Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 15, 2017 17:59 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 130,000 | $8.20 | $1,066,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,781,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:59 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,651,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:59 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 270,000 | $8.20 | $2,214,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,601,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:54 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 270,000 | $8.20 | $2,214,000.00 |
DisclosureSEC source: 0001209191-17-011193 · doc4.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947,308 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC |
Bowers Cindy MDirector
|
SaleCommon Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001209191-17-011191 · doc4.xml · nonDerivative · entry 1 Bowers Cindy M · CIK 0001672998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,002 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 12:33 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006937 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,550 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:23 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006929 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,353 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:25 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006931 · doc4.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,620 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006933 · doc4.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,301 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 12:31 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006935 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,463 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:56 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-000406 · doc4.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,264 Underlying: Common Stock · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:56 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000406 · doc4.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,820 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:56 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,556 | $9.11 | $23,285.16 |
DisclosureSEC source: 0001209191-17-000406 · doc4.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2016. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:56 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-000406 · doc4.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 17:51 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000395 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,411 Underlying: Common Stock · 125 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:49 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000391 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,311 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:54 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 3,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-000403 · doc4.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,566 Underlying: Common Stock · 3,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:54 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000403 · doc4.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,991 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:54 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 3,425 | $9.11 | $31,201.75 |
DisclosureSEC source: 0001209191-17-000403 · doc4.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2016. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:54 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-000403 · doc4.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 17:46 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000389 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,374 Underlying: Common Stock · 80 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 24,500 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001209191-16-156348 · doc4.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 24,500 shares Expires 2023-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which vest ratably over 16 quarters from the grant date. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 24,500 | $8.99 | $220,255.00 |
DisclosureSEC source: 0001209191-16-156348 · doc4.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 24,500 | $2.69 | $65,905.00 |
DisclosureSEC source: 0001209191-16-156348 · doc4.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:32 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 24,500 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-16-156342 · doc4.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 24,500 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 92,500 of the stock appreciation rights on July 1, 2013, which vest ratably over 16 quarters from the grant date. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:32 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 24,500 | $8.99 | $220,255.00 |
DisclosureSEC source: 0001209191-16-156342 · doc4.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:32 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 24,500 | $1.59 | $38,955.00 |
DisclosureSEC source: 0001209191-16-156342 · doc4.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 18:33 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152765 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,294 Underlying: Common Stock · 85 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 18:35 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152767 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,286 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:29 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152755 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:30 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152758 · doc4.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,934 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:31 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152761 · doc4.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,781 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 12:23 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151879 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 Underlying: Common Stock · 1,475 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 11:33 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.68 | $76,800.00 |
DisclosureSEC source: 0001209191-16-148528 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,331,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 17:19 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.77 | $77,700.00 |
DisclosureSEC source: 0001209191-16-147995 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,321,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 13:12 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.79 | $77,900.00 |
DisclosureSEC source: 0001209191-16-147797 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,311,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147987 · doc4.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,874 Underlying: Common Stock · 64 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:05 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147969 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,154 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:11 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147981 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,233 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:09 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147978 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,734 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:16 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147992 · doc4.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,740 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 15:02 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.73 | $77,300.00 |
DisclosureSEC source: 0001209191-16-147261 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,301,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 16:11 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.78 | $77,800.00 |
DisclosureSEC source: 0001209191-16-146587 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,291,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2016 Filed Oct 20, 2016 16:32 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.67 | $76,700.00 |
DisclosureSEC source: 0001209191-16-146492 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,281,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 11:35 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0001209191-16-145994 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,271,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 16:07 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.81 | $78,100.00 |
DisclosureSEC source: 0001209191-16-145551 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,261,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 15:56 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.89 | $78,900.00 |
DisclosureSEC source: 0001209191-16-144116 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,251,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:34 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $7.84 | $78,400.00 |
DisclosureSEC source: 0001209191-16-143370 · doc4.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,241,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 2,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144697 · doc4.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,696 Underlying: Common Stock · 2,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144697 · doc4.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,275 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.