Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 10, 2018 21:54 UTC |
FRANKLIN MUTUAL ADVISERS LLCDirector
|
SaleCommon Stock | 1,461,423 | $24.20 | $35,366,436.60 |
DisclosureSEC source: 0001023875-18-000043 · primary_doc.xml · nonDerivative · entry 1 FRANKLIN MUTUAL ADVISERS LLC · CIK 0001023875 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,166,914 F1 · ownership.nature: See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein. Read SEC document |
| April 27, 2018 Filed May 1, 2018 14:56 UTC |
HARVEY J BRETTDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-015648 · form4.xml · derivative · entry 2 HARVEY J BRETT · CIK 0001241243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Underlying: Common Stock · 1,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. F1 · price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 27, 2017, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 27, 2017, the date of grant. Read SEC document |
| April 27, 2018 Filed May 1, 2018 14:56 UTC |
HARVEY J BRETTDirector
|
Exercise / conversionCommon Stock | 1,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-015648 · form4.xml · nonDerivative · entry 1 HARVEY J BRETT · CIK 0001241243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| April 27, 2018 Filed May 1, 2018 14:55 UTC |
SCHUMACHER ALAN HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-015647 · form4.xml · derivative · entry 2 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Underlying: Common Stock · 1,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. F1 · price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 27, 2017, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 27, 2017, the date of grant. Read SEC document |
| April 27, 2018 Filed May 1, 2018 14:55 UTC |
SCHUMACHER ALAN HDirector
|
Exercise / conversionCommon Stock | 1,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-015647 · form4.xml · nonDerivative · entry 1 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:32 UTC |
SCHUMACHER ALAN HDirector
|
GrantRestricted Stock Units · Derivative | 3,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015255 · form4.xml · derivative · entry 1 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,151 Underlying: Common Stock · 3,151 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:31 UTC |
HARVEY J BRETTDirector
|
GrantRestricted Stock Units · Derivative | 3,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015254 · form4.xml · derivative · entry 1 HARVEY J BRETT · CIK 0001241243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,151 Underlying: Common Stock · 3,151 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:30 UTC |
Williams Stephen D.Director
|
GrantRestricted Stock Units · Derivative | 6,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015253 · form4.xml · derivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,302 Underlying: Common Stock · 6,302 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 18:31 UTC |
Madden Michael TChief Commercial Officer
|
SaleCommon Stock | 90 | $29.05 | $2,614.50 |
DisclosureSEC source: 0001127602-18-011802 · form4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017, which plan became effective January 8, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:31 UTC |
Madden Michael TChief Commercial Officer
|
SaleCommon Stock | 32,346 | $28.96 | $936,740.16 |
DisclosureSEC source: 0001127602-18-011802 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $28.72 to $29.13. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:00 UTC |
Chopin Brian MChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 1,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010526 · form4.xml · derivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574 Underlying: Common Stock · 1,574 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:58 UTC |
Monroe Phillip CGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010525 · form4.xml · derivative · entry 1 Monroe Phillip C · CIK 0001733702 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368 Underlying: Common Stock · 2,368 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:57 UTC |
Boyles Dale WChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 3,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010522 · form4.xml · derivative · entry 1 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 3,266 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:55 UTC |
Gant Kelli K.Chief Administrative Officer
|
GrantRestricted Stock Units · Derivative | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010520 · form4.xml · derivative · entry 1 Gant Kelli K. · CIK 0001702971 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449 Underlying: Common Stock · 2,449 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:53 UTC |
Madden Michael TChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 2,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010519 · form4.xml · derivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691 Underlying: Common Stock · 2,691 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:52 UTC |
Richardson Jack K.Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010518 · form4.xml · derivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:45 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 8,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010513 · form4.xml · derivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,491 Underlying: Common Stock · 8,491 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:49 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
SaleCommon Stock | 50,000 | $30.98 | $1,549,000.00 |
DisclosureSEC source: 0001127602-18-009853 · form4.xml · nonDerivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.57 to $31.94. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 78,445 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on each of the first five (5) anniversaries of the date of grant, contingent upon at least half of the units (as converted into shares) originally acquired by the "Investors" (as defined in the 2016 Plan) having been disposed of to one or more independent third parties. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 15:25 UTC |
Gant Kelli K.See Remarks
|
SaleCommon Stock | 20,000 | $30.98 | $619,600.00 |
DisclosureSEC source: 0001127602-18-009844 · form4.xml · nonDerivative · entry 1 Gant Kelli K. · CIK 0001702971 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,679 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.57 to $31.94. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 23,243 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on each of the first five (5) anniversaries of the date of grant, contingent upon at least half of the units (as converted into shares) originally acquired by the "Investors" (as defined in the 2016 Plan) having been disposed of to one or more independent third parties. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:28 UTC |
