Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,374 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 2,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 2,997 | $11.87 | $35,574.39 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,137 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 1,671 | $11.87 | $19,834.77 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,443 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 1,449 | $11.13 | $16,127.37 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,942 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC |
PACE BRANDONGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 9 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,857 Underlying: Common Stock · 7,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 8 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,628 Underlying: Common Stock · 9,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,085 Underlying: Common Stock · 13,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 3,943 | $11.87 | $46,803.41 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,791 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 4,912 | $11.87 | $58,305.44 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,246 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 9,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 7,065 | $11.13 | $78,633.45 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,830 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 19:32 UTC |
Kay ValerieChief Capital Officer
|
SaleCommon Stock | 1,900 | $12.30 | $23,370.00 |
DisclosureSEC source: 0001127602-20-008031 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,637 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 24, 2020 Filed Feb 28, 2020 02:12 UTC |
Momen RonnieChief Lending Officer
|
GiftCommon Stock | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,270 F1 · shares: Transaction represents the transfer of 2,348 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 22:37 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005755 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,807 Underlying: Common Stock · 17,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| February 12, 2020 Filed Feb 14, 2020 22:37 UTC | Tax withholdingCommon Stock | 9,376 | $13.37 | $125,357.12 |
DisclosureSEC source: 0001127602-20-005755 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,368 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| February 12, 2020 Filed Feb 14, 2020 22:37 UTC | Exercise / conversionCommon Stock | 17,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005755 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| January 17, 2020 Filed Jan 18, 2020 02:03 UTC | Exercise / conversionStock Option (right to buy) · Derivative | 140,873 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001127602-20-001970 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,873 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
|
| January 17, 2020 Filed Jan 18, 2020 02:03 UTC | Tax withholdingCommon Stock | 5,817 | $12.72 | $73,992.24 |
DisclosureSEC source: 0001127602-20-001970 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,937 Read SEC document |
|
| January 17, 2020 Filed Jan 18, 2020 02:03 UTC | Exercise / conversionCommon Stock | 140,873 | $0.51 | $72,197.41 |
DisclosureSEC source: 0001127602-20-001970 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| January 09, 2020 Filed Jan 10, 2020 20:13 UTC |
Kay ValerieChief Capital Officer
|
SaleCommon Stock | 1,900 | $12.04 | $22,876.00 |
DisclosureSEC source: 0001127602-20-001420 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,537 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:22 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000886 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. The RSUs vested as to 50% of the total shares on each vest date January 1, 2019 and January 1, 2020. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
|
| January 01, 2020 Filed Jan 3, 2020 23:22 UTC | Tax withholdingCommon Stock | 12,659 | $12.62 | $159,756.58 |
DisclosureSEC source: 0001127602-20-000886 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,881 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| January 01, 2020 Filed Jan 3, 2020 23:22 UTC | Exercise / conversionCommon Stock | 22,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000886 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| December 19, 2019 Filed Dec 20, 2019 22:54 UTC | Exercise / conversionStock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001127602-19-035686 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,873 Underlying: Common Stock · 23,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
|
| December 19, 2019 Filed Dec 20, 2019 22:54 UTC | Tax withholdingCommon Stock | 957 | $12.31 | $11,780.67 |
DisclosureSEC source: 0001127602-19-035686 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,696 Read SEC document |
|
| December 19, 2019 Filed Dec 20, 2019 22:54 UTC | Exercise / conversionCommon Stock | 23,000 | $0.51 | $11,787.50 |
DisclosureSEC source: 0001127602-19-035686 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The option is fully vested and exercisable. Read SEC document |
|
| December 11, 2019 Filed Dec 13, 2019 18:43 UTC |
Kay ValerieChief Capital Officer
|
SaleCommon Stock | 1,900 | $12.92 | $24,548.00 |
DisclosureSEC source: 0001127602-19-034955 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,437 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · derivative · entry 12 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,407 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · derivative · entry 11 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,331 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · derivative · entry 10 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,214 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · derivative · entry 9 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,940 Underlying: Common Stock · 4,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 2,403 | $13.08 | $31,431.24 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 8 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,337 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 3,874 | $13.08 | $50,671.92 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,247 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 1,322 | $13.59 | $17,965.98 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,888 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 2,549 | $13.59 | $34,640.91 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,751 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 18:00 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033828 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:13 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033838 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,151 Underlying: Common Stock · 2,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:13 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033838 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,904 Underlying: Common Stock · 3,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:13 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033838 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,276 Underlying: Common Stock · 4,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:13 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 1,177 | $13.08 | $15,395.16 |
DisclosureSEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,221 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:13 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 2,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.