Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alexander & Baldwin, Inc.ALEX · Entity 60571 | Sr. Vice Pres. and Treasurer | January 29, 2018 | January 31, 2018 |
| HAWAIIAN ELECTRIC CO INCNone · Entity 24400 | SVP, CFO & Treasurer | October 01, 2023 | October 02, 2023 |
| HAWAIIAN ELECTRIC INDUSTRIES INCHE · Entity 4541 | EVP & CFO | April 02, 2026 | April 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alexander & Baldwin, Inc.
Report date January 29, 2018 · Filed January 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,693 |
Ending reported balance
After 2018-01-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-29 · Grant · Acquired 2,205 · Balance 75,803 F1: Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a three-year performance period ending on December 31, 2017. Row 2 · 2018-01-29 · Tax withholding · Disposed 1,110 · Balance 74,693 F2: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a three-year performance period ending on December 31, 2017.
F2: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units.
HAWAIIAN ELECTRIC CO INC
Report date October 01, 2023 · Filed October 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cumulative Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
| Cumulative Preferred StockSEC Table I · non-derivative | IndirectN/A | 0 |
Reported balance
Holding disclosure · report date 2023-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
HAWAIIAN ELECTRIC INDUSTRIES INC
Report date April 02, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,646.147 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 22,646.147 |
| Common StockSEC Table I · non-derivative | IndirectN/A | 0 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed Feb 22, 2023 23:36 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 1,535 | $42.30 | $64,930.50 |
DisclosureSEC source: 0000354707-23-000026 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,643 F1 · price: Closing stock price on February 17, 2023. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 11, 2020 (first RSU grants in 2020) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:04 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 1,876 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-23-000021 · edgar.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,914 F4 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2020-2022 performance period. F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 14, 2019 (first RSU grants in 2019) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:04 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-23-000021 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,038 F1 · shares: Grant of 11,200 restricted stock units on February 10, 2023. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over three years. F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 14, 2019 (first RSU grants in 2019) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:40 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 1,860 | $40.63 | $75,571.80 |
DisclosureSEC source: 0000354707-22-000041 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220 F1 · price: Closing stock price on February 18, 2022. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 14, 2019 (first RSU grants in 2019) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 02:11 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 3,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-22-000029 · edgar.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,217 F4 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2019-2021 performance period. F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 02:11 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 2,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-22-000029 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,168 F1 · shares: Grant of 2,277 restricted stock units on February 11, 2022. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over three years. F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:53 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 729 | $35.02 | $25,529.58 |
DisclosureSEC source: 0000354707-21-000031 · edgar.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,229.458 F2 · price: Closing stock price on February 19, 2021 F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:53 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000031 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,958.458 F1 · shares: Shares awarded under the 2018-2020 Company's Long-Term Incentive for 2018-2020 performance period. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:48 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000016 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,269.458 F1 · shares: Grant of 2,653 restricted stock units on February 09, 2021. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years. F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:39 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 384 | $50.40 | $19,353.60 |
DisclosureSEC source: 0000354707-20-000031 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,943 F1 · price: Closing stock price on February 14, 2020 F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:10 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-20-000026 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP Tax, Contr & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441 F1 · shares: Grant of 1,857 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 00:03 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 2,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-19-000038 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP-Taxes,Controller,CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,108 F1 · shares: Grant of restricted stock untis on February 14, 2019. Each restricted stock unit represents contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years. F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 08, 2019 Filed Feb 13, 2019 00:13 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 214 | $37.98 | $8,127.72 |
DisclosureSEC source: 0000354707-19-000011 · edgar.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · VP-Taxes,Controller,CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,859 F1 · price: Closing Stock Price as of February 8, 2019. F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 19:43 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 1,110 | $27.68 | $30,724.80 |
DisclosureSEC source: 0001225208-18-001958 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,693 F2 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 19:43 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | GrantCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001958 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,803 F1 · kind: Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a three-year performance period ending on December 31, 2017. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 15:56 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 1,313 | $28.06 | $36,842.78 |
DisclosureSEC source: 0001225208-18-001753 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,598 F1 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 15:56 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 1,814 | $28.05 | $50,882.70 |
DisclosureSEC source: 0001225208-18-001753 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,911 F1 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 24, 2018 Filed Jan 25, 2018 20:01 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 1,294 | $29.15 | $37,720.10 |
