Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 13, 2026 19:21 UTC |
Meyer Seth HPresident
|
Tax withholdingCommon Stock | 3,458 | $16.51 | $57,091.58 |
DisclosureSEC source: 0001768773-26-000011 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,131 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:21 UTC |
Meyer Seth HPresident
|
Tax withholdingCommon Stock | 3,011 | $16.51 | $49,711.61 |
DisclosureSEC source: 0001768773-26-000011 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,589 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:17 UTC |
Bluestein ScottDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,652 | $16.51 | $175,864.52 |
DisclosureSEC source: 0001505910-26-000009 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,455,200 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:17 UTC |
Bluestein ScottDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,741 | $16.51 | $160,823.91 |
DisclosureSEC source: 0001505910-26-000009 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,465,852 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:14 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 956 | $16.51 | $15,783.56 |
DisclosureSEC source: 0001902313-26-000007 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,414 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:14 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 1,018 | $16.51 | $16,807.18 |
DisclosureSEC source: 0001902313-26-000007 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,370 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:12 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,433 | $16.51 | $23,658.83 |
DisclosureSEC source: 0001907321-26-000008 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,741 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:12 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,365 | $16.51 | $22,536.15 |
DisclosureSEC source: 0001907321-26-000008 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,174 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| September 17, 2026 Filed Sep 21, 2026 22:58 UTC |
Fichera AlfredDirector
|
GrantCommon Stock | 3,483 | $17.76 | $61,858.08 |
DisclosureSEC source: 0002092805-26-000002 · primarydocument.xml · nonDerivative · entry 1 Fichera Alfred · CIK 0002092805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,483 F1 · shares: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. 1,161 shares vest on August 15, 2027, 1,161 shares vest on July 11, 2028, and 1,161 shares vest on June 18, 2029 Read SEC document |
| September 09, 2026 Filed Sep 11, 2026 13:50 UTC |
Meyer Seth HPresident
|
Tax withholdingCommon Stock | 5 | $17.61 | $88.05 |
DisclosureSEC source: 0001768773-26-000010 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,600 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:41 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,365 | $15.69 | $21,416.85 |
DisclosureSEC source: 0001907321-26-000007 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,539 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:41 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,433 | $15.69 | $22,483.77 |
DisclosureSEC source: 0001907321-26-000007 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,904 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:39 UTC |
Meyer Seth HPresident
|
Tax withholdingCommon Stock | 3,458 | $15.69 | $54,256.02 |
DisclosureSEC source: 0001768773-26-000009 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,605 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:39 UTC |
Meyer Seth HPresident
|
Tax withholdingCommon Stock | 3,011 | $15.69 | $47,242.59 |
DisclosureSEC source: 0001768773-26-000009 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,063 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:38 UTC |
Bluestein ScottDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,652 | $15.69 | $167,129.88 |
DisclosureSEC source: 0001505910-26-000008 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,475,593 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:38 UTC |
Bluestein ScottDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,741 | $15.69 | $152,836.29 |
DisclosureSEC source: 0001505910-26-000008 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,486,245 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:36 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 1,018 | $15.69 | $15,972.42 |
DisclosureSEC source: 0001902313-26-000006 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,388 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:36 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 956 | $15.69 | $14,999.64 |
DisclosureSEC source: 0001902313-26-000006 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,406 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:22 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000011 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:10 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000010 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:08 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000009 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:07 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000008 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:27 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 5 | $15.45 | $77.25 |
DisclosureSEC source: 0001768773-26-000007 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,074 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 1,018 | $14.74 | $15,005.32 |
DisclosureSEC source: 0001902313-26-000004 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,362 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
Tax withholdingCommon Stock | 956 | $14.74 | $14,091.44 |
DisclosureSEC source: 0001902313-26-000004 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,380 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,433 | $14.74 | $21,122.42 |
DisclosureSEC source: 0001907321-26-000005 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,337 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,365 | $14.74 | $20,120.10 |
DisclosureSEC source: 0001907321-26-000005 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,770 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:20 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 9,741 | $14.74 | $143,582.34 |
DisclosureSEC source: 0001505910-26-000005 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,495,986 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:20 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,652 | $14.74 | $157,010.48 |
DisclosureSEC source: 0001505910-26-000005 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,505,727 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,011 | $14.74 | $44,382.14 |
