Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WARRIOR MET COAL, INC.HCC · Entity 3831 | Chief Commercial Officer | June 01, 2018 | June 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WARRIOR MET COAL, INC.
Report date June 01, 2018 · Filed June 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,222 |
Last balance in matching sequence
After 2018-06-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-06-01 · Exercise / conversion · Acquired 2,420 · Balance 22,933 F1: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis. F2: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Row 2 · 2018-06-01 · Tax withholding · Disposed 711 · Balance 22,222 F3: Represents the withholding of shares for tax purposes. F2: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,843 |
Reported balance
After 2018-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-01 · Exercise / conversion · Disposed 2,420 · Balance 4,843 F4: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,691 |
Reported balance
Holding disclosure · report date 2018-06-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,691 F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis.
F2: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.
F3: Represents the withholding of shares for tax purposes.
F4: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned.
F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 19:12 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 2,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019985 · form4.xml · derivative · entry 3 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,843 Underlying: Common Stock · 2,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F4 · derivative.exercise_date: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F4 · derivative.expiration_date: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:12 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Tax withholdingCommon Stock | 711 | $28.38 | $20,178.18 |
DisclosureSEC source: 0001127602-18-019985 · form4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 F3 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:12 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 2,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019985 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:29 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Tax withholdingCommon Stock | 3,008 | $26.45 | $79,561.60 |
DisclosureSEC source: 0001127602-18-017382 · form4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,235 F3 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:29 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantCommon Stock | 9,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017382 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,243 F1 · price: Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted 23,243 shares of restricted stock on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, 9,296 of which vested on May 10, 2018. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:52 UTC Amendment | WARRIOR MET COAL, INC. HCC · Entity 3831 | Tax withholdingCommon Stock | 2,730 | $26.45 | $72,208.50 |
DisclosureSEC source: 0001127602-18-019314 · form4a.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,513 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 18:31 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | SaleCommon Stock | 90 | $29.05 | $2,614.50 |
DisclosureSEC source: 0001127602-18-011802 · form4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017, which plan became effective January 8, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:31 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | SaleCommon Stock | 32,346 | $28.96 | $936,740.16 |
DisclosureSEC source: 0001127602-18-011802 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017, which plan became effective January 8, 2018. F2 · price: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $28.72 to $29.13. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:53 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 2,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010519 · form4.xml · derivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691 Underlying: Common Stock · 2,691 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:59 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Tax withholdingCommon Stock | 14,050 | $26.78 | $376,259.00 |
DisclosureSEC source: 0000899243-17-025484 · doc4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,436 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 01:59 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantCommon Stock | 46,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025484 · doc4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,486 F1 · kind: Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Madden's control. Mr. Madden was granted 23,243 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 23,243 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:19 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 7,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015305 · doc4.xml · derivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 Underlying: Common Stock · 7,263 shares Expires not disclosed F1 · derivative.exercise_price: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.exercise_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F1 · derivative.expiration_date: All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.