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Nasdaq · USD

HCAT

Health Catalyst, Inc.

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1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2023 Filed Sep 6, 2023 20:48 UTC
Bickmore Anne MarieCOO and Chief Product Officer
Tax withholdingCommon Stock 1,682 $11.78 $19,808.07
Disclosure

SEC source: 0001562180-23-006767 · primarydocument.xml · nonDerivative · entry 1

Bickmore Anne Marie · CIK 0001972100 · COO and Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,834

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:46 UTC
Freeman Kevin LeeChief Commercial Officer
Tax withholdingCommon Stock 8,460 $11.78 $99,629.19
Disclosure

SEC source: 0001562180-23-006762 · primarydocument.xml · nonDerivative · entry 1

Freeman Kevin Lee · CIK 0001945797 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,731

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:47 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 1,484 $11.78 $17,476.33
Disclosure

SEC source: 0001562180-23-006764 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,052

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:48 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 7,103 $11.78 $83,648.48
Disclosure

SEC source: 0001562180-23-006766 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904,901

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:48 UTC
Landry BenjaminGeneral Counsel
Tax withholdingCommon Stock 500 $11.78 $5,888.25
Disclosure

SEC source: 0001562180-23-006768 · primarydocument.xml · nonDerivative · entry 1

Landry Benjamin · CIK 0001975281 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,344

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:47 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 929 $11.78 $10,940.37
Disclosure

SEC source: 0001562180-23-006763 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,139

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:29 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 737 $11.90 $8,770.30
Disclosure

SEC source: 0001562180-23-006563 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,536

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 23, 2023 in accordance with Rule 10b5-1.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 20:05 UTC
Landry BenjaminGeneral Counsel
SaleCommon Stock 1,179 $11.14 $13,134.06
Disclosure

SEC source: 0001562180-23-005850 · primarydocument.xml · nonDerivative · entry 1

Landry Benjamin · CIK 0001975281 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,844

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on September 13, 2022 in accordance with Rule 10b5-1.

F2 · balance_after: Includes 1,179 shares purchased under the Issuer's employee stock purchase plan on June 30, 2023.

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June 14, 2023 Filed Jun 16, 2023 17:19 UTC
KANE JOHN ADirector
GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005295 · primarydocument.xml · nonDerivative · entry 2

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,188

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

F3 · balance_after: Excludes 3,493 shares that were previously reported as held by the Reporting Person due to an inadvertent administrative error.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:19 UTC
KANE JOHN ADirector
GrantCommon Stock 10,048 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005295 · primarydocument.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,176

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:19 UTC GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005294 · primarydocument.xml · nonDerivative · entry 2

Gallagher Duncan · CIK 0001780880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,716

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:19 UTC GrantCommon Stock 5,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005294 · primarydocument.xml · nonDerivative · entry 1

Gallagher Duncan · CIK 0001780880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,211

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:20 UTC GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005298 · primarydocument.xml · nonDerivative · entry 2

Smith S. Dawn · CIK 0001473973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,654

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:20 UTC GrantCommon Stock 5,359 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005298 · primarydocument.xml · nonDerivative · entry 1

Smith S. Dawn · CIK 0001473973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,149

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:20 UTC GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005299 · primarydocument.xml · nonDerivative · entry 2

TEMPLETON MARK B · CIK 0001201938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:20 UTC GrantCommon Stock 5,359 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005299 · primarydocument.xml · nonDerivative · entry 1

TEMPLETON MARK B · CIK 0001201938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,855

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:20 UTC GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005297 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,273

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:20 UTC GrantCommon Stock 5,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005297 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,768

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:19 UTC GrantCommon Stock 5,136 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005296 · primarydocument.xml · nonDerivative · entry 2

Larson-Green Julie · CIK 0001796545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,431

F2 · shares: Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on each of September 1, 2023, December 1, 2023, March 1, 2024 and June 1, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:19 UTC GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005296 · primarydocument.xml · nonDerivative · entry 1

Larson-Green Julie · CIK 0001796545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,295

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:26 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 2,370 $11.84 $28,060.80
Disclosure

SEC source: 0001562180-23-004993 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,068

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2022 in accordance with Rule 10b5-1.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:26 UTC
Landry BenjaminGeneral Counsel
SaleCommon Stock 1,078 $11.84 $12,763.52
Disclosure

SEC source: 0001562180-23-004992 · primarydocument.xml · nonDerivative · entry 1

Landry Benjamin · CIK 0001975281 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,844

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on September 13, 2022 in accordance with Rule 10b5-1.

Read SEC document
June 05, 2023 Filed Jun 5, 2023 19:31 UTC
Hunt Bryan TrumanChief Financial Officer
SaleCommon Stock 650 $12.00 $7,800.00
Disclosure

SEC source: 0001562180-23-004855 · primarydocument.xml · nonDerivative · entry 2

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,668

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 on September 15, 2022.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:31 UTC
Hunt Bryan TrumanChief Financial Officer
Tax withholdingCommon Stock 4,433 $11.24 $49,822.49
Disclosure

SEC source: 0001562180-23-004855 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,318

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 10,925 shares held by the Reporting Person that were not previously reported due to inadvertent administrative oversight.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:31 UTC
Bickmore Anne MarieCOO and Chief Product Officer
Tax withholdingCommon Stock 1,755 $11.24 $19,724.45
Disclosure

SEC source: 0001562180-23-004857 · primarydocument.xml · nonDerivative · entry 1

Bickmore Anne Marie · CIK 0001972100 · COO and Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,516

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:32 UTC
Freeman Kevin LeeChief Commercial Officer
Tax withholdingCommon Stock 1,038 $11.24 $11,666.08
Disclosure