Richardson Jack K.Chief Operating Officer
|
SaleCommon Stock | 50,991 | $31.79 | $1,621,003.89 |
DisclosureSEC source: 0001127602-18-006964 · form4.xml · nonDerivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,225 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.98 to $32.36. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 39,225 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on each of the first five (5) anniversaries of the date of grant, contingent upon at least half of the units (as converted into shares) originally acquired by the "Investors" (as defined in the 2016 Plan) having been disposed of to one or more independent third parties. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:27 UTC |
Chopin Brian MChief Accounting Officer
|
SaleCommon Stock | 21,106 | $31.84 | $672,015.04 |
DisclosureSEC source: 0001127602-18-006963 · form4.xml · nonDerivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.98 to $32.36. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 14,526 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on each of the first five (5) anniversaries of the date of grant, contingent upon at least half of the units (as converted into shares) originally acquired by the "Investors" (as defined in the 2016 Plan) having been disposed of to one or more independent third parties. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 18:01 UTC |
FRANKLIN MUTUAL ADVISERS LLCDirector · 10% owner
|
SaleCommon Stock | 4,237 | $20.46 | $86,674.19 |
DisclosureSEC source: 0001225208-17-017727 · doc4.xml · nonDerivative · entry 1 FRANKLIN MUTUAL ADVISERS LLC · CIK 0001023875 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,628,337 F1 · ownership.nature: See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 20:11 UTC |
Williams Stephen D.Director
|
SaleCommon Stock | 18,742 | $28.00 | $524,776.00 |
DisclosureSEC source: 0000899243-17-026577 · doc4.xml · nonDerivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.83 to $28.10, inclusive. The reporting person undertakes to provide to Warrior Met Coal, Inc., any security holder of Warrior Met Coal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:59 UTC |
Madden Michael TChief Commercial Officer
|
Tax withholdingCommon Stock | 14,050 | $26.78 | $376,259.00 |
DisclosureSEC source: 0000899243-17-025484 · doc4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,436 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:59 UTC |
Madden Michael TChief Commercial Officer
|
GrantCommon Stock | 46,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025484 · doc4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,486 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Madden's control. Mr. Madden was granted 23,243 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 23,243 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:57 UTC |
Gant Kelli K.See Remarks
|
Tax withholdingCommon Stock | 14,050 | $26.78 | $376,259.00 |
DisclosureSEC source: 0000899243-17-025483 · doc4.xml · nonDerivative · entry 2 Gant Kelli K. · CIK 0001702971 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,436 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:57 UTC |
Gant Kelli K.See Remarks
|
GrantCommon Stock | 46,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025483 · doc4.xml · nonDerivative · entry 1 Gant Kelli K. · CIK 0001702971 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,486 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Ms. Gant's control. Ms. Gant was granted 23,243 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 23,243 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:56 UTC |
Williams Stephen D.Director
|
GrantCommon Stock | 38,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025481 · doc4.xml · nonDerivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,742 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Williams's control. Mr. Williams was granted 14,527 shares and 4,844 shares of restricted stock on April 1, 2016 and February 24, 2017, respectively (the "Tranche B Shares"), under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"). Mr. Williams was also granted 14,527 shares and 4,844 shares of restricted stock on April 1, 2016 and February 24, 2017, respectively (the "Tranche C Shares"), under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:55 UTC |
Boyles Dale WChief Financial Officer
|
Tax withholdingCommon Stock | 8,582 | $26.78 | $229,825.96 |
DisclosureSEC source: 0000899243-17-025479 · doc4.xml · nonDerivative · entry 2 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,796 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:55 UTC |
Boyles Dale WChief Financial Officer
|
GrantCommon Stock | 31,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025479 · doc4.xml · nonDerivative · entry 1 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,378 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Boyles' control. Mr. Boyles was granted 15,689 shares of restricted stock on January 1, 2017 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 15,689 shares of restricted stock on January 1, 2017 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:54 UTC |
Chopin Brian MChief Accounting Officer
|
Tax withholdingCommon Stock | 7,948 | $26.78 | $212,847.44 |
DisclosureSEC source: 0000899243-17-025477 · doc4.xml · nonDerivative · entry 2 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,106 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:54 UTC |
Chopin Brian MChief Accounting Officer
|
GrantCommon Stock | 29,054 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025477 · doc4.xml · nonDerivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,054 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Chopin's control. Mr. Chopin was granted 14,527 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 14,527 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:52 UTC |
Richardson Jack K.Chief Operating Officer
|
Tax withholdingCommon Stock | 27,459 | $26.78 | $735,352.02 |
DisclosureSEC source: 0000899243-17-025475 · doc4.xml · nonDerivative · entry 2 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,991 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:52 UTC |
Richardson Jack K.Chief Operating Officer
|
GrantCommon Stock | 78,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025475 · doc4.xml · nonDerivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,450 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Richardson's control. Mr. Richardson was granted 39,225 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 39,225 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:51 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 60,366 | $26.78 | $1,616,601.48 |
DisclosureSEC source: 0000899243-17-025474 · doc4.xml · nonDerivative · entry 2 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,526 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:51 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