DisclosureSEC source: 0001225208-18-001514 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,725 F3 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 20:01 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | GrantCommon Stock | 9,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001514 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,019 F1 · kind: On 11/16/17, the Board of Directors of Alexander & Baldwin, Inc. (the "Issuer") declared a special distribution on the Issuer's shares of common stock in an aggregate amount of $783.0 million (the "Special Distribution"), payable in a combination of cash and the Issuer's common stock ("Common Stock") to shareholders of record as of the close of business on 11/29/17. The Special Distribution was paid on 1/23/18. In the Special Distribution, the reporting person received the shares of Common Stock reported as acquired in this Form 4. In connection with the Special Distribution and pursuant to the terms of the reporting person's previously granted Company equity awards, such awards were adjusted to preserve their value (the "Equitable Adjustment"). F2 · balance_after: Reflects the Equitable Adjustment with respect to the restricted stock units included herein. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 17:50 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 19,671 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001225208-17-019099 · doc4.xml · derivative · entry 3 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,671 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 17:50 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 15,034 | $27.67 | $415,990.78 |
DisclosureSEC source: 0001225208-17-019099 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,575 F1 · shares: Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 17:50 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 19,671 | $14.64 | $287,983.44 |
DisclosureSEC source: 0001225208-17-019099 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:40 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 34,203 | $0.00 Strike: $10.66 | $0.00 |
DisclosureSEC source: 0001225208-17-018906 · doc4.xml · derivative · entry 5 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,203 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:40 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 17,539 | $0.00 Strike: $14.92 | $0.00 |
DisclosureSEC source: 0001225208-17-018906 · doc4.xml · derivative · entry 4 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,539 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:40 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 36,782 | $28.66 | $1,054,172.12 |
DisclosureSEC source: 0001225208-17-018906 · doc4.xml · nonDerivative · entry 3 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,938 F1 · shares: Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:40 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 17,539 | $14.92 | $261,681.88 |
DisclosureSEC source: 0001225208-17-018906 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:40 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 34,203 | $10.66 | $364,603.98 |
DisclosureSEC source: 0001225208-17-018906 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:25 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 9,889 | $0.00 Strike: $7.53 | $0.00 |
DisclosureSEC source: 0001225208-17-018742 · doc4.xml · derivative · entry 5 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,889 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:25 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 23,466 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001225208-17-018742 · doc4.xml · derivative · entry 4 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,466 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:25 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 23,289 | $28.85 | $671,887.65 |
DisclosureSEC source: 0001225208-17-018742 · doc4.xml · nonDerivative · entry 3 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,978 F1 · shares: Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:25 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 9,889 | $7.53 | $74,464.17 |
DisclosureSEC source: 0001225208-17-018742 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:25 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 23,466 | $13.11 | $307,639.26 |
DisclosureSEC source: 0001225208-17-018742 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:53 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 587 | $44.29 | $25,998.23 |
DisclosureSEC source: 0001225208-17-002085 · doc4.xml · nonDerivative · entry 4 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,912 F2 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:53 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 760 | $44.77 | $34,025.20 |
DisclosureSEC source: 0001225208-17-002085 · doc4.xml · nonDerivative · entry 3 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,499 F3 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:53 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 591 | $44.77 | $26,459.07 |
DisclosureSEC source: 0001225208-17-002085 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,259 F2 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:53 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | GrantCommon Stock | 2,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002085 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850 F1 · kind: Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a two-year performance period ending on December 31, 2016. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:32 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 958 | $44.89 | $43,004.62 |
DisclosureSEC source: 0001225208-17-001731 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,628 F2 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:15 UTC Amendment | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 895 | $44.89 | $40,176.55 |
DisclosureSEC source: 0001225208-17-001905 · doc4a.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,691 F1 · kind: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. F2 · shares: The number of shares reflected in the Reporting Person's Form 4 (filed on January 26, 2017) was incorrectly reported. The correct number of shares is reflected in this amendment. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 16:32 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | GrantCommon Stock | 4,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001731 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,586 F1 · kind: Restricted stock units issued under the Issuer's 2012 Incentive Compensation Plan that vest in three equal annual installments beginning a year from the transaction date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:04 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionStock Option · Derivative | 6,634 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001225208-16-041936 · doc4.xml · derivative · entry 3 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,634 shares Expires 2017-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:04 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Tax withholdingCommon Stock | 4,687 | $43.00 | $201,541.00 |
DisclosureSEC source: 0001225208-16-041936 · doc4.xml · nonDerivative · entry 2 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,152 F1 · shares: Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:04 UTC | Alexander & Baldwin, Inc. ALEX · Entity 60571 | Exercise / conversionCommon Stock | 6,634 | $23.48 | $155,766.32 |
DisclosureSEC source: 0001225208-16-041936 · doc4.xml · nonDerivative · entry 1 Ito Paul K · CIK 0001360543 · Sr. Vice Pres. and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.