Tapewire

Nasdaq · USD

HAFC

HANMI FINANCIAL CORP

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Tapewire entity
5020
SEC CIK
0001109242
Parsed reports
326

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2021 Filed May 29, 2021 01:22 UTC GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036721 · doc4.xml · nonDerivative · entry 1

Williams Thomas James · CIK 0001676652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,908

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:20 UTC GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036720 · doc4.xml · nonDerivative · entry 1

Rosenblum David L · CIK 0001604959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,168

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:18 UTC
Diehl ScottDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036719 · doc4.xml · nonDerivative · entry 1

Diehl Scott · CIK 0001745572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,134

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:16 UTC
Chung HarryDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036718 · doc4.xml · nonDerivative · entry 1

Chung Harry · CIK 0001479609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:12 UTC
Choi KihoDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036717 · doc4.xml · nonDerivative · entry 1

Choi Kiho · CIK 0001700108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,634

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:11 UTC
Yu GideonDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036716 · doc4.xml · nonDerivative · entry 1

Yu Gideon · CIK 0001840139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:05 UTC
Ahn John JDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036715 · doc4.xml · nonDerivative · entry 1

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,908

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 26, 2021 Filed May 29, 2021 01:02 UTC GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036714 · doc4.xml · nonDerivative · entry 1

Chu Christie K · CIK 0001636110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document
May 21, 2021 Filed May 25, 2021 01:16 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 281 $21.36 $6,002.16
Disclosure

SEC source: 0001209191-21-035589 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,320

Read SEC document
May 21, 2021 Filed May 25, 2021 01:11 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 470 $21.36 $10,039.20
Disclosure

SEC source: 0001209191-21-035585 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,402

Read SEC document
May 21, 2021 Filed May 25, 2021 01:06 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 290 $21.36 $6,194.40
Disclosure

SEC source: 0001209191-21-035580 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,119

Read SEC document
May 03, 2021 Filed May 4, 2021 21:19 UTC
LEE BONITAPresident & CEO
Tax withholdingCommon Stock 2,266 $21.27 $48,197.82
Disclosure

SEC source: 0001209191-21-029962 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,445

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:20 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 301 $19.37 $5,830.37
Disclosure

SEC source: 0001209191-21-023884 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:19 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 250 $19.37 $4,842.50
Disclosure

SEC source: 0001209191-21-023883 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,601

Read SEC document
March 24, 2021 Filed Mar 27, 2021 01:17 UTC
Du MichaelChief Risk Officer
GrantCommon Stock 1,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023356 · doc4.xml · nonDerivative · entry 2

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,912

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
March 24, 2021 Filed Mar 27, 2021 00:42 UTC
Park Min SChief Credit Risk Officer
GrantCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023354 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
March 24, 2021 Filed Mar 27, 2021 00:34 UTC
Fuhr MatthewChief Credit Administration
GrantCommon Stock 1,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023347 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,226

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
March 24, 2021 Filed Mar 27, 2021 00:29 UTC
Kim Anthony I.Chief Banking Officer
GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023346 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,409

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
March 24, 2021 Filed Mar 27, 2021 00:20 UTC
LEE BONITAPresident & CEO
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023340 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,711

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
March 24, 2021 Filed Mar 27, 2021 00:25 UTC
SANTAROSA ROMOLOSEVP, Chief Financial Officer
GrantCommon Stock 4,761 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023344 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,075

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021.

Read SEC document
November 18, 2020 Filed Mar 27, 2021 01:17 UTC
Du MichaelChief Risk Officer
Tax withholdingCommon Stock 511 $10.32 $5,273.52
Disclosure

SEC source: 0001209191-21-023356 · doc4.xml · nonDerivative · entry 1

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,489

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:50 UTC
Ahn John JDirector
PurchaseCommon Stock 2,000 $9.14 $18,270.00
Disclosure

SEC source: 0001209191-20-057466 · doc4.xml · nonDerivative · entry 2

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,915

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:50 UTC
Ahn John JDirector
PurchaseCommon Stock 2,000 $9.15 $18,300.00
Disclosure

SEC source: 0001209191-20-057466 · doc4.xml · nonDerivative · entry 1

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,915

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:51 UTC
Yang MichaelDirector
GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052146 · doc4.xml · nonDerivative · entry 1

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,915

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:44 UTC GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052144 · doc4.xml · nonDerivative · entry 1

Williams Thomas James · CIK 0001676652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,915

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:39 UTC GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052141 · doc4.xml · nonDerivative · entry 1

Rosenblum David L · CIK 0001604959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:33 UTC
Diehl ScottDirector
GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052138 · doc4.xml · nonDerivative · entry 1

