Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | September 17, 2026 | September 21, 2026 |
| Warburg Pincus Access Fund, L.P.NONE · Entity 67780 | Director | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,483 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 3,483 · Balance 3,483 F1: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. 1,161 shares vest on August 15, 2027, 1,161 shares vest on July 11, 2028, and 1,161 shares vest on June 18, 2029 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. 1,161 shares vest on August 15, 2027, 1,161 shares vest on July 11, 2028, and 1,161 shares vest on June 18, 2029
Warburg Pincus Access Fund, L.P.
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class E Limited Partnership UnitsSEC Table I · non-derivative | Direct | 7,112.12 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Grant · Acquired 1,112.12 · Balance 7,112.12 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 30, 2026 20:45 UTC | Warburg Pincus Access Fund, L.P. NONE · Entity 67780 | GrantClass E Limited Partnership Units | 1,112.12 | $32.21 | $35,821.39 |
DisclosureSEC source: 0001193125-26-409158 · ownership.xml · nonDerivative · entry 1 Fichera Alfred · CIK 0002092805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,112.12 Read SEC document |
| September 17, 2026 Filed Sep 21, 2026 22:58 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,483 | $17.76 | $61,858.08 |
DisclosureSEC source: 0002092805-26-000002 · primarydocument.xml · nonDerivative · entry 1 Fichera Alfred · CIK 0002092805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,483 F1 · shares: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. 1,161 shares vest on August 15, 2027, 1,161 shares vest on July 11, 2028, and 1,161 shares vest on June 18, 2029 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 20:30 UTC | Warburg Pincus Access Fund, L.P. NONE · Entity 67780 | GrantClass E Limited Partnership Units | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001193125-26-038085 · ownership.xml · nonDerivative · entry 2 Fichera Alfred · CIK 0002092805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 20:30 UTC | Warburg Pincus Access Fund, L.P. NONE · Entity 67780 | GrantClass E Limited Partnership Units | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-038085 · ownership.xml · nonDerivative · entry 1 Fichera Alfred · CIK 0002092805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · kind: Represents an award of Class E Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of Warburg Pincus Access Fund, L.P. The unit award fully vests on February 2, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.