23 $44,225.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 5

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 22,926.946

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 01:25 UTC SaleCommon Stock 1,500 $44.22 $66,330.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 4

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 23,926.946

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 01:25 UTC SaleCommon Stock 500 $44.24 $22,118.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 25,426.946

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 01:25 UTC GiftCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 25,926.946

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 01:25 UTC GiftCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000103 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 15,857.7033

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:09 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000084 · edgar.xml · nonDerivative · entry 3

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James K Scott Trust

Disclosed balance after: 55,964.4939

F2 · kind: Transfer to Individual Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:09 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000084 · edgar.xml · nonDerivative · entry 2

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Individual Trust Account.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:09 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000084 · edgar.xml · nonDerivative · entry 1

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:14 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000085 · edgar.xml · nonDerivative · entry 1

TANIGUCHI BARRY K · CIK 0001313252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,035.9947

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:17 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000086 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 21,557.7033

F2 · kind: Transfer to trust account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:17 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000086 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:17 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000086 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:03 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000082 · edgar.xml · nonDerivative · entry 1

RUSSELL KEITH P · CIK 0001199202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,376

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:06 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000083 · edgar.xml · nonDerivative · entry 3

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 11,570

F2 · kind: Transfer to trust account.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:06 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000083 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:06 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000083 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:58 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000081 · edgar.xml · nonDerivative · entry 3

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 25,659.5881

F2 · kind: Transfer to Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:58 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000081 · edgar.xml · nonDerivative · entry 2

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Trust Account.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:58 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000081 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:49 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000079 · edgar.xml · nonDerivative · entry 1

SCILACCI W JAMES · CIK 0001182928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:55 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000080 · edgar.xml · nonDerivative · entry 3

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Fowler Family Trust

Disclosed balance after: 37,621.0416

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:55 UTC GiftCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000080 · edgar.xml · nonDerivative · entry 2

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469.7798

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:55 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000080 · edgar.xml · nonDerivative · entry 1

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765.7798

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:46 UTC
Powell MaryDirector
GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000078 · edgar.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:39 UTC GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000077 · edgar.xml · nonDerivative · entry 1

Connors Celeste Anne · CIK 0001776571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.