Diehl Scott · CIK 0001745572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,141

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:28 UTC
Chung HarryDirector
GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052136 · doc4.xml · nonDerivative · entry 1

Chung Harry · CIK 0001479609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,915

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:24 UTC GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052132 · doc4.xml · nonDerivative · entry 1

Chu Christie K · CIK 0001636110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:18 UTC
Choi KihoDirector
GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052129 · doc4.xml · nonDerivative · entry 1

Choi Kiho · CIK 0001700108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:13 UTC
Ahn John JDirector
GrantCommon Stock 5,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052125 · doc4.xml · nonDerivative · entry 1

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 00:11 UTC
LEE BONITAPresident & CEO
GrantCommon Stock 19,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045782 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,211

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, August 5, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 23:59 UTC
Fuhr MatthewChief Credit Administration
GrantCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040717 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,560

Read SEC document
July 01, 2020 Filed Jul 2, 2020 23:33 UTC
SANTAROSA ROMOLOSEVP, Chief Financial Officer
GrantCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040704 · doc4.xml · nonDerivative · entry 2

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,314

Read SEC document
July 01, 2020 Filed Jul 2, 2020 23:33 UTC
SANTAROSA ROMOLOSEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,830 $9.08 $16,616.40
Disclosure

SEC source: 0001209191-20-040704 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,280

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:15 UTC
Park Min SChief Credit Risk Officer
GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039276 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,599

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:12 UTC
Fuhr MatthewChief Credit Administration
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039271 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,526

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:11 UTC
Kim Anthony I.Chief Banking Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039268 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,267

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 25, 2020.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 22:20 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 613 $9.53 $5,841.89
Disclosure

SEC source: 0001209191-20-034789 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,267

Read SEC document
May 22, 2020 Filed May 28, 2020 00:32 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 290 $8.69 $2,520.10
Disclosure

SEC source: 0001209191-20-032470 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,880

Read SEC document
May 22, 2020 Filed May 28, 2020 00:25 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 470 $8.69 $4,084.30
Disclosure

SEC source: 0001209191-20-032467 · doc4.xml · nonDerivative · entry 2

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,526

Read SEC document
May 15, 2020 Filed May 15, 2020 19:00 UTC
SANTAROSA ROMOLOSEVP, Chief Financial Officer
PurchaseCommon Stock 1,000 $7.61 $7,610.00
Disclosure

SEC source: 0001209191-20-029667 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,110

Read SEC document
May 14, 2020 Filed May 15, 2020 18:39 UTC PurchaseCommon Stock 1,000 $7.92 $7,920.00
Disclosure

SEC source: 0001209191-20-029661 · doc4.xml · nonDerivative · entry 1

Rosenblum David L · CIK 0001604959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,122

Read SEC document
May 14, 2020 Filed May 15, 2020 18:33 UTC
Chung HarryDirector
PurchaseCommon Stock 3,000 $7.58 $22,737.90
Disclosure

SEC source: 0001209191-20-029658 · doc4.xml · nonDerivative · entry 1

Chung Harry · CIK 0001479609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,862

Read SEC document
May 14, 2020 Filed May 15, 2020 18:22 UTC
LEE BONITAPresident & CEO
PurchaseCommon Stock 2 $7.80 $15.59
Disclosure

SEC source: 0001209191-20-029653 · doc4.xml · nonDerivative · entry 2

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,023

Read SEC document
May 14, 2020 Filed May 15, 2020 18:22 UTC
LEE BONITAPresident & CEO
PurchaseCommon Stock 3,998 $7.80 $31,184.40
Disclosure

SEC source: 0001209191-20-029653 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,021

Read SEC document
May 13, 2020 Filed May 15, 2020 18:51 UTC
Ahn John JDirector
PurchaseCommon Stock 2,000 $7.78 $15,566.40
Disclosure

SEC source: 0001209191-20-029665 · doc4.xml · nonDerivative · entry 3

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child II

Disclosed balance after: 6,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2020 Filed May 15, 2020 18:51 UTC
Ahn John JDirector
PurchaseCommon Stock 2,000 $7.78 $15,566.40
Disclosure

SEC source: 0001209191-20-029665 · doc4.xml · nonDerivative · entry 2

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child I

Disclosed balance after: 6,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2020 Filed May 15, 2020 18:51 UTC
Ahn John JDirector
PurchaseCommon Stock 5,000 $7.78 $38,916.00
Disclosure

SEC source: 0001209191-20-029665 · doc4.xml · nonDerivative · entry 1

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,862

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 19:00 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 301 $10.56 $3,178.56
Disclosure

SEC source: 0001209191-20-021782 · doc4.xml · nonDerivative · entry 2

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,943

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.