SEC source: 0001562180-23-004860 · primarydocument.xml · nonDerivative · entry 1

Freeman Kevin Lee · CIK 0001945797 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,191

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Excludes 700 shares that were previously reported as held by the Reporting Person due to an inadvertent administrative error.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:32 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 1,548 $11.24 $17,397.97
Disclosure

SEC source: 0001562180-23-004861 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,273

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 3,510 shares held by the Reporting Person that were not previously reported due to an inadvertent administrative error.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:31 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 7,411 $11.24 $83,292.23
Disclosure

SEC source: 0001562180-23-004859 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,004

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:31 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 1,066 $11.24 $11,980.77
Disclosure

SEC source: 0001562180-23-004858 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,438

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 8,181 shares held by the Reporting Person that were not previously reported due to an inadvertent administrative error.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:31 UTC
Landry BenjaminGeneral Counsel
Tax withholdingCommon Stock 577 $11.24 $6,484.90
Disclosure

SEC source: 0001562180-23-004856 · primarydocument.xml · nonDerivative · entry 1

Landry Benjamin · CIK 0001975281 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,922

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 12, 2023 Filed May 12, 2023 16:16 UTC
Burton Daniel D.Director · Chief Executive Officer
PurchaseCommon Stock 49,050 $10.19 $499,593.87
Disclosure

SEC source: 0001562180-23-004087 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,415

Read SEC document
May 03, 2023 Filed May 4, 2023 16:33 UTC
Bickmore Anne MarieCOO and Chief Product Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003934 · primarydocument.xml · nonDerivative · entry 1

Bickmore Anne Marie · CIK 0001972100 · COO and Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,271

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2023 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
May 03, 2023 Filed May 4, 2023 21:03 UTC
Landry BenjaminGeneral Counsel
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003936 · primarydocument.xml · nonDerivative · entry 1

Landry Benjamin · CIK 0001975281 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,499

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2023 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 21:56 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001562180-23-003116 · primarydocument.xml · derivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 50,000 shares underlying the options vested in an annual installment on July 1, 2014 and the remaining balance vested in equal monthly installments until the option vested in full on July 1, 2017.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 21:56 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 50,000 $4.42 $221,000.00
Disclosure

SEC source: 0001562180-23-003116 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 16:30 UTC
Hunt Bryan TrumanChief Financial Officer
SaleCommon Stock 760 $14.34 $10,898.40
Disclosure

SEC source: 0001562180-23-002570 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,826

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:30 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 2,967 $14.23 $42,229.31
Disclosure

SEC source: 0001562180-23-002571 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,323

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Hunt Bryan TrumanChief Financial Officer
Tax withholdingCommon Stock 3,351 $14.29 $47,881.10
Disclosure

SEC source: 0001562180-23-002426 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,586

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Freeman Kevin LeeChief Commercial Officer
GrantCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002427 · primarydocument.xml · nonDerivative · entry 3

Freeman Kevin Lee · CIK 0001945797 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,929

F3 · shares: Represents an award of 1,264 PRSUs pursuant to the 2019 Plan. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan and Issuer's satisfaction of certain performance criteria for the fiscal year ended December 31, 2022, 25% of the PRSUs noted above vested on March 1, 2023 and, thereafter, the remaining 75% of the PRSUs will vest in 12 equal quarterly installments.

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March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Freeman Kevin LeeChief Commercial Officer
GrantCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002427 · primarydocument.xml · nonDerivative · entry 2

Freeman Kevin Lee · CIK 0001945797 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,665

F2 · shares: Represents an award of 1,819 performance-based restricted units ("PRSUs") pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan and Issuer's satisfaction of certain performance criteria for the fiscal year ended December 31, 2022, the PRSUs noted above vested on March 1, 2023.

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March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Freeman Kevin LeeChief Commercial Officer
Tax withholdingCommon Stock 1,569 $14.29 $22,418.81
Disclosure

SEC source: 0001562180-23-002427 · primarydocument.xml · nonDerivative · entry 1

Freeman Kevin Lee · CIK 0001945797 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,846

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 22:09 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 1,734 $14.29 $24,776.43
Disclosure

SEC source: 0001562180-23-002425 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,311

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 7,717 $14.29 $110,265.13
Disclosure

SEC source: 0001562180-23-002430 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,365

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 17:08 UTC
Orenstein Daniel H.General Counsel
Tax withholdingCommon Stock 2,186 $14.29 $31,234.88
Disclosure

SEC source: 0001562180-23-002424 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,097

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 22:09 UTC
Horstmeier PaulChief Operating Officer
Tax withholdingCommon Stock 4,464 $14.29 $63,784.31
Disclosure

SEC source: 0001562180-23-002429 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,880

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 22:09 UTC
Alger JasonChief Accounting Officer
GrantCommon Stock 1,142 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002428 · primarydocument.xml · nonDerivative · entry 2

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,290

F2 · shares: Represents an award of 1,142 performance-based restricted units ("PRSUs") pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan and Issuer's satisfaction of certain performance criteria for the fiscal year ended December 31, 2022, the PRSUs noted above vested on March 1, 2023.

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March 01, 2023 Filed Mar 3, 2023 22:09 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 1,614 $14.29 $23,061.80
Disclosure

SEC source: 0001562180-23-002428 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,148

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 22, 2023 Filed Feb 24, 2023 16:10 UTC
Hunt Bryan TrumanChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001830 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,937

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2023 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

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February 22, 2023 Filed Feb 24, 2023 21:10 UTC
Llewelyn LindaChief People Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001831 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,045

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2023 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

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February 22, 2023 Filed Feb 24, 2023 16:10 UTC
Orenstein Daniel H.General Counsel
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001828 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,283

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2023 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.