Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,146 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 3,211 | $29.08 | $93,375.88 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,404 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 3,095 | $29.08 | $90,002.60 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,518 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 2,997 | $29.08 | $87,152.76 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,735 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 1,021 | $29.08 | $29,690.68 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,041 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 1,671 | $29.08 | $48,592.68 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,124 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · derivative · entry 15 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,897 Underlying: Common Stock · 4,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · derivative · entry 14 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,980 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · derivative · entry 13 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,957 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · derivative · entry 12 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Underlying: Common Stock · 1,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · derivative · entry 11 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,511 Underlying: Common Stock · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Tax withholdingCommon Stock | 2,312 | $29.08 | $67,232.96 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 10 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,578 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionCommon Stock | 4,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 9 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Tax withholdingCommon Stock | 3,316 | $29.08 | $96,429.28 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 8 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,500 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 7 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Tax withholdingCommon Stock | 2,366 | $29.08 | $68,803.28 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 6 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,518 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 5 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Tax withholdingCommon Stock | 806 | $29.08 | $23,438.48 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,391 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Tax withholdingCommon Stock | 7,812 | $29.08 | $227,172.96 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,668 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:46 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024456 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 19:31 UTC |
Kay ValerieBank-Chief Capital Officer
|
SaleCommon Stock | 1,091 | $27.52 | $30,024.54 |
DisclosureSEC source: 0001127602-21-024269 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,443 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $27.52 to $27.77. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 02, 2021 Filed Aug 27, 2021 22:55 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GiftCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,668 F1 · shares: Transaction represents the transfer of 4,808 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:48 UTC |
Koohestani BahmanBank-Chief Technology Officer
|
SaleCommon Stock | 6,000 | $24.40 | $146,400.00 |
DisclosureSEC source: 0001127602-21-022970 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,643 Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 23:10 UTC |
Harris AdrienneDirector
|
GrantCommon Stock | 14,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022814 · form4.xml · nonDerivative · entry 1 Harris Adrienne · CIK 0001824961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,935 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 42 RSUs vested on July 29, 2021, 3,734 RSUs will vest on July 29, 2022, and an additional 6.23% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 18:35 UTC |
Kay ValerieBank-Chief Capital Officer
|
SaleCommon Stock | 1,864 | $16.10 | $30,010.59 |
DisclosureSEC source: 0001127602-21-022444 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,534 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.06 to $16.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 19:26 UTC |
Kay ValerieBank-Chief Capital Officer
|
SaleCommon Stock | 1,602 | $18.73 | $30,003.38 |
DisclosureSEC source: 0001127602-21-020651 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,398 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.64 to $18.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 03, 2021 Filed Aug 27, 2021 23:02 UTC |
CASEY THOMAS WDirector · Chief Financial Officer
|
GiftCommon Stock | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024467 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,948 F1 · shares: Transaction represents the transfer of 190,000 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:57 UTC |
Mayopoulos Timothy JDirector
|
GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019119 · form4.xml · nonDerivative · entry 1 Mayopoulos Timothy J · CIK 0001462553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC |
Morris John C.Director
|
GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019123 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:08 UTC |
ZEISSER MICHAEL PDirector
|
GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019125 · form4.xml · nonDerivative · entry 1 ZEISSER MICHAEL P · CIK 0001267951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:00 UTC |
McCORD PATRICIA JDirector
|
GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019121 · form4.xml · nonDerivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:55 UTC |
Athey Susan CDirector
|
GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019117 · form4.xml · nonDerivative · entry 1 Athey Susan C · CIK 0001660939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,358 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 95,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,327 Underlying: Common Stock · 95,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Tax withholdingCommon Stock | 2,721 | $13.90 | $37,821.90 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,642 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Tax withholdingCommon Stock | 38,232 | $13.90 | $531,424.80 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,876 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 95,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · derivative · entry 18 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,358 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · derivative · entry 17 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,278 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · derivative · entry 16 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,450 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · derivative · entry 15 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,059 Underlying: Common Stock · 1,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.