Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Chief Legal Officer & CCO | October 09, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,414 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Tax withholding · Disposed 1,018 · Balance 88,370 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Row 2 · 2026-10-09 · Tax withholding · Disposed 956 · Balance 87,414 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 13, 2026 19:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 956 | $16.51 | $15,783.56 |
DisclosureSEC source: 0001902313-26-000007 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,414 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,018 | $16.51 | $16,807.18 |
DisclosureSEC source: 0001902313-26-000007 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,370 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:36 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,018 | $15.69 | $15,972.42 |
DisclosureSEC source: 0001902313-26-000006 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,388 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:36 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 956 | $15.69 | $14,999.64 |
DisclosureSEC source: 0001902313-26-000006 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,406 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,018 | $14.74 | $15,005.32 |
DisclosureSEC source: 0001902313-26-000004 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,362 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 956 | $14.74 | $14,091.44 |
DisclosureSEC source: 0001902313-26-000004 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,380 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:34 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 1,300 | $14.21 | $18,473.00 |
DisclosureSEC source: 0001902313-26-000003 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,336 Read SEC document |
| January 11, 2026 Filed Jan 13, 2026 23:45 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 822 | $18.59 | $15,280.98 |
DisclosureSEC source: 0001902313-26-000002 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,036 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 23:45 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 5,510 | $18.59 | $102,430.90 |
DisclosureSEC source: 0001902313-26-000002 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,858 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:27 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 34,265 | $18.24 | $624,993.60 |
DisclosureSEC source: 0001902313-26-000001 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,368 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| December 04, 2025 Filed Dec 8, 2025 21:53 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 10,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001902313-25-000009 · primarydocument.xml · derivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,335 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032. Read SEC document |
| October 11, 2025 Filed Oct 15, 2025 23:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 822 | $16.70 | $13,727.40 |
DisclosureSEC source: 0001902313-25-000007 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,103 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025. Read SEC document |
| October 09, 2025 Filed Oct 14, 2025 21:35 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 956 | $17.06 | $16,309.36 |
DisclosureSEC source: 0001902313-25-000006 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,925 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 21:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 770 | $18.94 | $14,583.80 |
DisclosureSEC source: 0001562180-25-005427 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,881 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025. Read SEC document |
| July 09, 2025 Filed Jul 11, 2025 20:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 912 | $18.56 | $16,926.72 |
DisclosureSEC source: 0001562180-25-005394 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,651 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025. Read SEC document |
| April 11, 2025 Filed Apr 15, 2025 23:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 788 | $16.83 | $13,262.04 |
DisclosureSEC source: 0001562180-25-003166 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,563 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 21:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 843 | $17.49 | $14,744.07 |
DisclosureSEC source: 0001562180-25-003120 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,351 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025. Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 00:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 819 | $19.73 | $16,158.87 |
DisclosureSEC source: 0001562180-25-000363 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,194 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025. Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 00:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 213 | $19.73 | $4,202.49 |
DisclosureSEC source: 0001562180-25-000363 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,013 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2025. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 27,528 | $19.98 | $550,009.44 |
DisclosureSEC source: 0001562180-25-000325 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,226 F2 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,295 | $19.98 | $85,814.10 |
DisclosureSEC source: 0001562180-25-000325 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,698 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 01:41 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 10,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008280 · primarydocument.xml · derivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,775 Underlying: Common Stock · 10,576 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 20:52 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 803 | $19.63 | $15,762.89 |
DisclosureSEC source: 0001562180-24-007322 · primarydocument.xml · nonDerivative · entry 2 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,993 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024. Read SEC document |
| October 10, 2024 Filed Oct 15, 2024 20:52 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 213 | $19.74 | $4,204.62 |
DisclosureSEC source: 0001562180-24-007322 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,796 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2024.. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 21:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 806 | $21.11 | $17,014.66 |
DisclosureSEC source: 0001562180-24-005736 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,009 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024 Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 22:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 214 | $21.06 | $4,506.84 |
DisclosureSEC source: 0001562180-24-005702 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,815 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2024. Read SEC document |
| April 11, 2024 Filed Apr 16, 2024 00:00 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 822 | $18.41 | $15,133.02 |
DisclosureSEC source: 0001562180-24-003414 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,029 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024. Read SEC document |
| April 10, 2024 Filed Apr 13, 2024 00:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 217 | $18.33 | $3,977.61 |
DisclosureSEC source: 0001562180-24-003404 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,852 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2024. Read SEC document |
| January 11, 2024 Filed Jan 17, 2024 01:28 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,602 | $17.48 | $45,482.96 |
DisclosureSEC source: 0001562180-24-000468 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,069 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 23:30 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 171 | $17.45 | $2,983.95 |
DisclosureSEC source: 0001562180-24-000455 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,671 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2024. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 21:44 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 25,862 | $17.40 | $449,998.80 |
DisclosureSEC source: 0001562180-24-000413 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,842 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:30 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 9,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008275 · primarydocument.xml · derivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,199 Underlying: Common Stock · 9,791 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:47 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 144 | $16.26 | $2,341.44 |
DisclosureSEC source: 0001562180-23-007274 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,980 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2023. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:58 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 144 | $15.30 | $2,203.20 |
DisclosureSEC source: 0001562180-23-005873 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,124 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2023. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:49 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 144 | $12.38 | $1,782.72 |
DisclosureSEC source: 0001562180-23-003525 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,268 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:00 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 3,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001123 · primarydocument.xml · derivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,408 Underlying: Common Stock · 3,408 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030. F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 22,222 | $13.50 | $299,997.00 |
DisclosureSEC source: 0001562180-23-000415 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,412 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 10, 2023 Filed Jan 13, 2023 00:10 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 685 | $13.32 | $9,124.20 |
DisclosureSEC source: 0001562180-23-000399 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,190 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2023. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 23:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,875 | $17.02 | $99,992.50 |
DisclosureSEC source: 0001562180-22-000413 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on the one year anniversary of the grant followed by quarterly vesting over the following 24 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.