Tapewire

Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2021 Filed Aug 26, 2021 18:28 UTC Exercise / conversionCommon Stock 25,000 $1.31 $32,750.00
Disclosure

SEC source: 0001449374-21-000054 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:34 UTC
COLEMAN BRIAN FDirector · President, CEO
PurchaseCommon Stock 5,000 $2.90 $14,500.00
Disclosure

SEC source: 0001449374-21-000052 · edgar.xml · nonDerivative · entry 3

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,019

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:34 UTC
COLEMAN BRIAN FDirector · President, CEO
PurchaseCommon Stock 15,000 $2.89 $43,350.00
Disclosure

SEC source: 0001449374-21-000052 · edgar.xml · nonDerivative · entry 2

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,019

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:34 UTC
COLEMAN BRIAN FDirector · President, CEO
PurchaseCommon Stock 5,000 $2.88 $14,400.00
Disclosure

SEC source: 0001449374-21-000052 · edgar.xml · nonDerivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,019

Read SEC document
August 09, 2021 Filed Aug 9, 2021 19:48 UTC
MORCH OTTO CDirector
SaleCommon Stock 57,211 $3.20 $182,903.57
Disclosure

SEC source: 0001449374-21-000050 · edgar.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,085

Read SEC document
July 29, 2021 Filed Aug 2, 2021 15:56 UTC
MORCH OTTO CDirector
Exercise / conversionStock Option · Derivative 83,195 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000048 · edgar.xml · derivative · entry 3

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,195 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 15:56 UTC
MORCH OTTO CDirector
Tax withholdingCommon Stock 25,984 $3.49 $90,684.16
Disclosure

SEC source: 0001449374-21-000048 · edgar.xml · nonDerivative · entry 2

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,296

Read SEC document
July 29, 2021 Filed Aug 2, 2021 15:56 UTC
MORCH OTTO CDirector
Exercise / conversionCommon Stock 83,195 $1.09 $90,682.55
Disclosure

SEC source: 0001449374-21-000048 · edgar.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 14:21 UTC GrantStock Option · Derivative 8,276 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001449374-21-000044 · edgar.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

Underlying: Common Stock · 8,276 shares

Expires 2024-07-01

Read SEC document
July 01, 2021 Filed Jul 2, 2021 14:00 UTC GrantCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000042 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 749,336

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:57 UTC GrantStock Option · Derivative 3,448 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001449374-21-000040 · edgar.xml · derivative · entry 2

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2024-07-01

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:57 UTC GrantCommon Stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000040 · edgar.xml · nonDerivative · entry 1

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:55 UTC GrantCommon Stock 7,059 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000038 · edgar.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,227

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:52 UTC
MORCH OTTO CDirector
GrantStock Option · Derivative 8,276 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001449374-21-000036 · edgar.xml · derivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

Underlying: Common Stock · 8,276 shares

Expires 2024-07-01

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:48 UTC GiftCommon Stock 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001449374-21-000034 · edgar.xml · nonDerivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,846

F2 · price: Shares donated to not-for-profit organization

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:48 UTC GrantCommon Stock 7,059 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000034 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,375

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 14:34 UTC GrantStock Option · Derivative 8,276 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001449374-21-000046 · edgar.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

Underlying: Common Stock · 8,276 shares

Expires 2024-07-01

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 9,100 $2.89 $26,299.00
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 7

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,107

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 200 $2.90 $579.00
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 6

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,207

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 700 $2.90 $2,030.00
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 5

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,407

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 2,015 $2.92 $5,883.80
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 4

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,107

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 100 $2.93 $293.00
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 3

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,122

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 1,000 $2.93 $2,930.10
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 2

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,222

Read SEC document
June 09, 2021 Filed Jun 11, 2021 13:14 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 200 $2.93 $586.20
Disclosure

SEC source: 0001449374-21-000030 · edgar.xml · nonDerivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,222

Read SEC document
June 09, 2021 Filed Feb 7, 2023 21:41 UTC Amendment
Houghton KathleenVP-Sales and Marketing
SaleCommon Stock 1,094 $2.95 $3,227.30
Disclosure

SEC source: 0001062993-23-002371 · form4a.xml · nonDerivative · entry 3

Houghton Kathleen · CIK 0001824104 · VP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,163

F1 · shares: (1) The reporting person is amending the Form 4 originally filed with respect to a series of sales reported on one trading day to add transactions inadvertently omitted from the original filing.

F2 · balance_after: (2) Represents amount of common stock owned on the date of this filing.

Read SEC document
June 09, 2021 Filed Feb 7, 2023 21:41 UTC Amendment
Houghton KathleenVP-Sales and Marketing
SaleCommon Stock 2,701 $2.96 $7,994.96
Disclosure

SEC source: 0001062993-23-002371 · form4a.xml · nonDerivative · entry 2

Houghton Kathleen · CIK 0001824104 · VP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,257

F1 · shares: (1) The reporting person is amending the Form 4 originally filed with respect to a series of sales reported on one trading day to add transactions inadvertently omitted from the original filing.

