Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HA Sustainable Infrastructure Capital, Inc.
Report date May 09, 2018 · Filed May 11, 2018
Section 16 reporting ended · disclosed 2018-05-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 228,318 |
Reported balance
After 2018-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-09 · Tax withholding · Disposed 63,822 · Balance 228,318 F1: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 131,594 shares of Common Stock. F2: Represents the closing price of the Common Stock on May 9, 2018. F3: In a prior Form 4, dated March 17, 2017, the reporting person reported for informational purposes an award of up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Company's 2013 Equity Incentive Plan, as amended, which represented the right to receive one share of Common Stock for each RSU at vesting. As then disclosed, the number of RSUs to be awarded ranged from zero to 39,000 based on the Company's performance relative to the return targets, and the amount reported assumed the reporting person receives the maximum possible grant. The reporting person retired as an officer of the Company, effective on April 30, 2018. On May 9, 2018, following his retirement and execution and effectiveness of the waiver provisions under a letter agreement between the Company and the reporting person, 19,500 of those previously reported RSUs were awarded to the reporting person and converted into fully vested Common Stock at a 1-to-1 ratio. F4: The reporting person's beneficial ownership amount excludes the 19,500 RSUs that will not be awarded to the reporting person and will not vest and convert into fully vested Common Stock. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 29,345 |
Reported balance
Holding disclosure · report date 2018-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,345 F5: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 131,594 shares of Common Stock.
F2: Represents the closing price of the Common Stock on May 9, 2018.
F3: In a prior Form 4, dated March 17, 2017, the reporting person reported for informational purposes an award of up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Company's 2013 Equity Incentive Plan, as amended, which represented the right to receive one share of Common Stock for each RSU at vesting. As then disclosed, the number of RSUs to be awarded ranged from zero to 39,000 based on the Company's performance relative to the return targets, and the amount reported assumed the reporting person receives the maximum possible grant. The reporting person retired as an officer of the Company, effective on April 30, 2018. On May 9, 2018, following his retirement and execution and effectiveness of the waiver provisions under a letter agreement between the Company and the reporting person, 19,500 of those previously reported RSUs were awarded to the reporting person and converted into fully vested Common Stock at a 1-to-1 ratio.
F4: The reporting person's beneficial ownership amount excludes the 19,500 RSUs that will not be awarded to the reporting person and will not vest and convert into fully vested Common Stock.
F5: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 11, 2018 20:43 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 63,822 | $19.08 | $1,217,723.76 |
DisclosureSEC source: 0001561894-18-000066 · wf-form4_152607134693597.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,318 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 131,594 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 9, 2018. F3 · balance_after: In a prior Form 4, dated March 17, 2017, the reporting person reported for informational purposes an award of up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Company's 2013 Equity Incentive Plan, as amended, which represented the right to receive one share of Common Stock for each RSU at vesting. As then disclosed, the number of RSUs to be awarded ranged from zero to 39,000 based on the Company's performance relative to the return targets, and the amount reported assumed the reporting person receives the maximum possible grant. The reporting person retired as an officer of the Company, effective on April 30, 2018. On May 9, 2018, following his retirement and execution and effectiveness of the waiver provisions under a letter agreement between the Company and the reporting person, 19,500 of those previously reported RSUs were awarded to the reporting person and converted into fully vested Common Stock at a 1-to-1 ratio. F4 · balance_after: The reporting person's beneficial ownership amount excludes the 19,500 RSUs that will not be awarded to the reporting person and will not vest and convert into fully vested Common Stock. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:47 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 18,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000045 · wf-form4_152305121208635.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,640 F1 · price: On April 4, 2018, the reporting person was granted 18,165 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 3,116 | $18.36 | $57,209.76 |
DisclosureSEC source: 0001561894-18-000024 · wf-form4_152149140812522.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,475 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 6,500 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 15, 2018. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 22:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 8,290 | $18.02 | $149,385.80 |
DisclosureSEC source: 0001561894-18-000011 · wf-form4_152054817887497.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,591 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 18,507 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2018. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:13 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 5,020 | $21.35 | $107,177.00 |
DisclosureSEC source: 0000899243-17-010921 · doc4.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,881 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,929 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on April 21, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008024 · doc4.xml · nonDerivative · entry 3 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,901 F3 · price: On March 15, 2017, the reporting person was awarded up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 39,000 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008024 · doc4.xml · nonDerivative · entry 2 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,901 F2 · price: On March 15, 2017, the reporting person was granted 19,500 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 13,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008024 · doc4.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,401 F1 · price: On March 15, 2017, the reporting person was granted 13,889 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:32 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 490 | $20.00 | $9,800.00 |
DisclosureSEC source: 0000899243-17-006373 · doc4.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 29,345 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.00 to $20.01, inclusive on March 2, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 10,741 | $19.04 | $204,508.64 |
DisclosureSEC source: 0000899243-17-000242 · doc4.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,512 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 21,255 shares of Common Stock. F2 · price: Represents the opening price of the Common Stock on December 30, 2016. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 23:13 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 800 | $20.25 | $16,200.00 |
DisclosureSEC source: 0000899243-16-033940 · doc4.xml · nonDerivative · entry 2 Wooten M Rhem · CIK 0001574205 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 28,855 F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| June 06, 2016 Filed Nov 18, 2016 23:13 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 400 | $20.79 | $8,316.00 |
DisclosureSEC source: 0000899243-16-033940 · doc4.xml · nonDerivative · entry 1 Wooten M Rhem · CIK 0001574205 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 28,055 F1 · date: The transaction reported on this line is being reported late due to an inadvertent administrative oversight. F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.