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Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 5, 2018 02:01 UTC
Krishnamurti NatVice President, CFO
GrantStock Option (Right to Buy) · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000020 · primary_doc.xml · derivative · entry 1

Krishnamurti Nat · CIK 0001478411 · Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,700

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:48 UTC
COLEMAN BRIAN FDirector · President, COO
GrantStock Option (Right to Buy) · Derivative 507,100 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000019 · primary_doc.xml · derivative · entry 2

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,100

Underlying: Common Stock · 507,100 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019,with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:48 UTC
COLEMAN BRIAN FDirector · President, COO
GrantCommon Stock (Right to Buy) · Derivative 403,300 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000019 · primary_doc.xml · derivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,300

Underlying: Common Stock · 403,300 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:39 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
GrantStock Option (Right to Buy) · Derivative 423,600 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000018 · primary_doc.xml · derivative · entry 2

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,600

Underlying: Common Stock · 423,600 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:39 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
GrantStock Option (Right to Buy) · Derivative 484,562 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000018 · primary_doc.xml · derivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,562

Underlying: Common Stock · 484,562 shares

Expires 2021-11-30

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:53 UTC
Krishnamurti NatVP, Chief Financial Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000017 · primary_doc.xml · nonDerivative · entry 1

Krishnamurti Nat · CIK 0001478411 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,782

F1 · price: The reported transaction represents a 3,000 common stock grant pursuant to the employment of the reporting person, such shares set aside and issued under the Company's 2014 Stock Incentive Plan and approved by the Company's Board of Directors.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:31 UTC PurchaseCommon Stock 5,000 $1.81 $9,050.00
Disclosure

SEC source: 0001010541-18-000016 · primary_doc.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690

F1 · balance_after: Excludes 18,092 shares which may be purchased pursuant to Stock Options.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:08 UTC GrantStock Option (Right to Buy) · Derivative 18,092 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001010541-18-000015 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

Underlying: Common Stock · 18,092 shares

Expires 2021-07-26

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:51 UTC GrantStock Option (Right to Buy) · Derivative 18,092 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001010541-18-000013 · primary_doc.xml · derivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

Underlying: Common Stock · 18,092 shares

Expires 2021-07-26

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:51 UTC GrantCommon Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000013 · primary_doc.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,690

F1 · price: Stock Grant from Company. All shares vest upon issuance.

F2 · balance_after: Excludes 18,092 shares which may be purchased pursuant to stock options.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:01 UTC GrantStock Option (Right to Buy) · Derivative 16,447 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001010541-18-000014 · primary_doc.xml · derivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

Underlying: Common Stock · 16,447 shares

Expires 2021-07-26

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:38 UTC
MORCH OTTO CDirector
GrantCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000012 · primary_doc.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,085

F1 · price: Stock Grant from Company. All shares vest upon issuance.

F2 · balance_after: Excludes 96,399 shares which may be purchased pursuant to stock options.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:28 UTC GrantStock Option (Right to Buy) · Derivative 8,224 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001010541-18-000011 · primary_doc.xml · derivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

Underlying: Common Stock · 8,224 shares

Expires 2021-07-26

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:28 UTC GrantCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000011 · primary_doc.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,928

F1 · price: Stock grant from Company. All shares vest upon issuance.

F2 · balance_after: Excludes 104,623 shares which may be purchased pursuant to stock options.

F3 · ownership.direct: Includes 50,882 shares held by spouse and 400 shares held by children.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:44 UTC PurchaseCommon Stock 2,000 $2.33 $4,660.00
Disclosure

SEC source: 0001010541-18-000010 · primary_doc.xml · nonDerivative · entry 5

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,384

F1 · balance_after: Excludes 28,169 shares which may be purchased pursuant to stock options.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:44 UTC PurchaseCommon Stock 5,000 $2.31 $11,550.00
Disclosure

SEC source: 0001010541-18-000010 · primary_doc.xml · nonDerivative · entry 4

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,384

F1 · balance_after: Excludes 28,169 shares which may be purchased pursuant to stock options.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:44 UTC PurchaseCommon Stock 4,000 $2.28 $9,120.00
Disclosure

SEC source: 0001010541-18-000010 · primary_doc.xml · nonDerivative · entry 3

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,384

F1 · balance_after: Excludes 28,169 shares which may be purchased pursuant to stock options.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:44 UTC PurchaseCommon Stock 9,000 $2.27 $20,430.00
Disclosure

SEC source: 0001010541-18-000010 · primary_doc.xml · nonDerivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,384

F1 · balance_after: Excludes 28,169 shares which may be purchased pursuant to stock options.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:44 UTC PurchaseCommon Stock 5,000 $2.22 $11,100.00
Disclosure

SEC source: 0001010541-18-000010 · primary_doc.xml · nonDerivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,384

F1 · balance_after: Excludes 28,169 shares which may be purchased pursuant to stock options.

