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Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2025 Filed Dec 23, 2025 16:42 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 1,333 $20.02 $26,681.06
Disclosure

SEC source: 0001409970-25-000103 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 367,026

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $20.00 to $20.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 17:04 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $18.83 $100,435.32
Disclosure

SEC source: 0001409970-25-000101 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,359

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $18.80 to $18.90. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 20:02 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,332 $20.00 $106,640.00
Disclosure

SEC source: 0001409970-25-000099 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,692

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 23:26 UTC
Selleck ErinDirector
SaleCommon Stock 2,390 $19.47 $46,533.30
Disclosure

SEC source: 0001409970-25-000097 · form4.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,377

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · derivative · entry 7

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,052

Underlying: Common Stock · 5,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · derivative · entry 6

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,323

Underlying: Common Stock · 8,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · derivative · entry 5

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,749

Underlying: Common Stock · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 11,514 $16.80 $193,435.20
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · nonDerivative · entry 4

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,024

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 5,006 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · nonDerivative · entry 3

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 8,865 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · nonDerivative · entry 2

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 19:42 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 7,749 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000087 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · derivative · entry 7

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,163

Underlying: Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · derivative · entry 6

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,587

Underlying: Common Stock · 3,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · derivative · entry 5

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,646

Underlying: Common Stock · 5,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 4,304 $16.80 $72,307.20
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,200

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,117 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:49 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,646 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000095 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · derivative · entry 7

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,405

Underlying: Common Stock · 8,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · derivative · entry 6

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,754

Underlying: Common Stock · 13,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,944 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · derivative · entry 5

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,945

Underlying: Common Stock · 14,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 19,245 $16.80 $323,316.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226,965

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 13,151 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:48 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 14,944 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,537

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,640

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,890

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Tax withholdingCommon Stock 5,552 $16.80 $93,273.60
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,280

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · derivative · entry 8

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,578

Underlying: Common Stock · 7,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · derivative · entry 7

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,371

Underlying: Common Stock · 12,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · derivative · entry 6

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,849

Underlying: Common Stock · 10,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Tax withholdingCommon Stock 15,788 $16.80 $265,238.40
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 4

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,592

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 7,508 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 3

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 12,274 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:46 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 10,848 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 18:22 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $17.10 $91,194.30
Disclosure

SEC source: 0001409970-25-000080 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,918

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 23, 2025 Filed Oct 24, 2025 20:36 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 30,000 $19.29 $578,700.00
Disclosure

SEC source: 0001409970-25-000072 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,210,070

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer.

Read SEC document
October 17, 2025 Filed Oct 21, 2025 18:26 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $15.51 $82,733.50
Disclosure

SEC source: 0001409970-25-000067 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,251

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $15.45 to $15.66. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 17, 2025 Filed Sep 17, 2025 18:17 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $17.19 $91,674.27
Disclosure

SEC source: 0001409970-25-000064 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 379,584

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:15 UTC
LaBenne AndrewChief Financial Officer
SaleCommon Stock 20,903 $17.04 $356,164.13
Disclosure

SEC source: 0001409970-25-000062 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,750

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 6.3% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.80 to $17.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:13 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 30,000 $17.04 $511,149.00
Disclosure

SEC source: 0001409970-25-000060 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,240,070

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $17.00 to $17.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 21:27 UTC
Selleck ErinDirector
SaleCommon Stock 2,390 $16.82 $40,199.80
Disclosure

SEC source: 0001409970-25-000055 · form4.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,987

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 21:52 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 30,000 $16.65 $499,455.00
Disclosure

SEC source: 0001409970-25-000052 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,270,070

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.44 to $16.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 19:12 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $16.91 $90,181.03
Disclosure

SEC source: 0001409970-25-000049 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 384,917

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · derivative · entry 7

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,058

Underlying: Common Stock · 5,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · derivative · entry 6

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,188

Underlying: Common Stock · 8,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.