DisclosureSEC source: 0001768773-26-000006 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,079 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,458 | $14.74 | $50,970.92 |
DisclosureSEC source: 0001768773-26-000006 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,090 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 19:56 UTC |
Aguirre DeAnneDirector
|
PurchaseCommon Stock | 7,317 | $14.35 | $104,998.95 |
DisclosureSEC source: 0001934428-26-000001 · primarydocument.xml · nonDerivative · entry 1 Aguirre DeAnne · CIK 0001934428 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,749 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 19:46 UTC |
Loo WadeDirector
|
PurchaseCommon Stock | 7,317 | $14.35 | $104,998.95 |
DisclosureSEC source: 0001668279-26-000002 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,050 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:45 UTC |
Fallon Thomas JDirector
|
PurchaseCommon Stock | 7,300 | $14.30 | $104,390.00 |
DisclosureSEC source: 0001399121-26-000004 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 157,669 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · ownership.nature: Held by the Fallon Family Revocable Trust. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:55 UTC |
BADAVAS ROBERT PDirector
|
PurchaseCommon Stock | 3,658 | $14.35 | $52,492.30 |
DisclosureSEC source: 0001207407-26-000007 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,070 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 19:40 UTC |
Randhawa Paramjeet KDirector
|
PurchaseCommon Stock | 2,926 | $14.35 | $41,988.10 |
DisclosureSEC source: 0001335754-26-000002 · primarydocument.xml · nonDerivative · entry 1 Randhawa Paramjeet K · CIK 0001335754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,486 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 19:38 UTC |
CROWELL GAYLE ADirector
|
PurchaseCommon Stock | 7,317 | $14.35 | $104,998.95 |
DisclosureSEC source: 0001250893-26-000002 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,589 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 19:37 UTC |
Theodosopoulos NikosDirector
|
PurchaseCommon Stock | 7,317 | $14.35 | $104,998.95 |
DisclosureSEC source: 0001605860-26-000003 · primarydocument.xml · nonDerivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,362 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 19:59 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 5 | $15.11 | $75.55 |
DisclosureSEC source: 0001768773-26-000005 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,548 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 5, 2026. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 22:19 UTC Amendment |
Follmann ChristianChief Operating Officer
|
PurchaseCommon Stock | 5,000 | $14.68 | $73,400.00 |
DisclosureSEC source: 0001907321-26-000004 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,135 F1 · price: Average purchase price. Shares purchased at prices between $14.60 and $14.78. F2 · acquired: This Form 4 amendment corrects an administrative error in reporting the type of transaction executed by the Reporting Person. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 20:53 UTC |
Follmann ChristianChief Operating Officer
|
PurchaseCommon Stock | 5,000 | $14.68 | $73,400.00 |
DisclosureSEC source: 0001907321-26-000003 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,135 F1 · price: Average purchase price. Shares purchased at prices between $14.60 and $14.78. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 19:54 UTC |
Randhawa Paramjeet KDirector
|
PurchaseCommon Stock | 3,050 | $14.78 | $45,079.00 |
DisclosureSEC source: 0001335754-26-000001 · primarydocument.xml · nonDerivative · entry 1 Randhawa Paramjeet K · CIK 0001335754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,560 F1 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 22:22 UTC |
Theodosopoulos NikosDirector
|
PurchaseCommon Stock | 2,600 | $14.21 | $36,946.00 |
DisclosureSEC source: 0001605860-26-000002 · primarydocument.xml · nonDerivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,523 Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:53 UTC |
BADAVAS ROBERT PDirector
|
PurchaseCommon Stock | 5,000 | $14.27 | $71,350.00 |
DisclosureSEC source: 0001207407-26-000005 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 122,073 F1 · ownership.nature: Held by the Robert P. Badavas Trust of 2007 Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:34 UTC |
Botelho Kiersten ZazaChief Legal Officer & CCO
|
PurchaseCommon Stock | 1,300 | $14.21 | $18,473.00 |
DisclosureSEC source: 0001902313-26-000003 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,336 Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:33 UTC |
Fallon Thomas JDirector
|
PurchaseCommon Stock | 20,000 | $14.20 | $284,000.00 |
DisclosureSEC source: 0001399121-26-000003 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 150,369 F1 · price: Average purchase price. Shares purchased at prices between $14.16 and $14.22. F2 · ownership.nature: Held by the Fallon Family Revocable Trust Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:33 UTC |
Meyer Seth HChief Financial Officer
|
PurchaseCommon Stock | 7,000 | $14.33 | $100,310.00 |
DisclosureSEC source: 0001768773-26-000003 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,553 F1 · price: Average purchase price. Shares purchased at prices between $14.30 and $14.35. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:33 UTC |
Bluestein ScottChief Executive Officer
|
PurchaseCommon Stock | 7,000 | $14.35 | $100,450.00 |
DisclosureSEC source: 0001505910-26-000004 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,516,379 F1 · price: Average purchase price. Shares purchased at prices between $14.30 and $14.36. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 22:59 UTC Amendment |
Meyer Seth HChief Financial Officer
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PurchaseCommon Stock | 14,000 | $14.33 | $200,620.00 |
DisclosureSEC source: 0001768773-26-000004 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,553 F1 · shares: This Form 4 amendment corrects an administrative error in reporting the number of shares purchased by the Reporting Person. There is no change to the resulting amount of securities beneficially owned by the Reporting Person, which was correct in the original Form 4. F2 · price: Average purchase price. Shares purchased at prices between $14.30 and $14.35. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 16:24 UTC |
Loo WadeDirector
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PurchaseCommon Stock | 3,300 | $14.98 | $49,434.00 |
DisclosureSEC source: 0001668279-26-000001 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 32,767 F1 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.