Read SEC document
May 24, 2018 Filed May 24, 2018 17:47 UTC PurchaseCommon Stock 5,000 $2.33 $11,650.00
Disclosure

SEC source: 0001010541-18-000009 · primary_doc.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,326

Read SEC document
May 23, 2018 Filed May 24, 2018 12:51 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
PurchaseCommon Stock 2,600 $2.13 $5,538.00
Disclosure

SEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 3

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604,923

F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options.

Read SEC document
May 23, 2018 Filed May 24, 2018 12:51 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
PurchaseCommon Stock 1,100 $2.12 $2,332.00
Disclosure

SEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 2

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602,323

F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options.

Read SEC document
May 23, 2018 Filed May 24, 2018 12:51 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
PurchaseCommon Stock 16,300 $2.11 $34,393.00
Disclosure

SEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601,223

F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options.

Read SEC document
May 18, 2018 Filed May 18, 2018 21:29 UTC
MORCH OTTO CDirector
SaleCommon Stock 7,224 $2.52 $18,204.48
Disclosure

SEC source: 0001010541-18-000007 · primary_doc.xml · nonDerivative · entry 2

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,403

F1 · balance_after: Excludes 124,568 shares which may be purchased pursuant to stock options

Read SEC document
May 18, 2018 Filed May 18, 2018 21:29 UTC
MORCH OTTO CDirector
SaleCommon Stock 5,000 $2.51 $12,550.00
Disclosure

SEC source: 0001010541-18-000007 · primary_doc.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627

F1 · balance_after: Excludes 124,568 shares which may be purchased pursuant to stock options

Read SEC document
April 26, 2018 Filed Jan 15, 2019 12:35 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000001 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Includes shares held by spouse and children

Disclosed balance after: 1,286,481

F1 · price: Shares were transferred as a charitable donation.

F2 · balance_after: Excludes 400,794 shares which may be purchased pursuant to stock options. Includes 823,681 shares held by spouse and 19,800 shares held by children.

F2 · ownership.nature: Excludes 400,794 shares which may be purchased pursuant to stock options. Includes 823,681 shares held by spouse and 19,800 shares held by children.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:03 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
PurchaseCommon Stock 2,000 $5.51 $11,020.00
Disclosure

SEC source: 0001010541-18-000006 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse and children

Disclosed balance after: 1,296,481

F1 · balance_after: Includes 853,481 shares held by spouse and children. Excludes 349,818 shares which may be purchased pursuant to stock options.

F2 · ownership.nature: 443,000 shares held directly. 853,481 shares held indirectly by spouse and children.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:56 UTC PurchaseCommon Stock 1,000 $5.50 $5,500.00
Disclosure

SEC source: 0001010541-18-000005 · primary_doc.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse and children

Disclosed balance after: 111,246

F1 · balance_after: Includes 51,282 shares held by spouse and children. Excludes 150,973 shares which may be purchased pursuant to stock options.

F2 · ownership.nature: 58,964 shares held directly. 51,282 shares held indirectly by spouse and children.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:20 UTC
COLEMAN BRIAN FDirector · President, COO
PurchaseCommon Stock 2,000 $5.51 $11,020.00
Disclosure

SEC source: 0001010541-18-000004 · primary_doc.xml · nonDerivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,019

F1 · balance_after: Excludes 589,818 shares which may be purchased pursuant to stock options.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:14 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
PurchaseCommon Stock 5,000 $5.51 $27,550.00
Disclosure

SEC source: 0001010541-18-000003 · primary_doc.xml · nonDerivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,584,923

F1 · balance_after: Excludes 1,112,364 shares which may be purchased pursuant to stock options.

Read SEC document
December 29, 2017 Filed Jan 18, 2018 14:41 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000002 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse and children

Disclosed balance after: 1,644,299

F1 · shares: Gifted 5,000 shares to each of his two children. Reporting person retains beneficial ownership.

F2 · balance_after: Includes 349,818 shares which may be purchased pursuant to stock options. Also includes 831,681 shares held by spouse and 19,800 shares held by children.

F2 · ownership.nature: Includes 349,818 shares which may be purchased pursuant to stock options. Also includes 831,681 shares held by spouse and 19,800 shares held by children.

Read SEC document
December 29, 2017 Filed Jan 18, 2018 14:32 UTC GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000001 · primary_doc.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse and children

Disclosed balance after: 261,219

F1 · shares: Gifted 200 shares to each of his two children. Reporting person retains beneficial ownership.

F2 · balance_after: Includes 150,973 shares which may be purchased pursuant to stock options. Also includes 50,882 shares held by spouse and 400 shares held by children.

