Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · derivative · entry 15 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,538 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · derivative · entry 14 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,528 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688 Underlying: Common Stock · 3,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,753 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 3,095 | $11.99 | $37,109.05 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,843 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 1,021 | $11.99 | $12,241.79 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,060 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 2,997 | $11.99 | $35,934.03 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,143 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 1,670 | $11.99 | $20,023.30 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,449 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 1,450 | $10.86 | $15,747.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,948 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:29 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008539 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:41 UTC |
LANDON ALLAN RDirector
|
GrantCommon Stock | 22,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003834 · form4.xml · nonDerivative · entry 1 LANDON ALLAN R · CIK 0001204667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,614 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 89 RSUs vested on February 1, 2021, 5,654 RSUs will vest on February 1, 2022, and an additional 6.22% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:18 UTC |
Selleck ErinDirector
|
GrantCommon Stock | 22,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003814 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,614 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 89 RSUs vested on February 1, 2021, 5,654 RSUs will vest on February 1, 2022, and an additional 6.22% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:55 UTC |
Kay ValerieChief Capital Officer
|
SaleCommon Stock | 2,522 | $11.90 | $30,011.04 |
DisclosureSEC source: 0001127602-21-002449 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,574 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.69 to $12.14. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:12 UTC | SaleCommon Stock | 9,043 | $11.06 | $100,001.11 |
DisclosureSEC source: 0001127602-21-001786 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,012 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · kind: Proceeds to be used by the Reporting Person to satisfy tax obligations in connection with an earlier exercise of LendingClub stock options. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.03 to $11.31. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
|
| December 21, 2020 Filed Dec 23, 2020 18:35 UTC |
Kay ValerieChief Capital Officer
|
SaleCommon Stock | 3,618 | $8.29 | $30,001.54 |
DisclosureSEC source: 0001127602-20-032303 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,096 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.22 to $8.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 23:32 UTC | SaleCommon Stock | 11,992 | $8.34 | $100,003.69 |
DisclosureSEC source: 0001127602-20-032301 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,055 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · kind: Proceeds to be used by the Reporting Person to satisfy tax obligations in connection with an earlier exercise of LendingClub stock options. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.25 to $8.47. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
|
| December 02, 2020 Filed Dec 8, 2020 00:49 UTC |
Momen RonnieChief Consumer Banking Officer
|
GiftCommon Stock | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030752 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,461 F1 · shares: Transaction represents the transfer of 3,424 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 18 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,874 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 17 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,118 Underlying: Common Stock · 1,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 16 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,436 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 15 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,399 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 14 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,378 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 13 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 3,363 | $7.51 | $25,256.13 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 12 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,714 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 11 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 819 | $7.51 | $6,150.69 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 10 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,779 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 9 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 2,403 | $7.51 | $18,046.53 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 8 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,069 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 3,884 | $7.51 | $29,168.84 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,979 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 1,339 | $8.08 | $10,819.12 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,630 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 2,600 | $8.08 | $21,008.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,510 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 4,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · derivative · entry 12 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,279 Underlying: Common Stock · 5,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · derivative · entry 11 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,566 Underlying: Common Stock · 2,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · derivative · entry 10 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,725 Underlying: Common Stock · 3,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,833 Underlying: Common Stock · 4,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 2,007 | $7.51 | $15,072.57 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,094 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 5,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 1,067 | $7.51 | $8,013.17 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,002 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 2,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 1,683 | $7.51 | $12,639.33 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,673 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 3,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.