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Nasdaq · USD

HAPN

Happen, Inc.

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4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2026 Filed Mar 9, 2026 22:41 UTC
Haselkorn Dov EytanChief Risk Officer
GrantRestricted Stock Unit (RSU) · Derivative 105,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000044 · form4.xml · derivative · entry 1

Haselkorn Dov Eytan · CIK 0002116733 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,933

Underlying: Common Stock · 105,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 33.33% of the total shares on February 25, 2027, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 22:20 UTC
Selleck ErinDirector
SaleCommon Stock 2,390 $15.46 $36,949.40
Disclosure

SEC source: 0001409970-26-000039 · form4.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,767

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · derivative · entry 7

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,046

Underlying: Common Stock · 5,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · derivative · entry 6

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,459

Underlying: Common Stock · 8,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · derivative · entry 5

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 11,546 $15.02 $173,420.92
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · nonDerivative · entry 4

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,268

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 5,006 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · nonDerivative · entry 3

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 8,864 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · nonDerivative · entry 2

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 7,749 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000029 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · derivative · entry 7

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,256

Underlying: Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · derivative · entry 6

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,469

Underlying: Common Stock · 3,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · derivative · entry 5

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 4,807 $15.02 $72,201.14
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,064

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,118 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:41 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,646 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000033 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · derivative · entry 9

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,360

Underlying: Common Stock · 8,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · derivative · entry 8

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,603

Underlying: Common Stock · 13,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 498,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · derivative · entry 7

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 498,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on February 25, 2026, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · derivative · entry 6

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 285,636 $15.02 $4,290,252.72
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,605,604

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,891,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 13,151 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,883,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 498,754 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:47 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 14,945 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,371,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,033

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,912

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Tax withholdingCommon Stock 5,963 $15.02 $89,564.26
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,439

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,890 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · derivative · entry 8

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,069

Underlying: Common Stock · 7,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · derivative · entry 7

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,097

Underlying: Common Stock · 12,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · derivative · entry 6

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Tax withholdingCommon Stock 15,786 $15.02 $237,105.72
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 4

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,367

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 7,509 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 3

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 12,274 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:38 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 10,849 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 18:11 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 5,333 $15.47 $82,501.51
Disclosure

SEC source: 0001409970-26-000025 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,195

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 17, 2026 Filed Feb 20, 2026 00:35 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 3

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMAs for Children

Disclosed balance after: 12,000

F3 · balance_after: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person.

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February 17, 2026 Filed Feb 20, 2026 00:35 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,521

F2 · shares: Does not represent a sale of shares. Represents the transfer of 1,000 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
February 17, 2026 Filed Feb 20, 2026 00:35 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,521

F1 · shares: Does not represent a sale of shares. Represents two separate transfers of 1,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") for two children of the Reporting Person.

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January 16, 2026 Filed Jan 21, 2026 19:23 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 6,666 $20.38 $135,853.08
Disclosure

SEC source: 0001409970-26-000007 · form4.xml · nonDerivative · entry 3

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 383,528

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 19:23 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 27,473 $20.36 $559,350.28
Disclosure

SEC source: 0001409970-26-000007 · form4.xml · nonDerivative · entry 2

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,194

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of PBRSUs.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 19:23 UTC
ARMSTRONG ANNIEChief Risk Officer
GrantCommon Stock 50,641 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000007 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 417,667

F1 · shares: Represents fully-vested shares of Common Stock of the Issuer acquired by the Reporting Person upon the certification by the Compensation Committee of the Issuer's Board of Directors of achievement of the performance criteria underlying an award of performance-based restricted stock units ("PBRSUs") granted to the Reporting Person on March 12, 2023, under the Issuer's 2014 Equity Incentive Plan.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:25 UTC
LaBenne AndrewChief Financial Officer
Tax withholdingCommon Stock 36,968 $20.36 $752,668.48
Disclosure

SEC source: 0001409970-26-000009 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,521

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of PBRSUs.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:25 UTC
LaBenne AndrewChief Financial Officer
GrantCommon Stock 70,897 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000009 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,489

F1 · shares: Represents fully-vested shares of Common Stock of the Issuer acquired by the Reporting Person upon the certification by the Compensation Committee of the Issuer's Board of Directors of achievement of the performance criteria underlying an award of performance-based restricted stock units ("PBRSUs") granted to the Reporting Person on March 12, 2023, under the Issuer's 2014 Equity Incentive Plan.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:21 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 149,140 $20.36 $3,036,490.40
Disclosure

SEC source: 0001409970-26-000005 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,345

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of PBRSUs.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:21 UTC
Sanborn ScottDirector · CEO
GrantCommon Stock 278,520 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000005 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,485

F1 · shares: Represents fully-vested shares of Common Stock of the Issuer acquired by the Reporting Person upon the certification by the Compensation Committee of the Issuer's Board of Directors of achievement of the performance criteria underlying an award of performance-based restricted stock units ("PBRSUs") granted to the Reporting Person on March 12, 2023, under the Issuer's 2014 Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.