Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.VIH · Entity 5873 | Director | September 22, 2020 | September 23, 2020 |
| Happen, Inc.LC · Entity 4526 | Director | July 29, 2021 | August 02, 2021 |
| VPC Impact Acquisition Holdings IIVPCB · Entity 139939 | Director | March 04, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date September 22, 2020 · Filed September 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-09-22 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 248619) (the "Registration Statement") and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 248619) (the "Registration Statement") and have no expiration date.
Happen, Inc.
Report date July 29, 2021 · Filed August 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,935 |
Reported balance
After 2021-07-29 transaction · row 1
1 source rowRow 1 · 2021-07-29 · Grant · Acquired 14,935 · Balance 14,935 F1: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 42 RSUs vested on July 29, 2021, 3,734 RSUs will vest on July 29, 2022, and an additional 6.23% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 42 RSUs vested on July 29, 2021, 3,734 RSUs will vest on July 29, 2022, and an additional 6.23% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date.
VPC Impact Acquisition Holdings II
Report date March 04, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B ordinary shares are convertible for shares of the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B ordinary shares are convertible for shares of the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2021 Filed Aug 2, 2021 23:10 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 14,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022814 · form4.xml · nonDerivative · entry 1 Harris Adrienne · CIK 0001824961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,935 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 42 RSUs vested on July 29, 2021, 3,734 RSUs will vest on July 29, 2022, and an additional 6.23% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.