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HASI

HA Sustainable Infrastructure Capital, Inc.

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Tapewire entity
3894
SEC CIK
0001561894
Parsed reports
404

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Jan 4, 2017 21:31 UTC Tax withholdingCommon stock, par value $0.01 per share 8,291 $19.04 $157,860.64
Disclosure

SEC source: 0000899243-17-000245 · doc4.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,537

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 16,408 shares of Common Stock.

F2 · price: Represents the opening price of the Common Stock on December 30, 2016.

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December 31, 2016 Filed Jan 4, 2017 21:30 UTC Tax withholdingCommon stock, par value $0.01 per share 10,741 $19.04 $204,508.64
Disclosure

SEC source: 0000899243-17-000242 · doc4.xml · nonDerivative · entry 1

Wooten M Rhem · CIK 0001574205 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,512

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 21,255 shares of Common Stock.

F2 · price: Represents the opening price of the Common Stock on December 30, 2016.

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December 15, 2016 Filed Dec 15, 2016 22:53 UTC PurchaseCommon stock, par value $0.01 per share 5,000 $18.87 $94,350.00
Disclosure

SEC source: 0000899243-16-035644 · doc4.xml · nonDerivative · entry 1

OSGOOD STEVEN G · CIK 0001306273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,454

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December 01, 2016 Filed Dec 2, 2016 21:41 UTC
Eckel JeffreyDirector · President and CEO
PurchaseCommon stock, par value $0.01 per share 200 $19.05 $3,810.00
Disclosure

SEC source: 0000899243-16-034844 · doc4.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,318

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November 17, 2016 Filed Nov 18, 2016 23:13 UTC
Wooten M RhemExecutive Vice President
PurchaseCommon stock, par value $0.01 per share 800 $20.25 $16,200.00
Disclosure

SEC source: 0000899243-16-033940 · doc4.xml · nonDerivative · entry 2

Wooten M Rhem · CIK 0001574205 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 28,855

F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

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November 16, 2016 Filed Nov 18, 2016 22:28 UTC SaleCommon stock, par value $0.01 per share 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0000899243-16-033913 · doc4.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,828

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated September 7, 2016.

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November 10, 2016 Filed Nov 14, 2016 21:58 UTC GiftCommon stock, par value $0.01 per share 4,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-033338 · doc4.xml · nonDerivative · entry 2

Herron J Brendan · CIK 0001574220 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,863

F3 · kind: This charitable gift was effected pursuant to the Plan.

F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

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November 10, 2016 Filed Nov 14, 2016 21:58 UTC SaleCommon stock, par value $0.01 per share 13,812 $19.51 $269,472.12
Disclosure

SEC source: 0000899243-16-033338 · doc4.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,863

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 18, 2016 (the "Plan").

F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

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November 10, 2016 Filed Nov 14, 2016 21:34 UTC
Cirilli MarkDirector
PurchaseCommon stock, par value $0.01 per share 5,000 $19.33 $96,650.00
Disclosure

SEC source: 0000899243-16-033330 · doc4.xml · nonDerivative · entry 1

Cirilli Mark · CIK 0001574208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,565

F1 · shares: The shares of Common Stock are held jointly by the reporting person and his spouse.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.30 to $19.40, inclusive on November 10, 2016. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 09, 2016 Filed Nov 10, 2016 21:50 UTC
Eckel JeffreyDirector · President and CEO
PurchaseCommon stock, par value $0.01 per share 1,000 $19.35 $19,350.00
Disclosure

SEC source: 0000899243-16-033190 · doc4.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 15,460

F1 · balance_after: These shares are held by Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

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November 04, 2016 Filed Nov 7, 2016 22:38 UTC
Eckel JeffreyDirector · President and CEO
PurchaseCommon stock, par value $0.01 per share 5,000 $19.78 $98,900.00
Disclosure

SEC source: 0000899243-16-032848 · doc4.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 14,460

F1 · balance_after: These shares are held by Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

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November 04, 2016 Filed Apr 11, 2017 22:21 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009967 · doc4.xml · nonDerivative · entry 2

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By grandson

Disclosed balance after: 1,520

F1 · date: The transaction reported on this line is being reported late due to an inadvertent administrative oversight.

F3 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 50 shares previously reported on a Form 4 dated March 13, 2017, as acquired and owned directly due to an inadvertent administrative oversight.

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November 04, 2016 Filed Apr 11, 2017 22:21 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009967 · doc4.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,952

F1 · date: The transaction reported on this line is being reported late due to an inadvertent administrative oversight.

F2 · balance_after: Excludes 525,895 shares previously reported as owned directly; this was an inadvertent administrative oversight as these shares are held by the Jeffrey W. Eckel Revocable Trust, as referred to in the third row of this Form 4. Also, excludes 2,800 shares previously reported on a Form 4, dated March 13, 2017, as acquired and owned directly; this was an inadvertent administrative oversight, as 50 of these shares were acquired by the reporting person as custodian for his grandson under the Uniform Gifts to Minors Act, as referred to in the second row of this Form 4, and the remaining 2,750 of these shares were acquired by the Jeffrey W. Eckel Revocable Trust, as referred to in the third row of this Form 4.

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June 06, 2016 Filed Nov 18, 2016 23:13 UTC
Wooten M RhemExecutive Vice President
PurchaseCommon stock, par value $0.01 per share 400 $20.79 $8,316.00
Disclosure

SEC source: 0000899243-16-033940 · doc4.xml · nonDerivative · entry 1

Wooten M Rhem · CIK 0001574205 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 28,055

F1 · date: The transaction reported on this line is being reported late due to an inadvertent administrative oversight.

F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

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March 15, 2015 Filed Mar 17, 2017 21:12 UTC GrantCommon stock, par value $0.01 per share 3,426 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008020 · doc4.xml · nonDerivative · entry 1

Brenner Teresa · CIK 0001671844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,959

F1 · price: On March 15, 2017, the reporting person was granted 3,426 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended. The shares vest on March 5, 2019.

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January 09, 2015 Filed Feb 25, 2020 00:36 UTC PurchaseCommon stock, par value $0.01 per share 186.432 $14.17 $2,641.74
Disclosure

SEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 3

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 10,345.206

F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan.

F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

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October 09, 2014 Filed Feb 25, 2020 00:36 UTC PurchaseCommon stock, par value $0.01 per share 158.774 $13.86 $2,200.61
Disclosure

SEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 2

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 10,158.774

F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan.

F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.