F2 · ownership.nature: Includes 150,973 shares which may be purchased pursuant to stock options. Also includes 50,882 shares held by spouse and 400 shares held by children.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 22:17 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GrantStock Option (Right to Buy) · Derivative 141,818 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000028 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 141,818 shares

Expires 2020-12-19

Read SEC document
December 19, 2017 Filed Dec 21, 2017 22:07 UTC GrantStock Option (Right to Buy) · Derivative 158,645 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000027 · primary_doc.xml · derivative · entry 1

HARKINS CHARLES F · CIK 0001250707 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158,645 shares

Expires 2020-12-19

Read SEC document
December 19, 2017 Filed Dec 21, 2017 21:58 UTC GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000026 · primary_doc.xml · derivative · entry 1

Krishnamurti Nat · CIK 0001478411 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2020-12-19

Read SEC document
December 19, 2017 Filed Dec 21, 2017 21:52 UTC
COLEMAN BRIAN FDirector · President, COO
GrantStock Option (Right to Buy) · Derivative 314,818 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000025 · primary_doc.xml · derivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 314,818 shares

Expires 2020-12-19

Read SEC document
December 19, 2017 Filed Dec 21, 2017 21:42 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
GrantStock Option (Right to Purchase) · Derivative 484,364 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000024 · primary_doc.xml · derivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,364

Underlying: Common Stock · 484,364 shares

Expires 2020-12-19

Read SEC document
December 17, 2017 Filed Dec 19, 2017 21:51 UTC PurchaseCommon Stock 2,000 $5.76 $11,520.00
Disclosure

SEC source: 0001010541-17-000023 · primary_doc.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,219

F1 · balance_after: Includes 150,973 shares which may be purchased pursuant to stock options. Also includes 50,882 shares held by spouse.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:44 UTC PurchaseCommon Stock 5,000 $5.78 $28,900.00
Disclosure

SEC source: 0001010541-17-000022 · primary_doc.xml · nonDerivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,807

F1 · balance_after: Includes 57,423 shares which may be purchased pursuant to stock options.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:44 UTC PurchaseCommon Stock 5,000 $5.81 $29,050.00
Disclosure

SEC source: 0001010541-17-000022 · primary_doc.xml · nonDerivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,807

F1 · balance_after: Includes 57,423 shares which may be purchased pursuant to stock options.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 13:25 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
Exercise / conversionStock Option · Derivative 125,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001010541-17-000021 · primary_doc.xml · derivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 13:25 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
Tax withholdingCommon Stock 48,592 $5.76 $279,889.92
Disclosure

SEC source: 0001010541-17-000021 · primary_doc.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse and Children

Disclosed balance after: 1,502,481

F3 · shares: No shares sold on the Open Market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options.

F4 · price: Closing Stock Price on November 17, 2017.

F2 · balance_after: Includes 208,000 which may be purchased pursuant to stock options. Also includes 841,681 shares held by Reporting Person's Spouse and 9,800 shares held by Reporting Person's children.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 13:25 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
Exercise / conversionCommon Stock 125,000 $0.85 $106,250.00
Disclosure

SEC source: 0001010541-17-000021 · primary_doc.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse and Children

Disclosed balance after: 1,552,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 208,000 which may be purchased pursuant to stock options. Also includes 841,681 shares held by Reporting Person's Spouse and 9,800 shares held by Reporting Person's children.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 12:48 UTC
COLEMAN BRIAN FDirector · President, COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,300 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001010541-17-000020 · primary_doc.xml · derivative · entry 3

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,300 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 12:48 UTC
COLEMAN BRIAN FDirector · President, COO
Tax withholdingCommon Stock 53,575 $5.76 $308,592.00
Disclosure

SEC source: 0001010541-17-000020 · primary_doc.xml · nonDerivative · entry 2

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,019

F2 · shares: No shares were sold on the open market. Pursuant to the provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options.

F3 · price: Closing Stock Price on November 17, 2017.

F1 · balance_after: Includes 275,000 shares which may be purchased pursuant to stock options.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 12:48 UTC
COLEMAN BRIAN FDirector · President, COO
Exercise / conversionCommon Stock 100,300 $0.85 $85,255.00
Disclosure

SEC source: 0001010541-17-000020 · primary_doc.xml · nonDerivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 275,000 shares which may be purchased pursuant to stock options.

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November 17, 2017 Filed Nov 20, 2017 12:24 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001010541-17-000019 · primary_doc.xml · derivative · entry 3

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,000 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2017 Filed Nov 20, 2017 12:24 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
Tax withholdingCommon Stock 96,180 $5.76 $553,996.80
Disclosure

SEC source: 0001010541-17-000019 · primary_doc.xml · nonDerivative · entry 2

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207,923

F2 · shares: No shares were sold on the open market. Pursuant to the terms of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options.

F3 · price: Closing Stock Price on November 11, 2017.

F1 · balance_after: Includes 628,000 shares which may be purchased pursuant to stock options.

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November 17, 2017 Filed Nov 20, 2017 12:24 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
Exercise / conversionCommon Stock 195,000 $0.85 $165,750.00
Disclosure

SEC source: 0001010541-17-000019 · primary_doc.xml · nonDerivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 628,000 shares which may be purchased pursuant to stock options.

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November 13, 2017 Filed Nov 16, 2017 00:15 UTC GrantStock Option (Right to buy) · Derivative 18,018 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001010541-17-000018 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018

Underlying: Common Stock · 18,018 shares

Expires 2020-11-13

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.