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Horstmeier Paul

Disclosed activity across 1 company

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115168
SEC CIK
0001780978

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Health Catalyst, Inc.HCAT · Entity 1565Chief Operating OfficerMarch 22, 2023March 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Health Catalyst, Inc.

Report date March 22, 2023 · Filed March 24, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect204,880 Reported balance After 2023-03-22 transaction · row 1
1 source row

Row 1 · 2023-03-22 · Exercise / conversion · Acquired 50,000 · Balance 204,880

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.42 · Expires 2023-07-01Direct0 Reported balance After 2023-03-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-22 · Exercise / conversion · Disposed 50,000 · Balance 0

F1: 25% of the 50,000 shares underlying the options vested in an annual installment on July 1, 2014 and the remaining balance vested in equal monthly installments until the option vested in full on July 1, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the 50,000 shares underlying the options vested in an annual installment on July 1, 2014 and the remaining balance vested in equal monthly installments until the option vested in full on July 1, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2023 Filed Mar 24, 2023 21:56 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001562180-23-003116 · primarydocument.xml · derivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 50,000 shares underlying the options vested in an annual installment on July 1, 2014 and the remaining balance vested in equal monthly installments until the option vested in full on July 1, 2017.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 21:56 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 50,000 $4.42 $221,000.00
Disclosure

SEC source: 0001562180-23-003116 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:09 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 4,464 $14.29 $63,784.31
Disclosure

SEC source: 0001562180-23-002429 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,880

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:38 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 15,561 $10.65 $165,719.98
Disclosure

SEC source: 0001562180-22-008050 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,344

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:10 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 2,869 $11.61 $33,294.75
Disclosure

SEC source: 0001562180-22-006489 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,905

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:46 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 89 $14.95 $1,330.75
Disclosure

SEC source: 0001562180-22-004814 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,774

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $14.91 to $15.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:46 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 2,453 $14.24 $34,923.61
Disclosure

SEC source: 0001562180-22-004814 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,863

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $13.91 to $14.90 per share, inclusive.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 521 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · derivative · entry 7

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,474

Underlying: Common Stock · 521 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 18,995 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 520 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728

Underlying: Common Stock · 520 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 4,167 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,402

Underlying: Common Stock · 4,167 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 5,208 $25.16 $131,045.26
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,316

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 521 $10.80 $5,626.80
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 4,167 $15.84 $66,005.28
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 15, 2022 00:45 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 520 $15.84 $8,236.80
Disclosure

SEC source: 0001562180-22-003409 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 521 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,248

Underlying: Common Stock · 521 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,569

Underlying: Common Stock · 4,166 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 201 $26.02 $5,229.06
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,834

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $26.00 to $26.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 23,008 $25.30 $582,056.38
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,035

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.00 to $25.96, inclusive.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 4,166 $15.84 $65,989.44
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 23:51 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 521 $15.84 $8,252.64
Disclosure

SEC source: 0001562180-22-002559 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 521 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,248

Underlying: Common Stock · 521 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,569

Underlying: Common Stock · 4,166 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 201 $26.02 $5,229.06
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,316

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $26.00 to $26.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (3) and (4).

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 20,526 $25.32 $519,664.95
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,517

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.

F2 · shares: Due to a technical and administrative error, the original Form 4, filed on March 11, 2022, incorrectly included the sale of 2,482 shares of Common Stock by the Reporting Person that did not occur and was duplicative of the sale of such 2,482 shares of Common Stock that were previously reported.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.00 to $25.96, inclusive.

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 4,166 $15.84 $65,989.44
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Apr 8, 2022 21:36 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 521 $15.84 $8,252.64
Disclosure

SEC source: 0001562180-22-003346 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 00:36 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 491 $26.69 $13,105.43
Disclosure

SEC source: 0001562180-22-002342 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,356

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $25.29 to $27.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (4).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:36 UTC Health Catalyst, Inc. HCAT · Entity 1565 GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002342 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,847

F3 · shares: Represents an award of 3,164 performance-based restricted units ("PRSUs") pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan and Issuer's satisfaction of certain performance criteria for the fiscal year ended December 31, 2021, the PRSUs noted above vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:36 UTC Health Catalyst, Inc. HCAT · Entity 1565 Tax withholdingCommon Stock 3,015 $26.63 $80,291.56
Disclosure

SEC source: 0001562180-22-002342 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,683

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $26.23 to $27.44 per share, inclusive.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 02:23 UTC Health Catalyst, Inc. HCAT · Entity 1565 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002017 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,698

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2022 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 6,584 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,527

Underlying: Common Stock · 6,584 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 28,111 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on October 28, 2019.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,735

Underlying: Common Stock · 4,166 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 3,477 $29.38 $102,154.26
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,698

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $29.25 to $29.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 7,273 $28.97 $210,691.54
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,175

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $28.24 to $29.23 per share, inclusive.

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February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 6,584 $10.30 $67,815.20
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 07, 2022 Filed Feb 9, 2022 23:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 4,166 $15.84 $65,989.44
Disclosure

SEC source: 0001562180-22-001283 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 4,127 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · derivative · entry 7

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Underlying: Common Stock · 4,127 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionStock Option (Right to Buy) · Derivative 6,623 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,769

Underlying: Common Stock · 6,623 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 1,496 $38.04 $56,903.20
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · nonDerivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,698

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $37.72 to $38.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 4,999 $37.15 $185,736.35
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,194

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $36.72 to $37.71, inclusive.

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 4,255 $35.89 $152,706.84
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,193

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.61 to $36.52, inclusive.

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January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 6,623 $15.84 $104,908.32
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 02:07 UTC Health Catalyst, Inc. HCAT · Entity 1565 Exercise / conversionCommon Stock 4,127 $15.84 $65,371.68
Disclosure

SEC source: 0001562180-22-000328 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:42 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 400 $40.61 $16,244.00
Disclosure

SEC source: 0001562180-21-007617 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,635

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $40.58 to $40.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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December 07, 2021 Filed Dec 9, 2021 23:42 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 2,082 $39.97 $83,215.04
Disclosure

SEC source: 0001562180-21-007617 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,035

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $39.46 to $40.42 per share, inclusive.

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December 07, 2021 Filed Dec 29, 2021 22:19 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 400 $40.61 $16,244.00
Disclosure

SEC source: 0001562180-21-007901 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,698

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $40.58 to $40.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
December 07, 2021 Filed Dec 29, 2021 22:19 UTC Amendment Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 2,082 $39.97 $83,215.04
Disclosure

SEC source: 0001562180-21-007901 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,098

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $39.46 to $40.42 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:13 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 2,789 $39.89 $111,249.86
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,117

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $39.66 to $40.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) through (6).

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December 06, 2021 Filed Dec 7, 2021 21:13 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 2,674 $38.76 $103,644.24
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,906

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $38.47 to $39.24 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:13 UTC Health Catalyst, Inc. HCAT · Entity 1565 SaleCommon Stock 600 $37.97 $22,780.02
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,580

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $37.47 to $38.43 per share, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.