Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Chief Risk Officer | April 01, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date April 01, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,249 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Tax withholding · Disposed 360 · Balance 15,249 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 6, 2026 21:40 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 360 | $26.60 | $9,576.00 |
DisclosureSEC source: 0001193125-26-144070 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,249 Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 636 | $26.33 | $16,745.88 |
DisclosureSEC source: 0001193125-26-132570 · ownership.xml · nonDerivative · entry 3 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,736 Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-132570 · ownership.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,372 F1 · shares: On March 10, 2023, the reporting person was granted 1,973 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 2,367 shares (120% of payout). Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 169 | $26.33 | $4,449.77 |
DisclosureSEC source: 0001193125-26-132570 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,005 Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:18 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 763 | $26.33 | $20,089.79 |
DisclosureSEC source: 0001193125-26-144022 · ownership.xml · nonDerivative · entry 3 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,609 Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:18 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-144022 · ownership.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,372 F1 · shares: On March 10, 2023, the reporting person was granted 1,973 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 2,367 shares (120% of payout). Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:18 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 169 | $26.33 | $4,449.77 |
DisclosureSEC source: 0001193125-26-144022 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,005 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-111445 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,005 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026. Read SEC document |
| March 10, 2026 Filed Mar 13, 2026 01:55 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 205 | $25.55 | $5,237.75 |
DisclosureSEC source: 0001193125-26-104795 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,409 Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:54 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 352 | $22.54 | $7,934.08 |
DisclosureSEC source: 0000950170-25-049504 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,614 Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:50 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 398 | $22.46 | $8,939.08 |
DisclosureSEC source: 0000950170-25-046984 · ownership.xml · nonDerivative · entry 3 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,966 Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:50 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-046984 · ownership.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,364 F2 · shares: On March 23, 2022, the reporting person was granted 1,310 shares of restricted stock which would vest on or after March 22, 2025, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended March 22, 2025 were met, and certified on March 26, 2025, resulting in the vesting of 1,129 shares (86.11% of payout). Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:50 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-046984 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,235 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 26, 2025. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 20:17 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 135 | $22.46 | $3,032.10 |
DisclosureSEC source: 0000950170-25-044406 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,650 Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 00:42 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 197 | $21.52 | $4,239.44 |
DisclosureSEC source: 0000950170-25-037555 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,785 Read SEC document |
| April 01, 2024 Filed Apr 16, 2024 01:28 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-044570 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,982 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, April 1, 2024. Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 609 | $15.22 | $9,268.98 |
DisclosureSEC source: 0000950170-24-036751 · ownership.xml · nonDerivative · entry 3 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,605 Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-036751 · ownership.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,214 F1 · shares: On March 24, 2021, the reporting person was granted 1,786 shares of restricted stock which vests on March 24, 2024, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended March 24, 2024 were met, resulting in the vesting of 1,645 shares (92.06% of payout). Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 152 | $15.22 | $2,313.44 |
DisclosureSEC source: 0000950170-24-036751 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,569 Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 18:51 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 615 | $15.22 | $9,360.30 |
DisclosureSEC source: 0000950170-24-037073 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,599 F1 · shares: The shares forfeited were incorrectly reported as 609 shares in the original filing. Read SEC document |
| March 23, 2024 Filed Mar 25, 2024 21:51 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 131 | $15.22 | $1,993.82 |
DisclosureSEC source: 0000950170-24-036037 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,721 Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 21:59 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 197 | $15.77 | $3,106.69 |
DisclosureSEC source: 0000950170-24-030949 · ownership.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,852 Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 00:23 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 175 | $18.72 | $3,276.00 |
DisclosureSEC source: 0001209191-23-021317 · doc4.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,049 Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 00:23 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 131 | $18.47 | $2,419.57 |
DisclosureSEC source: 0001209191-23-021317 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,224 Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 01:24 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018314 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,355 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 10, 2023. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:30 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 527 | $26.08 | $13,744.16 |
DisclosureSEC source: 0001209191-22-058233 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,759 Read SEC document |
| March 24, 2022 Filed Mar 26, 2022 01:24 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 176 | $25.52 | $4,491.52 |
DisclosureSEC source: 0001209191-22-021206 · doc4.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,302 Read SEC document |
| March 24, 2022 Filed Apr 8, 2022 23:34 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 176 | $25.52 | $4,491.52 |
DisclosureSEC source: 0001209191-22-023910 · doc4a.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 01:24 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021206 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,478 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022. Read SEC document |
| March 23, 2022 Filed Apr 8, 2022 23:34 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023910 · doc4a.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,462 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022. Read SEC document |
| November 18, 2021 Filed Nov 30, 2021 00:27 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 511 | $23.67 | $12,095.37 |
DisclosureSEC source: 0001209191-21-067041 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,401 Read SEC document |
| March 24, 2021 Filed Mar 27, 2021 01:17 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023356 · doc4.xml · nonDerivative · entry 2 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,912 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021. Read SEC document |
| November 18, 2020 Filed Mar 27, 2021 01:17 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 511 | $10.32 | $5,273.52 |
DisclosureSEC source: 0001209191-21-023356 · doc4.xml · nonDerivative · entry 1 Du Michael · CIK 0001799002 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,489 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.