Read SEC document
June 09, 2021 Filed Feb 7, 2023 21:41 UTC Amendment
Houghton KathleenVP-Sales and Marketing
SaleCommon Stock 2,890 $2.97 $8,583.30
Disclosure

SEC source: 0001062993-23-002371 · form4a.xml · nonDerivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,958

F1 · shares: (1) The reporting person is amending the Form 4 originally filed with respect to a series of sales reported on one trading day to add transactions inadvertently omitted from the original filing.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:53 UTC
Houghton KathleenVP - Sales and Marketing
Exercise / conversionStock Option · Derivative 125,000 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000028 · edgar.xml · derivative · entry 3

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:53 UTC
Houghton KathleenVP - Sales and Marketing
Tax withholdingCommon Stock 71,578 $3.09 $221,176.02
Disclosure

SEC source: 0001449374-21-000028 · edgar.xml · nonDerivative · entry 2

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,422

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:53 UTC
Houghton KathleenVP - Sales and Marketing
Exercise / conversionCommon Stock 125,000 $1.09 $136,250.00
Disclosure

SEC source: 0001449374-21-000028 · edgar.xml · nonDerivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 18:39 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 1,300 $3.00 $3,893.50
Disclosure

SEC source: 0001449374-21-000022 · edgar.xml · nonDerivative · entry 4

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 02, 2021 Filed Jun 2, 2021 18:39 UTC
Houghton KathleenVP - Sales and Marketing
SaleCommon Stock 2,282 $3.00 $6,846.00
Disclosure

SEC source: 0001449374-21-000022 · edgar.xml · nonDerivative · entry 3

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Read SEC document
June 02, 2021 Filed Jun 3, 2021 19:25 UTC
MORCH OTTO CDirector
SaleCommon Stock 13,262 $2.95 $39,182.58
Disclosure

SEC source: 0001449374-21-000026 · edgar.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,085

Read SEC document
June 02, 2021 Filed Jun 22, 2021 14:59 UTC Exercise / conversionStock Option · Derivative 18,092 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001449374-21-000032 · edgar.xml · derivative · entry 3

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,092 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 22, 2021 14:59 UTC Tax withholdingCommon Stock 10,614 $3.00 $31,842.00
Disclosure

SEC source: 0001449374-21-000032 · edgar.xml · nonDerivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,168

Read SEC document
June 02, 2021 Filed Jun 22, 2021 14:59 UTC Exercise / conversionCommon Stock 18,092 $1.76 $31,841.92
Disclosure

SEC source: 0001449374-21-000032 · edgar.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:06 UTC SaleCommon Stock 16,298 $2.95 $48,079.10
Disclosure

SEC source: 0001449374-21-000024 · edgar.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,928

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:39 UTC
Houghton KathleenVP - Sales and Marketing
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001449374-21-000022 · edgar.xml · derivative · entry 5

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:39 UTC
Houghton KathleenVP - Sales and Marketing
Tax withholdingCommon Stock 26,418 $2.82 $74,498.76
Disclosure

SEC source: 0001449374-21-000022 · edgar.xml · nonDerivative · entry 2

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:39 UTC
Houghton KathleenVP - Sales and Marketing
Exercise / conversionCommon Stock 30,000 $2.31 $69,300.00
Disclosure

SEC source: 0001449374-21-000022 · edgar.xml · nonDerivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 15:54 UTC
MORCH OTTO CDirector
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001449374-21-000018 · edgar.xml · derivative · entry 3

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 15:54 UTC
MORCH OTTO CDirector
Tax withholdingCommon Stock 11,738 $2.79 $32,749.02
Disclosure

SEC source: 0001449374-21-000018 · edgar.xml · nonDerivative · entry 2

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,347

Read SEC document
May 27, 2021 Filed May 28, 2021 15:54 UTC
MORCH OTTO CDirector
Exercise / conversionCommon Stock 25,000 $1.31 $32,750.00
Disclosure

SEC source: 0001449374-21-000018 · edgar.xml · nonDerivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · derivative · entry 6

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Exercise / conversionStock Option · Derivative 8,224 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · derivative · entry 5

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,224 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Tax withholdingCommon Stock 11,738 $2.79 $32,749.02
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · nonDerivative · entry 4

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,226

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Exercise / conversionCommon Stock 25,000 $1.31 $32,750.00
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · nonDerivative · entry 3

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Tax withholdingCommon Stock 5,188 $2.79 $14,474.52
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,964

Read SEC document
May 27, 2021 Filed May 28, 2021 13:54 UTC Exercise / conversionCommon Stock 8,224 $1.76 $14,474.24
Disclosure

SEC source: 0001449374-21-000016 · edgar.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionStock Option · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · derivative · entry 9

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.