GrantCommon Stock | 156,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025474 · doc4.xml · nonDerivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,892 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Scheller's control. Mr. Scheller was granted 78,446 shares of restricted stock on April 1, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 78,446 shares of restricted stock on April 1, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:20 UTC |
Richardson Jack K.Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 12,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015310 · doc4.xml · derivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,258 Underlying: Common Stock · 12,258 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:20 UTC |
Chopin Brian MSee Remarks
|
GrantRestricted Stock Units · Derivative | 4,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015308 · doc4.xml · derivative · entry 1 Chopin Brian M · CIK 0001642193 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539 Underlying: Common Stock · 4,539 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:19 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 24,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015306 · doc4.xml · derivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,515 Underlying: Common Stock · 24,515 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:19 UTC |
Madden Michael TChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 7,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015305 · doc4.xml · derivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 Underlying: Common Stock · 7,263 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:18 UTC |
Gant Kelli K.See Remarks
|
GrantRestricted Stock Units · Derivative | 7,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015303 · doc4.xml · derivative · entry 1 Gant Kelli K. · CIK 0001702971 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 Underlying: Common Stock · 7,263 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:18 UTC |
Williams Stephen D.Director
|
GrantRestricted Stock Units · Derivative | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015302 · doc4.xml · derivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053 Underlying: Common Stock · 6,053 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:13 UTC |
SCHUMACHER ALAN HDirector
|
PurchaseCommon Stock | 3,000 | $17.99 | $53,970.00 |
DisclosureSEC source: 0000899243-17-014547 · doc4.xml · nonDerivative · entry 1 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 17, 2017 Filed Mar 5, 2019 20:09 UTC |
Richardson Jack K.Chief Operating Officer
|
GrantCommon Stock | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001247524-19-000044 · edgar.xml · nonDerivative · entry 2 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held jointly with son Disclosed balance after: 200 F2 · price: Mr. Richardson's son acquired these shares of common stock, and until recently Mr. Richardson was unaware that the shares were titled jointly in his name. Because this joint titling was unknown to Mr. Richardson, the shares of common stock were not previously reported in Mr. Richardson's Section 16 filings. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:23 UTC |
HARVEY J BRETTDirector
|
GrantRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011283 · doc4.xml · derivative · entry 1 HARVEY J BRETT · CIK 0001241243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Underlying: Common Stock · 4,166 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:21 UTC |
SCHUMACHER ALAN HDirector
|
GrantRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011281 · doc4.xml · derivative · entry 1 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Underlying: Common Stock · 4,166 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary of April 27, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis within ten days following the applicable vesting date. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 20:48 UTC |
Williams Stephen D.Director
|
GrantRestricted Stock Units · Derivative | 13,157 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010539 · doc4.xml · derivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,157 Underlying: Common Stock · 13,157 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and vested as of April 19, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis in a single installment on the earlier to occur of (i) a change of control or (ii) the fifth anniversary of the date of grant. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and vested as of April 19, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis in a single installment on the earlier to occur of (i) a change of control or (ii) the fifth anniversary of the date of grant. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and vested as of April 19, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis in a single installment on the earlier to occur of (i) a change of control or (ii) the fifth anniversary of the date of grant. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 22:02 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings A GP, Ltd.10% owner
Apollo Principal Holdings II GP, LLC10% owner
Apollo Principal Holdings II, L.P.10% owner
Apollo Principal Holdings I GP, LLC10% owner
Apollo Principal Holdings I, L.P.10% owner
APH Holdings, L.P.10% owner
|
SaleCommon Stock | 5,932,545 | $17.81 | $105,673,457.81 |
DisclosureSEC source: 0001104659-17-024949 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,110,015 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 18:00 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 354,746 | $17.81 | $6,318,913.13 |
DisclosureSEC source: 0000899243-17-010749 · doc4.xml · nonDerivative · entry 11 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 604,550 F1 · price: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F12 · ownership.nature: FS Global Credit Opportunities Fund ("FS Fund") directly holds these shares. FS Global Advisor, LLC ("FS Advisor") serves as the investment adviser of FS Fund, and in that respect holds discretionary investment authority for it. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Robert Hoffman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FS Fund. F16 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 18:00 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
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SaleCommon Stock | 551,322 | $17.81 | $9,820,423.13 |
DisclosureSEC source: 0000899243-17-010749 · doc4.xml · nonDerivative · entry 10 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 939,550 F1 · price: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F11 · ownership.nature: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities. F13 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F15 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.